Form SB-2 Clause Samples
The Form SB-2 clause refers to the use or requirement of a specific registration statement, known as Form SB-2, which was designed for small business issuers to register securities with the U.S. Securities and Exchange Commission (SEC). This form allowed eligible small businesses to provide simplified disclosures when offering securities to the public, making the registration process less burdensome compared to standard forms. By referencing Form SB-2, the clause ensures that small businesses can access capital markets with reduced regulatory complexity, thereby facilitating fundraising while maintaining necessary investor protections.
Form SB-2. The Company is eligible to register the Conversion Shares and Warrant Shares for resale in a secondary offering by each Purchaser on a registration statement on Form SB-2 under the Securities Act. To the Company’s knowledge, there exist no facts or circumstances (including without limitation any required approvals or waivers of any circumstances that may delay or prevent the obtaining of accountant’s consents) that could reasonably be expected to prohibit or delay the preparation and filing of a registration statement on Form SB-2 that will be available for the resale of all Conversion Shares and Warrant Shares by each Purchaser.
Form SB-2. The Company has filed with the Commission on January 20, 1998 a registration statement on Form SB-2 (the "FORM SB-2") pursuant to the Exchange Act. The Company shall use its best efforts to amend the Form SB-2 in order to include the resale of the Underlying Securities thereunder as soon as possible but in no event later than the 20th day after the Closing Date and shall take all commercially reasonable steps necessary to cause such Form SB-2 to be declared effective as soon as possible thereafter but in no event later than the 50th day after the Closing Date, and shall provide to the Purchaser evidence of such filing and effectiveness.
Form SB-2. The Company is eligible to file the Registration Statement (as defined in the Registration Rights Agreement) on Form SB-2 under the Act and rules
Form SB-2. The Company is eligible to register the Registrable Securities for resale by each Investor on a registration statement on Form SB-2 under the Securities Act. To the Company’s knowledge, there exist no facts or circumstances (including without limitation any required approvals or waivers of any circumstances that may delay or prevent the obtaining of accountant’s consents) that could reasonably be expected to prohibit or delay the preparation, filing or effectiveness of such registration statement.
Form SB-2. The Company shall (i) initially register the sale of the Registrable Securities on Form SB-2 (or such other form if Form SB-2 is not available) and (ii) undertake to promptly register the Registrable Securities on Form S-3 as soon as such form is available, provided that the Company shall maintain the effectiveness of the Registration Statement then in effect until such time as a Registration Statement on Form S-3 covering the Registrable Securities has been declared effective by the SEC.
Form SB-2. In accordance with Commission's rules, the Company is eligible to utilize Form SB-2 for the registration of the resale of its securities.