Common use of Foreign Status Clause in Contracts

Foreign Status. If the Participant is offering and selling Shares of any Series of the Trust in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member in good standing of FINRA as set forth in the preceding paragraph, the Participant nevertheless agrees to observe the applicable laws and regulations of the jurisdiction in which such offer and/or sale is made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its business in accordance with the NASD/FINRA Conduct Rules.

Appears in 4 contracts

Samples: Authorized Participant Agreement (Exchange Traded Concepts Trust), Authorized Participant Agreement (Pyxis Funds I), Authorized Participant Agreement (Cambria ETF Trust)

AutoNDA by SimpleDocs

Foreign Status. If the Participant is offering and selling Shares of any Series of the Trust in jurisdictions outside the several states, territories territories, and possessions of the United States and is not otherwise required to be registered, qualified, or a member in good standing of FINRA FINRA, as set forth in the preceding paragraph, the Participant nevertheless agrees to observe the applicable laws and regulations of the jurisdiction in which such said offer and/or sale is made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its the Participant’s business in accordance with the NASD/FINRA Conduct Rules.

Appears in 3 contracts

Samples: Authorized Participant Agreement (Advisors' Inner Circle Fund III), Authorized Participant Agreement (Advisors' Inner Circle Fund), Authorized Participant Agreement (SEI Exchange Traded Funds)

Foreign Status. If the Participant is offering and selling Shares of any Series Fund of the Trust Company in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member in good standing of FINRA as set forth in the preceding paragraph, the Participant nevertheless agrees to observe the applicable laws and regulations of the each jurisdiction in which such offer and/or sale is made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its business in accordance with the spirit of the NASD/FINRA Conduct Rules.

Appears in 2 contracts

Samples: Authorized Participant Agreement (Causeway ETMF Trust), Authorized Participant Agreement (Impact Shares Trust I)

Foreign Status. If the Participant is offering and selling Shares of any Series of the Trust in jurisdictions outside the several states, territories territories, and possessions of the United States and is not otherwise required to be registered, qualified, or a member in good standing of FINRA FINRA, as set forth in the preceding paragraph, the Participant nevertheless agrees to observe the applicable laws and regulations of the jurisdiction in which such said offer and/or sale is made, to comply with the full disclosure requirements of the 1933 Act (to the extent applicable and not inconsistent with applicable Law) and the regulations promulgated thereunder and to conduct its business in accordance with the NASD/FINRA Conduct Rulesthereunder.

Appears in 2 contracts

Samples: Authorized Participant Agreement (Quaker Investment Trust), Authorized Participant Agreement (Advisors' Inner Circle Fund II)

AutoNDA by SimpleDocs

Foreign Status. If the Participant is offering and selling Shares of any Series of the Trust in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member in good standing of FINRA as set forth in the preceding paragraph, the Participant nevertheless agrees to observe the applicable laws and regulations of the each jurisdiction in which such offer and/or sale is made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its business in accordance with the spirit of the NASD/FINRA Conduct Rules.

Appears in 1 contract

Samples: Authorized Participant Agreement (LocalShares Investment Trust)

Time is Money Join Law Insider Premium to draft better contracts faster.