Common use of Foreign Status Clause in Contracts

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraph, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 14 contracts

Samples: Authorized Participant Agreement (Abrdn Palladium ETF Trust), Authorized Participant Agreement (Abrdn Silver ETF Trust), Authorized Participant Agreement (Abrdn Platinum ETF Trust)

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Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraph, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.. 

Appears in 6 contracts

Samples: Authorized Participant Agreement, Authorized Participant Agreement (ETFS Gold Trust), Authorized Participant Agreement (ETFS Platinum Trust)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member meet the requirements of FINRA as set forth in the preceding paragraphclauses (i) through (iii) of Section 3.02 hereof, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 5 contracts

Samples: Authorized Participant Agreement (Grayscale Ethereum Mini Trust (ETH)), Authorized Participant Agreement (Grayscale Ethereum Trust (ETH)), Authorized Participant Agreement (Grayscale Bitcoin Mini Trust (BTC))

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraphStates, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with applicable rules of any self-regulatory organization of which the FINRA Conduct RulesAuthorized Participant is a member, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 5 contracts

Samples: Authorized Participant Agreement, Authorized Participant Agreement (GraniteShares Platinum Trust), Authorized Participant Agreement (GraniteShares Platinum Trust)

Foreign Status. If the Authorized Participant is offering and selling Shares of any Fund in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualifiedregistered or qualified as a broker or dealer, or to be a member of FINRA as set forth in the preceding paragraphabove, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made made, to comply with the full disclosure requirements of the Securities Act and the regulations promulgated thereunder, and to conduct its business in accordance with the spirit of the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 3 contracts

Samples: Authorized Participant Agreement, Authorized Participant Agreement (PIMCO ETF Trust), Authorized Participant Agreement (PIMCO ETF Trust)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraph, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shareslaws.

Appears in 3 contracts

Samples: Authorized Participant Agreement (iShares Ethereum Trust), Authorized Participant Agreement (iShares Bitcoin Trust), Authorized Participant Agreement (iShares Bitcoin Trust)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member meet the requirements of FINRA as set forth in the preceding paragraphclauses (i) through (iii) of Section 3.02 hereof, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its business in accordance with the spirit of the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 3 contracts

Samples: Authorized Participant Agreement (AccuShares Commodities Trust I), Authorized Participant Agreement (AccuShares Commodities Trust I), Authorized Participant Agreement (AccuShares Commodities Trust I)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraphStates, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 3 contracts

Samples: Authorized Participant Agreement (Perth Mint Physical Gold ETF), Authorized Participant Agreement (Bitcoin Investment Trust), Authorized Participant Agreement (Merk Gold Trust)

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Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States States, and the Participant is not otherwise required to be registered, qualifiedregistered or qualified as a broker or dealer, or to be a member of FINRA as set forth in the preceding paragraphabove, the Authorized Participant nevertheless agrees to observe the applicable laws laws, rules and regulations of the jurisdiction in which such offer and/or sale is made made, to comply with the full disclosure requirements of the Securities Act and the regulations promulgated thereunder, and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, the Shares.

Appears in 2 contracts

Samples: Form of Authorized Participant Agreement (Calvert Management Series), Authorized Participant Agreement (Gabelli Nextshares Trust)

Foreign Status. If the Authorized Participant is offering and selling Shares of any Series of the Company in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraph, the Authorized Participant nevertheless agrees to observe the applicable laws Laws of the jurisdiction in which such offer and/or sale is made made, to comply with the full disclosure requirements of the 1933 Act and the regulations promulgated thereunder and to conduct its business in accordance with the spirit of the NASD/FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 2 contracts

Samples: Authorized Participant Agreement, Authorized Participant Agreement (Huntington Strategy Shares)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraph, the Authorized Participant nevertheless agrees to represents and warrants that it shall observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares.

Appears in 2 contracts

Samples: Authorized Participant Agreement (Bitwise Ethereum ETF), Authorized Participant Agreement (Bitwise Bitcoin ETF)

Foreign Status. If the Authorized Participant is offering and selling Shares in jurisdictions outside the several states, territories and possessions of the United States and is not otherwise required to be registered, qualified, or a member of FINRA as set forth in the preceding paragraphStates, the Authorized Participant nevertheless agrees to observe the applicable laws of the jurisdiction in which such offer and/or sale is made and to conduct its business in accordance with the FINRA Conduct - 29 - Rules, to the extent the foregoing relates to the Authorized Participant’s transactions in, and activities with respect to, Shares. Section 3.04.

Appears in 1 contract

Samples: Authorized Participant Agreement   Authorized Participant Agreement

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