EXCLUDED ISSUANCES OF SECURITIES TO HOLDERS Sample Clauses

EXCLUDED ISSUANCES OF SECURITIES TO HOLDERS. OF SENIOR DEBT WARRANTS. Notwithstanding the foregoing, no Warrants shall be issued pursuant to Sections 4.4(a), 4.4(b) or 4.4(c) hereof as result of any issuance of additional Warrants to the holders of the Senior Debt Warrants pursuant to provisions comparable to Section 4.4(a), Section 4.4(b) or Section 4.4(c) hereof contained in any agreement between the Company and such holders pursuant to which such Senior Debt Warrants are issued.
AutoNDA by SimpleDocs
EXCLUDED ISSUANCES OF SECURITIES TO HOLDERS. OF SUBORDINATED DEBT WARRANTS. Notwithstanding the foregoing, no Warrants shall be issued pursuant to Sections 4.4(a), 4.4(b) or 4.4(c) hereof as result of any issuance of additional Subordinated Debt Warrants pursuant to provisions comparable to Section 4.4(a), Section 4.4(b) or Section 4.4(c) hereof contained in any agreement between the Company and such holders pursuant to which Subordinated Debt Warrants are issued.

Related to EXCLUDED ISSUANCES OF SECURITIES TO HOLDERS

  • Additional Issuances of Securities (i) For purposes of this Section 4(o), the following definitions shall apply.

  • Purchases of Securities PFPC Trust shall settle purchased securities upon receipt of Oral Instructions or Written Instructions that specify:

  • Issuances of Additional Partnership Securities (a) The Partnership may issue additional Partnership Securities and options, rights, warrants and appreciation rights relating to the Partnership Securities for any Partnership purpose at any time and from time to time to such Persons for such consideration and on such terms and conditions as the General Partner shall determine, all without the approval of any Limited Partners.

  • Notice to Holders of Securities; Waiver Except as otherwise expressly provided in or pursuant to this Indenture, where this Indenture provides for notice to Holders of Securities of any event,

  • Allocation of Securities Included in Registration Statement (a) If any requested registration made pursuant to Section 2.1 (including a Shelf Underwriting) involves an underwritten offering and the Manager of such offering shall advise Splitco that, in its view, the number of securities requested to be included in such underwritten offering by the Holders of Registrable Securities, Splitco, any Subsidiary, and, in each case, any successor thereto, or any other Persons exercising Additional Piggyback Rights exceeds the highest number (the “Section 2.3(a) Sale Number”) that can be sold in an orderly manner in such underwritten offering within a price range acceptable to the Participating Holders, Splitco shall use its reasonable best efforts to include in such underwritten offering:

  • Control by Holders of Securities The Holders of not less than a majority in principal amount of the Outstanding Securities of any series shall have the right to direct the time, method and place of conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred on the Trustee with respect to the Securities of such series, provided that

  • Acquisition of Securities The Company shall not, and shall cause its Affiliates not to, resell or otherwise dispose of any Securities acquired by them, in the open market or otherwise, and shall, and shall cause its Affiliates to, surrender all such Securities acquired to the Trustee for cancellation.

  • Issuances of Additional Partnership Interests (a) The Partnership may issue additional Partnership Interests (other than General Partner Interests) and Derivative Partnership Interests for any Partnership purpose at any time and from time to time to such Persons for such consideration and on such terms and conditions as the General Partner shall determine, all without the approval of any Limited Partners.

  • Resales of Securities The Investor represents, warrants and covenants that it will resell Securities purchased or acquired by the Investor from the Company pursuant to this Agreement only pursuant to the Registration Statement in which the resale of such Securities is registered under the Securities Act and the Prospectus contained therein, in a manner described under the caption “Plan of Distribution” in such Registration Statement and Prospectus, and in a manner in compliance with all applicable U.S. federal and applicable state securities laws, rules and regulations.

  • Prior Sales of Securities Except as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Final Prospectus, the Company has not sold or issued any shares of Common Stock during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulations D or S of, the Securities Act, other than shares issued pursuant to employee benefit plans, stock option plans or other employee compensation plans or pursuant to outstanding preferred stock, options, rights or warrants or other outstanding convertible securities.

Time is Money Join Law Insider Premium to draft better contracts faster.