FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 35 contracts
Samples: Subscription Agreement (Opera LTD), Subscription Agreement (Chindata Group Holdings LTD), Subscription Agreement (Chindata Group Holdings LTD)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent percent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 15 contracts
Samples: Preference Shares Subscription Agreement (Bitauto Holdings LTD), Share Purchase and Subscription Agreement (E-House (China) Holdings LTD), Share Purchase and Subscription Agreement (Leju Holdings LTD)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRAFINRA Rule 5130.
Appears in 10 contracts
Samples: Subscription Agreement (EHang Holdings LTD), Subscription Agreement (EHang Holdings LTD), Subscription Agreement (EHang Holdings LTD)
FINRA. The relevant Purchaser does not, directly or indirectly, own more than five per cent percent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 5 contracts
Samples: Subscription Agreement (Bitauto Holdings LTD), Subscription Agreement (Tencent Holdings LTD), Subscription Agreement (JD.com, Inc.)
FINRA. The Such Purchaser does not, directly or indirectly, own more than five per cent percent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 3 contracts
Samples: Subscription Agreement (JD.com, Inc.), Share Subscription Agreement (Bitauto Holdings LTD), Share Subscription Agreement (Bitauto Holdings LTD)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock share capital (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 2 contracts
Samples: Share Purchase Agreement (NQ Mobile Inc.), Common Share Purchase Agreement (NQ Mobile Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent percent (5%) of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 2 contracts
Samples: Subscription Agreement (JD.com, Inc.), Subscription Agreement (JD.com, Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.FINRA Rule 5130.
Appears in 2 contracts
Samples: Subscription Agreement (9F Inc.), Subscription Agreement (9F Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent percent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRAFINRA Rule 5130.
Appears in 2 contracts
Samples: Subscription Agreement (Ctrip Com International LTD), Subscription Agreement (Baidu, Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.FINRA Rule 5130. ARTICLE III
Appears in 1 contract
Samples: Subscription Agreement (9F Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five ten per cent of the outstanding common stock Ordinary Shares (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 1 contract
Samples: Subscription Agreement (First High-School Education Group Co., Ltd.)
FINRA. The Such Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRAFINRA Rule 5130.
Appears in 1 contract
FINRA. The Purchaser does not, directly or indirectly, own more than five ten per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 1 contract
Samples: Subscription Agreement (Zhihu Inc.)
FINRA. The Purchaser does not, directly or indirectly, own more than five per cent of the outstanding common stock (or other voting securities) of any member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) or a holding company for a FINRA member, and is not otherwise a “restricted person” for the purposes of the Free-Riding and Withholding Interpretation of FINRA.
Appears in 1 contract
Samples: Subscription Agreement (Chindata Group Holdings LTD)