Common use of Exchange and Transfer of Warrant Certificates Clause in Contracts

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance with the terms set forth in the Warrant Certificate, and upon compliance with the terms set forth in such Warrant Certificate, and subject to the restrictions and limitations set forth in the Warrant Certificate, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.

Appears in 2 contracts

Samples: Investment Agreement (DBD Cayman, Ltd.), Warrant Agreement (Boston Private Financial Holdings Inc)

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Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person properly endorsed or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.accompanied

Appears in 2 contracts

Samples: Common Stock Warrant Agreement (Aptevo Therapeutics Inc.), Common Stock Warrant Agreement (Aptevo Therapeutics Inc.)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Offered Securities with Warrants that are immediately detachable -- Upon] [(If Offered Securities with Warrants that are not immediately detachable -- Prior to the Detachable Date a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Offered Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Offered Security. Prior to any Detachable Date, each transfer of the terms set forth in such Offered Security [on the register of the Offered Securities]) shall operate also to transfer the related Warrant Certificate, and subject to Certificates. After the restrictions and limitations set forth in Detachable Date upon] surrender at the corporate trust office of the Warrant CertificateAgent [or ____________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust officeoffice [and at ________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office [or ________] for exchange or registration of transfer, an authorized officer properly endorsed or accompanied by appropriate instruments of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Companyand written instructions for transfer, evidencing the same obligations, and entitled all in form satisfactory to the same benefits under this Agreement as Company and the Warrant Certificate surrendered for such exchange or registration of transfer.Agent. No

Appears in 1 contract

Samples: Common Stock Warrant Agreement (Hs Resources Inc)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.Warrant

Appears in 1 contract

Samples: Preferred Stock Warrant Agreement (Aptevo Therapeutics Inc.)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.outstanding

Appears in 1 contract

Samples: Preferred Stock Warrant Agreement (Fibrogen Inc)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer upon surrender of the Warrant Agent shall manually countersign and deliver Certificates to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.Agent at its

Appears in 1 contract

Samples: Warrant Agreement (Tercica Inc)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Offered Securities with Warrants which are immediately detachable -- Upon] [If Offered Securities with Warrants which are not immediately detachable -- Prior to the Detachable Date a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Offered Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with the terms set forth in an exchange or transfer of such Warrant Certificate, and subject Offered Security. Prior to the restrictions and limitations set forth in Detachable Date, each transfer of the Offered Security [on the register of the Offered Securities] shall operate also to transfer the related Warrant Certificates. After the Detachable Date upon] surrender at the corporate trust office of the Warrant CertificateAgent [or _______________], Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants [If registered Warrants -- or the transfer thereof may be registered in whole or in part]; provided that such other Warrant Certificates evidence the same aggregate number of Warrants as the Warrant Certificates so surrendered. [If registered Warrants -- The Warrant Agent shall keep, at its corporate trust officeoffice [and at ___________], books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office [or __________] for exchange [or registration of transfer], an authorized officer properly endorsed or accompanied by appropriate instruments of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of and written instructions for transfer, all in form satisfactory to the Company and the Warrant Certificates Agent.] No service charge shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered made for such any exchange [or registration of transfer.] of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be

Appears in 1 contract

Samples: Warrant Agreement (TRW Inc)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon][If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number principal amount of Warrants Warrant Debt Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office for exchange or registration of transfer, an authorized officer properly endorsed or accompanied by appropriate instruments of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of and written instructions for transfer, all in form satisfactory to the Company and the Warrant Certificates Agent. No service charge shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.made for

Appears in 1 contract

Samples: Securities Warrant Agreement (Exelixis Inc)

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Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number principal amount of Warrants Warrant Debt Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates, upon surrender of the Warrant Certificates to the Warrant Agent at its corporate trust office for exchange or registration of transfer, properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent. No service charge shall be made for any exchange or registration of transfer of Warrant Certificates, but the Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed in connection with any such exchange or registration of transfer. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.of

Appears in 1 contract

Samples: Warrant Agreement (Revance Therapeutics, Inc.)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [ If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer upon surrender of the Warrant Agent shall manually countersign and deliver Certificates to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.Agent at its

Appears in 1 contract

Samples: Preferred Stock Warrant Agreement (Volcano Corp)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable—Upon] [If Other Securities with Warrants which are not immediately detachable—Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any Warrant Certificates are so surrendered for exchange or registration of transfer, an authorized officer of the Warrant Agent shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon any exchange or registration of transfer of Warrant Certificates shall be the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.at

Appears in 1 contract

Samples: Preferred Stock Warrant Agreement (Exelixis Inc)

Exchange and Transfer of Warrant Certificates. Upon surrender in accordance [If Other Securities with Warrants which are immediately detachable - Upon] [If Other Securities with Warrants which are not immediately detachable - Prior to the Detachable Date, a Warrant Certificate may be exchanged or transferred only together with the terms set forth in Other Security to which the Warrant CertificateCertificate was initially attached, and upon compliance only for the purpose of effecting or in conjunction with an exchange or transfer of such Other Security. Prior to any Detachable Date, each transfer of the terms set forth in such Other Security shall operate also to transfer the related Warrant CertificateCertificates. After the Detachable Date, and subject to upon] surrender at the restrictions and limitations set forth in corporate trust office of the Warrant CertificateAgent, Warrant Certificates evidencing Warrants may be exchanged for Warrant Certificates in other denominations evidencing such Warrants or the transfer thereof may be registered in whole or in part; provided that such other Warrant Certificates evidence Warrants for the same aggregate number of Warrants Warrant Securities as the Warrant Certificates so surrendered. The Warrant Agent shall keep, at its corporate trust office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and exchanges and transfers of outstanding Warrant Certificates. Whenever any , upon surrender of the Warrant Certificates are so surrendered to the Warrant Agent at its corporate trust office for exchange or registration of transfer, an authorized officer properly endorsed or accompanied by appropriate instruments of registration of transfer and written instructions for transfer, all in form satisfactory to the Company and the Warrant Agent Agent. No service charge shall manually countersign and deliver to the person or persons entitled thereto a Warrant Certificate or Warrant Certificates duly authorized and executed by the Company, as so requested. All Warrant Certificates issued upon be made for any exchange or registration of transfer of Warrant Certificates shall be Certificates, but the valid obligations of the Company, evidencing the same obligations, and entitled to the same benefits under this Agreement as the Warrant Certificate surrendered for such exchange or registration of transfer.Company may require

Appears in 1 contract

Samples: Preferred Stock Warrant Agreement (Gen Probe Inc)

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