FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 160 contracts
Samples: Underwriting Agreement (Genesis Unicorn Capital Corp.), Underwriting Agreement (Sizzle Acquisition Corp.), Underwriting Agreement (Plutonian Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 143 contracts
Samples: Underwriting Agreement (HighCape Capital Acquisition Corp.), Underwriting Agreement (Aldel Financial Inc.), Underwriting Agreement (FG Merger Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 39 contracts
Samples: Underwriting Agreement (Oak Woods Acquisition Corp), Underwriting Agreement (COVA Acquisition Corp.), Underwriting Agreement (FTAC Athena Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 39 contracts
Samples: Underwriting Agreement (Biotech Acquisition Co), Underwriting Agreement (Longevity Acquisition Corp), Underwriting Agreement (Collabrium Japan Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 34 contracts
Samples: Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Minority Equality Opportunities Acquisition Inc.), Underwriting Agreement (Avalon Acquisition Inc.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 28 contracts
Samples: Underwriting Agreement (Virtuoso Acquisition Corp.), Underwriting Agreement (KBL Merger Corp. Iv), Underwriting Agreement (Alpha Healthcare Acquisition Corp Iii)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 26 contracts
Samples: Underwriting Agreement (GP-Act III Acquisition Corp.), Underwriting Agreement (10X Capital Venture Acquisition Corp. III), Underwriting Agreement (BioPlus Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 24 contracts
Samples: Underwriting Agreement (Cf Acquisition Corp. Iv), Underwriting Agreement (CF Acquisition Corp. VI), Underwriting Agreement (CF Finance Acquisition Corp II)
FINRA. The Except as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 16 contracts
Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (Feutune Light Acquisition Corp), Underwriting Agreement (Feutune Light Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 12 contracts
Samples: Underwriting Agreement (Colombier Acquisition Corp. Ii), Underwriting Agreement (Legato Merger Corp. III), Underwriting Agreement (Colombier Acquisition Corp. Ii)
FINRA. The Except as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 9 contracts
Samples: Underwriting Agreement (Denali Capital Acquisition Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.), Underwriting Agreement (Denali Capital Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 6 contracts
Samples: Underwriting Agreement (B. Riley Principal 250 Merger Corp.), Underwriting Agreement (B. Riley Principal 150 Merger Corp.), B. Riley Principal 250 Merger Corp.
FINRA. The Other than as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (TradeUP Acquisition Corp.), Underwriting Agreement (TradeUP Acquisition Corp.), Underwriting Agreement (TradeUP Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a an FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Peak Resorts Inc)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member “participating member” in the distribution of the Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (CF Acquisition Corp. VII), Underwriting Agreement (CF Acquisition Corp. VIII), Underwriting Agreement (CF Acquisition Corp. VII)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 4 contracts
Samples: Underwriting Agreement (EG Acquisition Corp.), Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (Sanaby Health Acquisition Corp. I)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a Participating FINRA member participating in the distribution of the Public SecuritiesMember.
Appears in 3 contracts
Samples: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is becomes aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (EVe Mobility Acquisition Corp), Underwriting Agreement (EVe Mobility Acquisition Corp), Underwriting Agreement (Endeavor Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesSecurities in the Offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (FinTech Acquisition Corp), Underwriting Agreement (Fintech Acquisition Corp. II)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Atlas Crest Investment Corp. IV), Underwriting Agreement (Atlas Crest Investment Corp. V), Underwriting Agreement (Atlas Crest Investment Corp. III)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is becomes aware that any 10director, officer or 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a an FINRA member participating in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Zheng Hui Industry Corp.), Underwriting Agreement (Sino Clean Energy Inc)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesSecurities in the Offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Electrum Special Acquisition Corp)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I), Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (WhiteSmoke, Inc.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% 10 or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (FTAC Parnassus Acquisition Corp.), Underwriting Agreement (FTAC Parnassus Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (M3-Brigade Acquisition III Corp.), Underwriting Agreement (M3-Brigade Acquisition III Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware has knowledge that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a any FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Enterprise 4.0 Technology Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member “participating member” in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Battery Future Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the toe distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Industrial Human Capital, Inc.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is becomes aware that any 10director, officer or 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is or becomes aware that any officer or director of the Company or any beneficial owner of 10% or greater stockholder more of any class of the Company Company’s securities is or becomes an affiliate or associated person of a FINRA member participating in the distribution Offering (as determined in accordance with the rules and regulations of the Public SecuritiesFINRA).
Appears in 1 contract
