Common use of Investment Adviser Clause in Contracts

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 220 contracts

Samples: Terms of Pooling and Servicing Agreement (RALI Series 2007 QS9 Trust), Residential Accredit (RALI Series 2006-Qh1 Trust), Servicing Agreement (RALI Series 2006-Qo1 Trust)

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Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 202 contracts

Samples: Trust Agreement (Opteum Mortgage Acceptance CORP), Pooling and Servicing Agreement (RASC Series 2006-Ks9 Trust), Pooling and Servicing Agreement (RASC Series 2007-Ks3 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940, as amended. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 24 contracts

Samples: Irwin Whole Loan Home Equity Trust 2005-A, Residential Asset Mortgage Products Inc, GMACM Home Equity Loan Trust 2006-He2

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.. ___

Appears in 18 contracts

Samples: Pooling and Servicing Agreement (MSC Mortgage Pass Through Certificates Series 2003-Ar3), Pooling and Servicing Agreement (Wamu Mortgage Pass-Through Certificates Series 2004-Ar1), Pooling and Servicing Agreement (Wamu Mortgage Pass Through Certs Ser 2003-S9)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _____ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 10 contracts

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2001-7), Pooling and Servicing Agreement (Abn Amro Mortgage Corp), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2002-3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _______ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 7 contracts

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2000-1), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Mort Ps THR CRTS Ser 2003-7), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Muilti Cl Mort Ps THR CRTS Ser 2003-8)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- __ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 5 contracts

Samples: Trust Agreement (Credit Suisse First Boston Mortgage Securities Corp), Trust Agreement (Origen Manufactured Housing Contract Trust 2004-B), Pooling and Servicing Agreement (Residential Asst Mort Prod Gmacm Mt Ps THR Certs Ser 2003-J9)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- as amended. ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 5 contracts

Samples: Trust Agreement (Wachovia Asset Securitization Inc), Trust Agreement (Gmacm Home Equity Loan Trust 2005-He2), Trust Agreement (Residential Asset Mortgage Products Inc)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- - SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 4 contracts

Samples: Indenture (Home Equity Loan Trust 2006-Hsa4), Indenture (RFMSII Series 2006-Hsa2 Trust), Indenture (Home Equity Loan Trust 2006-Hsa3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- --- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (PNC Mortgage Sec Corp Mort Pass THR Cert Ser 2000-1), Trust Agreement (WaMu Asset Acceptance Corp.), Pooling and Servicing Agreement (PNC Mortgage Securities Corp Mort Pass Thru Cert Ser 2000 4)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ¨ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (BellaVista Finance CORP), Trust Agreement (Peoples Choice Home Loan Securities Trust Series 2005-4), Trust Agreement (Peoples Choice Home Loan Securities Trust Series 2005-3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ______ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Bear Stearns ALT-A Trust, Series 2005-8)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business ---- Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (WaMu Mortgage Pass-Through Certificates Series 2004-Ar4)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(cSection301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RAMP Series 2005-Sp3 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940, as amended. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958., as amended. ___

Appears in 1 contract

Samples: Bear Stearns Asset Backed Securities Inc

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Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Trust Agreement (Long Beach Securities Corp)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.. --

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RALI Series 2006-Qa7 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Gmacm Mortgage Loan Trust 2005-J1)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- [ ] SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Trust Agreement (Merrill Lynch Mortgage Backed Securities Trust, Series 2007-2)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958. Business Development Company. The Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Residential Accredit Loans Inc)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- as amended. _____ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 1 contract

Samples: Trust Agreement (Wachovia Mortgage Loan Trust, LLC)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _ _ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Sec Corp Mort Pass THR Cert Ser 2000-8)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958. -- Business Development Company. The Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.

Appears in 1 contract

Samples: Recognition Agreement (Bear Stearns ALT-A Trust 2006-1)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. SBIC The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Custodial Agreement (RFMSII Series 2006-Hsa1 Trust)

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