Common use of Exchange and Registration of Transfer Clause in Contracts

Exchange and Registration of Transfer. Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or may be transferred in whole or in part. Warrant Certificates to be so exchanged shall be surrendered to the Warrant Agent at its Corporate Office, and the Company shall execute and the Warrant Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates which the Registered Holder making the exchange or other trading market shall be entitled to receive. The Warrant Agent shall keep, at such office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and the transfer thereof. Upon due presentment for registration of transfer of any Warrant Certificate at such office, the Company shall execute and the Warrant Agent shall issue and deliver to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. With respect to any Warrant Certificates presented for registration or transfer, or for exchange or exercise, the subscription or exercise form, as the case may be, on the reverse thereof shall be duly endorsed or be accompanied by a written instrument of instruments or transfer and subscription, in form satisfactory to the Company and the Warrant Agent, duly executed by the Registered Holder thereof or his attorney duly authorized in writing. No service charge shall be made for any exchange or registration of transfer of Warrant Certificates. However, the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. All Warrant Certificates surrendered for exercise or for exchange shall be promptly canceled by the Warrant Agent. Prior to due presentment for registration or transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrary.

Appears in 1 contract

Samples: Agreement (Xetal Inc)

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Exchange and Registration of Transfer. (a) Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or may be transferred in whole or in part. Warrant Certificates to be so exchanged shall be surrendered to the Warrant Agent at its Corporate Office, and the Company shall execute and the Warrant Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates which the Registered Register Holder making the exchange or other trading market shall be entitled to receive. (b) The Warrant Agent shall keep, at such office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and the transfer thereof. Upon due presentment for registration of transfer of any Warrant Certificate at such office, the Company shall execute and the Warrant Agent shall issue and deliver to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. (c) With respect to any Warrant Certificates presented for registration or of transfer, or for exchange or exercise, the subscription or exercise form, as the case may be, on the reverse thereof shall be duly endorsed or be accompanied by a written instrument of or instruments or transfer and subscription, in form satisfactory to the Company and the Warrant Agent, duly executed by the Registered Holder thereof or his attorney duly authorized in writing. (d) No service charge shall be made for any exchange or registration of transfer of Warrant Certificates. However, the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. (e) All Warrant Certificates surrendered for exercise or for exchange shall be promptly canceled by the Warrant Agent. (f) Prior to due presentment for registration or transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrary.

Appears in 1 contract

Samples: Redeemable Warrant Agreement (Genisys Reservation Systems Inc)

Exchange and Registration of Transfer. Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or and may be transferred in whole or in partpart at any time prior to the Expiration Date; provided that Warrant Certificates shall be transferable only in combination with Shares as whole units prior to the Initial Exercise Date. Warrant Certificates to be so exchanged shall be surrendered to the Warrant Agent at its Corporate Trust Office, and the Company company shall execute execute, and the Warrant Agent shall countersign, issue countersign and deliver in exchange therefor therefor, the Warrant Certificate or Certificates which the Registered Holder making the exchange or other trading market shall be entitled to receive, pursuant to Sections 3 and 4. The Warrant Agent shall keep, at such office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates in accordance with Section 5 and the transfer thereof. Upon due presentment for registration of transfer of any Warrant Certificate at such office, the Company company shall execute execute, and the Warrant Agent shall issue countersign and deliver to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. With respect to any All Warrant Certificates presented for registration or transfer, transfer or for exchange or exercise, shall have the subscription or exercise form, as the case may be, assignment form on the reverse thereof shall be duly endorsed by, or be accompanied by a written instrument or instruments of instruments or transfer and subscription, in form satisfactory to the Company company and the Warrant Agent, duly executed by the Registered Holder thereof or his attorney duly authorized in writing. No service charge shall be made for any exchange or registration of transfer of or Warrant Certificates. However, but the Company company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewiththerewith and which the company is not required to pay hereunder. All Warrant Certificates so surrendered or surrendered for exercise or for exchange in case of mutilated Warrant Certificates shall be promptly canceled by the Warrant Agent. Prior to due presentment for registration or transfer thereof, the Company agent and thereafter retained by the Warrant Agent may deem and treat unless otherwise directed by the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrarycompany in writing.

Appears in 1 contract

Samples: Warrant Agreement (Global Chase Industries Inc)

Exchange and Registration of Transfer. Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or and, subsequent to _____________, 1998, may be transferred in whole or in part. Warrant Certificates to be so exchanged shall be surrendered to the Warrant Agent at its Corporate Office, and the Company shall execute and the Warrant Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates Certificate(s) which the Registered Holder making the exchange or other trading market shall be entitled to receive. The Warrant Agent shall keep, at such officeits Corporate Office, books in which, subject to such reasonable regulations as it may prescribe, which it shall register Warrant Certificates and the transfer thereofthereof in accordance with its regular practice. Upon due presentment for registration of transfer of any Warrant Certificate at such office, the Company shall execute and issue and the Warrant Agent shall issue and deliver to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. With respect to any all Warrant Certificates presented for assignment or registration or of transfer, or for exchange or exercise, the subscription or exercise form, as the case may be, form of assignment on the reverse thereof shall be duly endorsed endorsed, or be accompanied by a written instrument or instruments of instruments or transfer and subscriptiontransfer, in form satisfactory to the Company and the Warrant Agent, duly executed by the Registered Holder thereof or his attorney attorney-in-fact duly authorized in writing. No service charge shall be made for any exchange or registration of transfer of Warrant Certificates. HoweverIn addition, the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. All Warrant Certificates surrendered for exercise exercise, assignment, transfer or for exchange (in case of mutilated Warrant Certificates) shall be promptly canceled by the Warrant AgentAgent and thereafter destroyed by the Warrant Agent unless the Company directs their return. The Warrant Agent shall furnish to the Company written confirmation of the destruction of the Warrant Certificates so canceled. Prior to due presentment for registration or of transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrary.

Appears in 1 contract

Samples: Warrant Agreement (Dayton General Systems Inc)

Exchange and Registration of Transfer. Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or may be transferred in whole or in part. Warrant Certificates Debentures', Restrictions on Transfer, (a) The Company shall cause to be so exchanged shall be surrendered to kept at the Warrant Agent at its Corporate Office, Trust Office a register (the register maintained in such office and in any other office or agency of the Company shall execute and designated pursuant to Section 6.02 being herein sometimes collectively referred to as the Warrant Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates which the Registered Holder making the exchange or other trading market shall be entitled to receive. The Warrant Agent shall keep, at such office, books "DEBENTURE REGISTER") in which, subject to such reasonable regulations as it may prescribe, it the Company shall register Warrant Certificates provide for the registration of Debentures and of transfers of Debentures. The Debenture Register shall be in written form or in any form capable of being converted into written form within a reasonably prompt period of time. The Trustee is hereby appointed "DEBENTURE REGISTRAR" for the transfer thereofpurpose of registering Debentures and transfers of Debentures as herein provided. The Company may appoint one or more co-registrars in accordance with Section 6.02; provided, however, that there shall be only one Debenture Register. Upon due presentment surrender for registration of transfer of any Warrant Certificate at Debenture to the Debenture Registrar or any co-registrar, and satisfaction of the requirements for such officetransfer set forth in this Section 2.05, the Company shall execute execute, and the Warrant Agent Trustee shall issue authenticate and deliver deliver, in the name of the designated transferee or transferees, one or more new Debentures of any authorized denominations and of a like aggregate principal amount and bearing such restrictive legends as may be required by this Indenture. Debentures may be exchanged for other Debentures of any authorized denominations and of a like aggregate principal amount, upon surrender of the Debentures to be exchanged at any such office or agency maintained by the Company pursuant to Section 6.02. Whenever any Debentures are so surrendered for exchange, the Company shall execute, and the Trustee shall authenticate and deliver, the Debentures which the Debentureholder making the exchange is entitled to receive bearing registration numbers not contemporaneously outstanding. All Debentures issued upon any registration of transfer or exchange of Debentures shall be the valid obligations of the Company, evidencing the same debt, and entitled to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. With respect to any Warrant Certificates presented for registration or transfer, or for exchange or exercise, the subscription or exercise formsame benefits under this Indenture, as the case may beDebentures surrendered upon such registration of transfer or exchange. All Debentures presented or surrendered for registration of transfer or for exchange, on redemption, repurchase or conversion shall (if so required by the reverse thereof shall Company or the Debenture Registrar) be duly endorsed endorsed, or be accompanied by a written instrument or instruments of instruments or transfer and subscription, in form satisfactory to the Company Company, and the Warrant Agent, Debentures shall be duly executed by the Registered Holder Debentureholder thereof or his attorney duly authorized in writing. No service charge shall be made to any holder for any registration of, transfer or exchange or registration of transfer of Warrant Certificates. HoweverDebentures, but the Company may require payment by the holder of a sum sufficient to cover any tax tax, assessment or other governmental charge that may be imposed in connection therewithwith any registration of transfer or exchange of Debentures. All Warrant Certificates Neither the Company nor the Trustee nor any Debenture Registrar shall be required to exchange or register a transfer of (a) any Debentures for a period of fifteen (15) days next preceding any selection of Debentures to be redeemed, (b) any Debentures or portions thereof called for redemption pursuant to Section 3.02, (c) any Debentures or portions thereof surrendered for exercise conversion pursuant to Article 16 or (d) any Debentures or portions thereof tendered for exchange shall be promptly canceled by the Warrant Agent. Prior repurchase (and not withdrawn) pursuant to due presentment for registration or transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrarySection 3.05.

Appears in 1 contract

Samples: Williams Companies Inc

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Exchange and Registration of Transfer. (a) Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or may be transferred in whole or in part. Warrant Certificates to be so exchanged shall be surrendered to the Warrant Agent at its Corporate Office, and the Company shall execute and the Warrant Warrant's Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates which the Registered Holder making the exchange or other trading market shall be entitled to receive. (b) The Warrant Agent shall keep, at such office, books in which, subject to such reasonable regulations as it may prescribe, it shall register Warrant Certificates and the transfer thereof. Upon due presentment for registration of transfer of any Warrant Certificate at such office, the Company shall execute and the Warrant Agent shall issue and deliver to the transferee or transferees a new Warrant Certificate or Certificates representing an equal aggregate number of Warrants. (c) With respect to any Warrant Certificates presented for registration or of transfer, or for exchange or exercise, the subscription or exercise form, as the case may be, on the reverse thereof shall be duly endorsed or be accompanied by a written instrument or instruments of instruments or transfer and subscription, in form satisfactory to the Company and the Warrant Agent, duly executed by the Registered Holder thereof or his attorney duly authorized in writingwith such Registered Holder's signature guaranteed. No (d) A $10 service charge shall may be made imposed for any exchange exchange, registration or registration of transfer of Warrant Certificates. However, the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. (f) All Warrant Certificates surrendered for exercise or for exchange shall be promptly canceled by the Warrant Agent. (g) Prior to due presentment for registration or transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of any Warrant Certificate as the absolute owner thereof of each Warrant represented thereby (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrary. SECTION 7.

Appears in 1 contract

Samples: Agreement (Apollo International of Delaware Inc)

Exchange and Registration of Transfer. Warrant Certificates may be exchanged for other Warrant Certificates representing an equal aggregate number of Warrants or may be transferred in whole or in part. Warrant Certificates The Company shall cause to be so exchanged shall be surrendered to kept at the Warrant Agent at its Corporate Office, and Trust Office the Company shall execute and the Warrant Agent shall countersign, issue and deliver in exchange therefor the Warrant Certificate or Certificates which the Registered Holder making the exchange or other trading market shall be entitled to receive. The Warrant Agent shall keep, at such office, books Register in which, subject to such reasonable regulations as it may prescribe, it the Company shall register Warrant Certificates provide for the registration of Securities of a Series and the transfer thereofof transfers of Securities of such Series. The Register shall be in written form or in any form capable of being converted into written form within a reasonably prompt period of time. Upon due presentment surrender for registration of transfer of any Warrant Certificate at Security of a Series to the Registrar or any co-registrar, and satisfaction of the requirements for such officetransfer set forth in this Section 2.07, the Company shall execute execute, and the Warrant Agent Trustee shall issue authenticate and deliver deliver, in the name of the designated transferee or transferees, one or more new Security of the same Series of any authorized denominations and of a like aggregate principal amount and bearing such restrictive legends as may be required by this Indenture. Securities of a Series may be exchanged for other Securities of the same Series of any authorized denominations and of a like aggregate principal amount, upon surrender of the Securities to be exchanged at any such office or agency maintained by the Company pursuant to Section 4.06. Whenever any Securities of a Series are so surrendered for exchange, the Company shall execute, and the Trustee shall authenticate and deliver, the Securities of the same Series that the Holder making the exchange is entitled to receive bearing registration numbers not contemporaneously outstanding. All Securities of a Series issued upon any registration of transfer or exchange of Securities of the same Series shall be the valid Obligations of the Company, evidencing the same debt, and entitled to the transferee same benefits under this Indenture, as the Securities of the same Series surrendered upon such registration of transfer or transferees exchange. All Securities of a new Warrant Certificate Series presented or Certificates representing an equal aggregate number of Warrants. With respect to any Warrant Certificates presented surrendered for registration or transfer, of transfer or for exchange shall (if so required by the Company or exercise, the subscription or exercise form, as the case may be, on the reverse thereof shall Registrar) be duly endorsed endorsed, or be accompanied by a written instrument or instruments of instruments or transfer and subscription, in form satisfactory to the Company Company, and the Warrant Agent, Securities of such Series shall be duly executed by the Registered Holder thereof or his attorney duly authorized in writing. No service charge shall be made to any Holder for any registration of, transfer or exchange or registration of transfer of Warrant Certificates. HoweverSecurities, but the Company or the Trustee may require payment by the Holder of a sum sufficient to cover any tax tax, assessment or other governmental charge that may be imposed in connection therewithwith any registration of transfer or exchange of such Securities (other than any such transfer tax or similar governmental charge payable upon exchanges pursuant to Sections 2.11, 3.06 or 9.06). All Warrant Certificates surrendered for exercise or for exchange Neither the Company nor the Trustee nor any Registrar shall be promptly canceled by the Warrant Agent. Prior required to due presentment for registration exchange, issue or register a transfer thereof, the Company and the Warrant Agent may deem and treat the Registered Holder of (a) Securities of any Warrant Certificate as Series for a period of fifteen calendar days next preceding date of mailing of a notice of redemption of Securities of that Series selected for redemption, or (b) Securities of any Series or portions thereof called for redemption, except for the absolute owner thereof unredeemed portion of each Warrant represented thereby (notwithstanding any notations Securities of ownership or writing thereon made by anyone other than the Company or the Warrant Agent) for all purposes and shall not be affected by any notice to the contrarythat Series being redeemed in part.

Appears in 1 contract

Samples: Guaranteed Obligation (864 Beverage, Inc.)

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