Common use of Final Orders of Certain State and Federal Regulators Clause in Contracts

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● bars you from: ● associating with an entity regulated by any of the aforementioned regulators; ● engaging in the business of securities, insurance or banking; or ● engaging in savings association or credit union activities; or ● constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ ☐ No.

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● ☐ bars you from: ● ☐ associating with an entity regulated by any of the aforementioned regulators; ● ☐ engaging in the business of securities, insurance or banking; or ● ☐ engaging in savings association or credit union activities; or ● ☐ constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ ☐Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ ☐No.

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● ☐ bars you from: ● ☐ associating with an entity regulated by any of the aforementioned regulators; ● ☐ engaging in the business of securities, insurance or banking; or ● ☐ engaging in savings association or credit union activities; or ● ☐ constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ ☐ No.. Exhibit A-3

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● ☐ bars you from: ● ☐ associating with an entity regulated by any of the aforementioned regulators; ● ☐ engaging in the business of securities, insurance or banking; or ● ☐ engaging in savings association or credit union activities; or ● ☐ constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No.. Exhibit A

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● ☐ bars you from: ● ☐ associating with an entity regulated by any of the aforementioned regulators; ● ☐ engaging in the business of securities, insurance or banking; or ● ☐ engaging in savings association or credit union activities; or ● ☐ constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ ☐ No.

Final Orders of Certain State and Federal Regulators. Are you subject to a Final Order (as defined below) of state regulators of securities, insurance, banking, savings associations or credit unions; federal banking agencies; the Commodity Futures Trading Commission; or the National Credit Union Administration that: ● ☐ bars you from: ● ☐ associating with an entity regulated by any of the aforementioned regulators; ● ☐ engaging in the business of securities, insurance or banking; or ● ☐ engaging in savings association or credit union activities; or ● ☐ constitutes a Final Order based on a violation of any law or regulation that prohibits fraudulent, manipulative, or deceptive conduct entered within the past ten (10) years? ☐ Yes. If yes, please explain: __________________________________________________________ __________________________________________________________________________________ _____________________________________________________________________________________________ _____________________________________________________________________________________________ ☐ No.