Common use of IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING THIS ACCOUNT Clause in Contracts

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING THIS ACCOUNT. To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. You are required to provide the following information, among other items, on new account forms: name, address, date of birth and other information that will allow LPL to confirm your identity. In addition, your Advisor may also ask to see a valid driver’s license or other identifying documents.

Appears in 7 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

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IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING THIS ACCOUNT. To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. You are Client is required to provide the following information, among other items, on new account forms: name, address, date of birth and other information that will allow LPL to confirm your Client’s identity. In addition, your Advisor Representative may also ask to see a valid driver’s license or other identifying documents.

Appears in 3 contracts

Samples: Brokerage Account Agreement, Brokerage Account Agreement, Brokerage Account Agreement

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IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING THIS ACCOUNT. To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. You are required to provide the following information, among other items, on new account forms: name, address, date of birth and other information that will allow Equitable Advisors and LPL to confirm your identity. In addition, your Advisor Financial Professional may also ask to see a valid driver’s license or other identifying documents.

Appears in 1 contract

Samples: Direct Business Account Agreement

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