Common use of Exchange and Cancellation Clause in Contracts

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 Article 3. Covenants 27 Section 3.01. Payment on Notes 27 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 Section 3.04. Additional Interest 28 Section 3.05. Compliance and Default Certificates 29 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Successor Corporation Substituted 62 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 Section 7.04. Other Remedies 66 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 Article 8. Amendments, Supplements and Waivers 69 Section 8.01. Without the Consent of Holders 69 Section 8.02. With the Consent of Holders 70 Section 8.03. Notice of Amendments, Supplements and Waivers 71 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 Section 10.08. Successor Trustee by Xxxxxx, Etc. 78 Section 10.09. Eligibility; Disqualification 78 Article 11. Miscellaneous 79 Section 11.01. Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators and Stockholders 81 Section 11.06. Governing Law; Waiver of Jury Trial 81 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 Section 11.11. U.S.A. PATRIOT Act 82 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 Section 11.16. Withholding Taxes 83 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13, 2022, between The Chefs’ Warehouse, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.375% Convertible Senior Notes due 2028 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Chefs' Warehouse, Inc.)

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Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 27 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 28 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 31 Section 3.093.08. Further Instruments and Acts 30 Existence 31 Page Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 60 Section 5.08. Exchange in Lieu of Conversion 61 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 62 Article 6. Successors 62 64 Section 6.01. When the Company May Merge, Etc. 62 64 Section 6.02. Successor Corporation Substituted 62 64 Article 7. Defaults and Remedies 63 64 Section 7.01. Events of Default 63 64 Section 7.02. Acceleration 65 66 Section 7.03. Sole Remedy for a Failure to Report 65 67 Section 7.04. Other Remedies 66 68 Section 7.05. Waiver of Past Defaults 67 68 Section 7.06. Control by Majority 67 68 Section 7.07. Limitation on Suits 67 69 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 69 Section 7.09. Collection Suit by Trustee 68 69 Section 7.10. Trustee May File Proofs of Claim 68 70 Section 7.11. Priorities 69 70 Section 7.12. Undertaking for Costs 69 71 Article 8. Amendments, Supplements and Waivers 69 71 Section 8.01. Without the Consent of Holders 69 71 Section 8.02. With the Consent of Holders 70 72 Section 8.03. Notice of Amendments, Supplements and Waivers 71 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 73 Section 8.05. Notations and Exchanges 72 74 Section 8.06. Trustee to Execute Supplemental Indentures 73 74 Article 9. Satisfaction and Discharge 73 74 Section 9.01. Termination of Company’s Obligations. 73 Obligations 74 Section 9.02. Repayment to Company 74 75 Section 9.03. Reinstatement 74 75 Page Article 10. Trustee 74 76 Section 10.01. Duties of the Trustee 74 76 Section 10.02. Rights of the Trustee 75 77 Section 10.03. Individual Rights of the Trustee 76 78 Section 10.04. Trustee’s Disclaimer 76 78 Section 10.05. Notice of Defaults 76 78 Section 10.06. Compensation and Indemnity 77 78 Section 10.07. Replacement of the Trustee 77 79 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 80 Section 10.09. Eligibility; Disqualification 78 80 Article 11. Miscellaneous 79 81 Section 11.01. Notices 79 Notices. 81 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 83 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 83 Section 11.04. Rules by the Trustee, the Registrar and Registrar, the Paying Agent 81 and Conversion Agent 83 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 84 Section 11.06. Governing Law; Waiver of Jury Trial 81 84 Section 11.07. Submission to Jurisdiction 82 84 Section 11.08. No Adverse Interpretation of Other Agreements 82 84 Section 11.09. Successors 82 84 Section 11.10. Force Majeure 82 85 Section 11.11. U.S.A. PATRIOT Act 82 85 Section 11.12. Calculations 83 85 Section 11.13. Severability 83 85 Section 11.14. Counterparts 83 85 Section 11.15. Table of Contents, Headings, Etc. 83 86 Section 11.16. Withholding Taxes 83 86 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of December 13November 22, 20222021, between The Chefs’ WarehouseStem, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3750.50% Convertible Senior Notes due 2028 (the “Notes”)2028.

Appears in 1 contract

Samples: Indenture (Stem, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 48 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 59 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 63 Section 6.01. When the Company May Merge, Etc. 62 63 Section 6.02. Successor Corporation Entity Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 64 Article 7. Defaults and Remedies 63 64 Section 7.01. Events of Default 63 64 Section 7.02. Acceleration 65 66 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 68 Section 7.06. Control by Majority 67 68 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 69 Section 7.09. Collection Suit by Trustee 68 69 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 70 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 73 Section 8.05. Notations and Exchanges 72 73 Section 8.06. Trustee to Execute Supplemental Indentures 73 74 Article 9. Satisfaction and Discharge 73 74 Section 9.01. Termination of Company’s Obligations. 73 Obligations 74 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 75 Article 10. Trustee 74 75 Section 10.01. Duties of the Trustee 74 75 Section 10.02. Rights of the Trustee 75 76 Section 10.03. Individual Rights of the Trustee 76 77 Section 10.04. Trustee’s Disclaimer 76 77 Section 10.05. Notice of Defaults 76 77 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 78 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 79 Section 10.09. Eligibility; Disqualification 78 79 Article 11. Miscellaneous 79 80 Section 11.01. Notices 79 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 82 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators and Stockholders 81 Section 11.06. Governing Law; Waiver of Jury Trial 81 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 Section 11.11. U.S.A. PATRIOT Act 82 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 Section 11.16. Withholding Taxes 83 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13, 2022, between The Chefs’ Warehouse, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.375% Convertible Senior Notes due 2028 (the “Notes”).82

Appears in 1 contract

Samples: Indenture (Guardant Health, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 28 Section 2.21. Trustee’s Disclaimer 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 31 Section 3.093.08. Further Instruments and Acts 30 Notes Acquired by the Company 31 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 43 Section 5.03. Settlement Upon upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 59 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 61 Section 5.095.10. Trustee Adjustment Trustee’s Disclaimer 61 63 Article 6. Successors 62 63 Section 6.01. When the Company May Merge, Etc. 62 63 Section 6.02. Successor Corporation Substituted 62 63 Article 7. Defaults and Remedies 63 64 Section 7.01. Events of Default 63 64 Section 7.02. Acceleration 65 66 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 68 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 69 Section 7.09. Collection Suit by Trustee 68 69 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 70 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 72 Section 8.03. Notice of Amendments, Supplements and Waivers 71 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 73 Section 8.05. Notations and Exchanges 72 73 Section 8.06. Trustee to Execute Supplemental Indentures 73 74 Article 9. Satisfaction and Discharge 73 74 Section 9.01. Termination of Company’s Obligations. 73 Obligations 74 Section 9.02. Repayment to Company 74 75 Section 9.03. Reinstatement 74 75 Article 10. Trustee 74 75 Section 10.01. Duties of the Trustee 74 75 Section 10.02. Rights of the Trustee 75 76 Section 10.03. Individual Rights of the Trustee 76 77 Section 10.04. Trustee’s Disclaimer 76 78 Section 10.05. Notice of Defaults 76 78 Section 10.06. Compensation and Indemnity 77 78 Section 10.07. Replacement of the Trustee 77 79 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 80 Section 10.09. Eligibility; Disqualification 78 80 Article 11. Miscellaneous 79 80 Section 11.01. Notices 79 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 82 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 82 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 83 Section 11.06. Governing Law; Waiver of Jury Trial 81 83 Section 11.07. Submission to Jurisdiction 82 83 Section 11.08. No Adverse Interpretation of Other Agreements 82 83 Section 11.09. Successors 82 84 Section 11.10. Force Majeure 82 84 Section 11.11. U.S.A. PATRIOT Act 82 Act. 84 Section 11.12. Calculations 83 84 Section 11.13. Severability 83 84 Section 11.14. Counterparts 83 85 Section 11.15. Table of Contents, Headings, Etc. 83 85 Section 11.16. Withholding Taxes 83 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13June 15, 20222020, between The Chefs’ WarehouseEventbrite, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank of New York Mellon Trust CompanyWilmington Trust, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3755.000% Convertible Senior Notes due 2028 2025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Eventbrite, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 23 Section 2.12. Removal of Transfer Restrictions Replacement Notes 24 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 24 Section 2.14. Cancellation 25 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 25 Section 2.16. Temporary Notes 25 Section 2.17. Temporary Outstanding Notes 26 25 Section 2.18. Outstanding Notes 26 Section 2.19. Repurchases by the Company or its Subsidiaries 27 26 Section 2.202.19. CUSIP and ISIN Numbers 27 26 Article 3. Covenants 27 26 Section 3.01. Payment on Notes 27 26 Section 3.02. Exchange Act Reports 28 27 Section 3.03. Rule 144A Information 28 Section 3.04. Additional Interest 28 Section 3.05. Compliance and Default Certificates 29 27 Section 3.063.04. Stay, Extension and Usury Laws 30 27 Section 3.073.05. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 28 Section 3.093.06. Further Instruments and Acts 30 28 Section 3.07. Existence 28 Section 3.08. Appointments to Fill Vacancies in Trustee’s Office 28 Article 4. Repurchase and Redemption 31 28 Section 4.01. No Sinking Fund 31 28 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 28 Section 4.03. Right of the Company to Redeem the Notes 35 33 Article 5. Conversion 38 36 Section 5.01. Right to Convert 38 36 Section 5.02. Conversion Procedures 42 40 Section 5.03. Settlement Upon upon Conversion 43 41 Section 5.04. Reserve and Reserve; Status of Common Stock Issued Upon Conversion 47 upon Conversion; compliance with securities laws 45 Section 5.05. Adjustments to the Conversion Rate 47 45 Section 5.06. Voluntary Adjustments 58 56 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 56 Section 5.08. Exchange in Lieu of Conversion 57 Section 5.09. Effect of Common Stock Change Event 58 Section 5.10. Responsibility of the Trustee 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 61 Section 6.01. When the Company May Merge, Etc. 62 61 Section 6.02. Successor Corporation Entity Substituted 61 Section 6.03. When the Guarantor May Merge, Etc. 62 Section 6.04. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 62 Article 7. Defaults and Remedies 63 62 Section 7.01. Events of Default 63 62 Section 7.02. Acceleration 65 64 Section 7.03. Sole Remedy for a Failure to Report 65 Section 7.04. Other Remedies 66 Section 7.05. Waiver of Past Defaults 67 66 Section 7.06. Control by Majority 67 66 Section 7.07. Limitation on Suits 67 Section 7.08. Absolute Right of Holders to Receive Payment and Conversion Consideration and to Institute Suit for the Enforcement of the such Right to Receive Payment and Conversion Consideration 68 67 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 Section 7.11. Priorities 69 68 Section 7.12. Undertaking for Costs 69 Section 7.13. Trustee’s Obligation to Provide Notice of Defaults to Holders 69 Article 8. Amendments, Supplements and Waivers 69 Section 8.01. Without the Consent of Holders 69 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Guarantees 73 Section 9.01. Guarantees 73 Section 9.02. Limitation on Guarantor Liability 76 Article 10. Satisfaction and Discharge 73 76 Section 9.0110.01. Termination of Company’s Obligations. 73 Obligations 76 Section 9.0210.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 77 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 Section 10.06. Compensation and Indemnity Reinstatement 77 Section 10.07. Replacement of the Trustee 77 Section 10.08. Successor Trustee by Xxxxxx, Etc. 78 Section 10.09. Eligibility; Disqualification 78 Article 11. Miscellaneous 79 77 Section 11.01. Notices 79 77 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 79 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 79 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 80 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 80 Section 11.06. Governing Law; Waiver of Jury Trial 81 80 Section 11.07. Submission to Jurisdiction 82 80 Section 11.08. No Adverse Interpretation of Other Agreements 82 81 Section 11.09. Successors 82 81 Section 11.10. Force Majeure 82 81 Section 11.11. U.S.A. PATRIOT Act 82 81 Section 11.12. Calculations 83 81 Section 11.13. Severability 83 Severability; Entire Agreement 81 Section 11.14. Counterparts 83 82 Section 11.15. Table of Contents, Headings, Etc. 83 82 Section 11.16. Withholding Taxes 83 82 Section 11.17. Trust Indenture Act Controls 82 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Global Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 FIRST SUPPLEMENTAL INDENTURE, dated as of December 13June 25, 20222020, between The Chefs’ Warehouse, among American Airlines Group Inc., a Delaware corporation, as issuer (the “Company”), American Airlines, Inc., a Delaware corporation, as guarantor, and The Bank of New York Mellon Trust CompanyWilmington Trust, N.A.National Association, a national banking association, as trustee (the “Trustee”), to the Base Indenture (as defined below). Each party to this This Supplemental Indenture (as defined below) is being executed and delivered pursuant to Sections 2.1 and 2.2 of the Base Indenture to establish the terms, and provide for the issuance, of a new series of Securities (as defined in the Base Indenture) constituting the Company’s 6.50% Convertible Senior Notes due 2025 (the “Notes”). Each party to this Supplemental Indenture agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.375% Convertible Senior Notes due 2028 (the “Notes”).

Appears in 1 contract

Samples: Indenture (American Airlines, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 27 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 28 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Successor Corporation Entity Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 Section 7.04. Other Remedies 66 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. Obligations 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 78 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 Section 10.09. Eligibility; Disqualification 78 79 Article 11. Miscellaneous 79 Section 11.01. Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 Section 11.06. Governing Law; Waiver of Jury Trial 81 82 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 Section 11.11. U.S.A. PATRIOT Act 82 83 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 Section 11.16. Withholding Taxes 83 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Affiliate Resale Legend B3-1 INDENTURE, dated as of December 13March 5, 20222021, between The Chefs’ WarehouseBeyond Meat, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3750% Convertible Senior Notes due 2028 2027 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Beyond Meat, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 30 Section 4.01. No Sinking Fund 31 30 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 30 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon upon Conversion 43 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 47 46 Section 5.06. Voluntary Adjustments 58 56 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 57 Section 5.08. Exchange in Lieu of Conversion 58 Section 5.085.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 59 Article 6. Successors 62 61 Section 6.01. When the Company May Merge, Etc. 62 61 Section 6.02. Successor Corporation Entity Substituted 62 61 Article 7. Defaults and Remedies 63 61 Section 7.01. Events of Default 63 61 Section 7.02. Acceleration 65 63 Section 7.03. Sole Remedy for a Failure to Report 65 64 Section 7.04. Other Remedies 66 65 Section 7.05. Waiver of Past Defaults 67 65 Section 7.06. Control by Majority 67 65 Section 7.07. Limitation on Suits 67 66 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 66 Section 7.09. Collection Suit by Trustee 68 66 Section 7.10. Trustee May File Proofs of Claim 68 67 Section 7.11. Priorities 69 67 Section 7.12. Undertaking for Costs 69 68 Article 8. Amendments, Supplements and Waivers 69 68 Section 8.01. Without the Consent of Holders 69 68 Section 8.02. With the Consent of Holders 70 69 Section 8.03. Notice of Amendments, Supplements and Waivers 71 70 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 70 Section 8.05. Notations and Exchanges 72 71 Section 8.06. Trustee to Execute Supplemental Indentures 73 71 Article 9. Satisfaction and Discharge 73 71 Section 9.01. Termination of Company’s Obligations. 73 Obligations 71 Section 9.02. Repayment to Company 74 72 Section 9.03. Reinstatement 74 72 Article 10. Trustee 74 72 Section 10.01. Duties of the Trustee 74 72 Section 10.02. Rights of the Trustee 75 73 Section 10.03. Individual Rights of the Trustee 76 75 Section 10.04. Trustee’s Disclaimer 76 75 Section 10.05. Notice of Defaults 76 75 Section 10.06. Compensation and Indemnity 77 75 Section 10.07. Replacement of the Trustee 77 76 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 77 Section 10.09. Eligibility; Disqualification 78 77 Article 11. Miscellaneous 79 78 Section 11.01. Notices 79 78 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 79 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 80 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 80 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 80 Section 11.06. Governing Law; Waiver of Jury Trial 81 80 Section 11.07. Submission to Jurisdiction 82 81 Section 11.08. No Adverse Interpretation of Other Agreements 82 81 Section 11.09. Successors 82 81 Section 11.10. Force Majeure 82 81 Section 11.11. U.S.A. PATRIOT Act 82 Act. 81 Section 11.12. Calculations 83 82 Section 11.13. Severability 83 82 Section 11.14. Counterparts 83 82 Section 11.15. Table of Contents, Headings, Etc. 83 82 Section 11.16. Withholding Taxes 83 82 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate and ERISA Legend B3-1 INDENTURE, dated as of December 13July 26, 20222021, between The Chefs’ WarehouseShift4 Payments, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3750.50% Convertible Senior Notes due 2028 2027 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Shift4 Payments, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 31 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon upon Conversion 47 48 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 59 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 59 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 63 Section 6.01. When the Company May Merge, Etc. 62 63 Section 6.02. Successor Corporation Entity Substituted 62 63 Article 7. Defaults and Remedies 63 64 Section 7.01. Events of Default 63 64 Section 7.02. Acceleration 65 66 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 68 Section 7.06. Control by Majority 67 68 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 69 Section 7.09. Collection Suit by Trustee 68 69 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 70 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 73 Section 8.05. Notations and Exchanges 72 73 Section 8.06. Trustee to Execute Supplemental Indentures 73 74 Article 9. Satisfaction and Discharge 73 74 Section 9.01. Termination of Company’s Obligations. 73 Obligations 74 Section 9.02. Repayment to Company 74 75 Section 9.03. Reinstatement 74 75 Article 10. Trustee 74 75 Section 10.01. Duties of the Trustee 74 75 Section 10.02. Rights of the Trustee 75 76 Section 10.03. Individual Rights of the Trustee 76 77 Section 10.04. Trustee’s Disclaimer 76 77 Section 10.05. Notice of Defaults 76 78 Section 10.06. Compensation and Indemnity 77 78 Section 10.07. Replacement of the Trustee 77 79 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 80 Section 10.09. Eligibility; Disqualification 78 80 Article 11. Miscellaneous 79 80 Section 11.01. Notices 79 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 82 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 83 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 83 Section 11.06. Governing Law; Waiver of Jury Trial 81 83 Section 11.07. Submission to Jurisdiction 82 83 Section 11.08. No Adverse Interpretation of Other Agreements 82 83 Section 11.09. Successors 82 84 Section 11.10. Force Majeure 82 84 Section 11.11. U.S.A. PATRIOT Act 82 84 Section 11.12. Calculations 83 84 Section 11.13. Severability 83 84 Section 11.14. Counterparts 83 85 Section 11.15. Table of Contents, Headings, Etc. 83 85 Section 11.16. Withholding Taxes 83 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of December 13June 18, 20222021, between The Chefs’ WarehouseVroom, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3750.750% Convertible Senior Notes due 2028 2025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Vroom, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 31 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 37 Section 5.01. Right to Convert 38 37 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon Conversion 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 47 Section 5.06. Voluntary Adjustments 58 57 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Exchange in Lieu of Conversion 59 Section 5.09. Restriction on Conversions 59 Section 5.10. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Qualified Successor Corporation Entity Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. Obligations 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 77 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 78 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 79 Section 10.09. Eligibility; Disqualification 78 79 Article 11. Miscellaneous 79 Section 11.01. Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and Registrar, the Paying Agent and The Conversion Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 82 Section 11.06. Governing Law; Waiver of Jury Trial 81 82 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 83 Section 11.11. U.S.A. PATRIOT Act 82 83 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 84 Section 11.16. Withholding Taxes 83 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1A: Form of Restricted Note Legend B1-1 (Non- Accredited Investor Note) B1A-1 Exhibit B-1B: Form of Restricted Note Legend (Accredited Investor Note) B1B-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13February 3, 2022, between The Chefs’ WarehouseOscar Health, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3757.25% Convertible Senior Notes due 2028 (the “Notes”)2031.

Appears in 1 contract

Samples: Indenture (Oscar Health, Inc.)

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Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Section 2.12. Removal of Transfer Restrictions 24 25 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 Section 2.16. Notes Held by the Company or its Affiliates 26 Section 2.17. Temporary Notes 26 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 31 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 Article 5. Conversion 38 37 Section 5.01. Right to Convert 38 37 Section 5.02. Conversion Procedures 42 41 Section 5.03. Settlement Upon Conversion 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 46 Section 5.05. Adjustments to the Conversion Rate 47 Section 5.06. Voluntary Adjustments 58 57 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Exchange in Lieu of Conversion 59 Section 5.09. Restriction on Conversions 59 Section 5.10. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Qualified Successor Corporation Entity Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. Obligations 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 77 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 78 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 79 Section 10.09. Eligibility; Disqualification 78 79 Article 11. Miscellaneous 79 Section 11.01. Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and Registrar, the Paying Agent and The Conversion Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 82 Section 11.06. Governing Law; Waiver of Jury Trial 81 82 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 83 Section 11.11. U.S.A. PATRIOT Act 82 83 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 84 Section 11.16. Withholding Taxes 83 84 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1A: Form of Restricted Note Legend B1(Non-1 Affiliate Note) B1A-1 Exhibit B-1B: Form of Restricted Note Legend (Affiliate Note) B1B-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of December 13[February 3, 2022], between The Chefs’ WarehouseOscar Health, Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3757.25% Convertible Senior Notes due 2028 (the “Notes”)2031.

Appears in 1 contract

Samples: Investment Agreement (Oscar Health, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 25 Section 2.12. Removal of Transfer Restrictions 24 26 Section 2.13. Replacement Notes 25 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.15. Cancellation 26 27 Section 2.16. Notes Held by the Company or its Affiliates 26 27 Section 2.17. Temporary Notes 26 27 Section 2.18. Outstanding Notes 26 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 28 Section 2.20. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 29 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 31 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 31 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes 35 36 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 63 Section 6.01. When the Company May Merge, Etc. 62 63 Section 6.02. Successor Corporation Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 63 64 Section 7.01. Events of Default 63 64 Section 7.02. Acceleration 65 66 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 68 Section 7.06. Control by Majority 67 68 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 69 Section 7.09. Collection Suit by Trustee 68 69 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 70 Section 7.12. Undertaking for Costs 69 70 Article 8. Amendments, Supplements and Waivers 69 71 Section 8.01. Without the Consent of Holders 69 71 Section 8.02. With the Consent of Holders 70 72 Section 8.03. Notice of Amendments, Supplements and Waivers 71 73 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 73 Section 8.05. Notations and Exchanges 72 74 Section 8.06. Trustee to Execute Supplemental Indentures 73 74 Article 9. Satisfaction and Discharge 73 74 Section 9.01. Termination of Company’s Obligations. 73 Obligations 74 Section 9.02. Repayment to Company 74 75 Section 9.03. Reinstatement 74 75 Article 10. Trustee 74 75 Section 10.01. Duties of the Trustee 74 75 Section 10.02. Rights of the Trustee 75 77 Section 10.03. Individual Rights of the Trustee 76 77 Section 10.04. Trustee’s Disclaimer 76 78 Section 10.05. Notice of Defaults 76 78 Section 10.06. Compensation and Indemnity 77 78 Section 10.07. Replacement of the Trustee 77 79 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 80 Section 10.09. Eligibility; Disqualification 78 80 Article 11. Miscellaneous 79 80 Section 11.01. Notices 79 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 82 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 82 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 83 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 83 Section 11.06. Governing Law; Waiver of Jury Trial 81 83 Section 11.07. Submission to Jurisdiction 82 83 Section 11.08. No Adverse Interpretation of Other Agreements 82 84 Section 11.09. Successors 82 84 Section 11.10. Force Majeure 82 84 Section 11.11. U.S.A. PATRIOT Act 82 84 Section 11.12. Calculations 83 84 Section 11.13. Severability 83 85 Section 11.14. Counterparts 83 85 Section 11.15. Table of Contents, Headings, Etc. 83 85 Section 11.16. Withholding Taxes 83 85 Section 11.17. Trust Indenture Act Controls 85 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of December 13August 20, 20222021, between The Chefs’ Warehouse, Opendoor Technologies Inc., a Delaware corporation, as issuer (the “Company”), and The U.S. Bank of New York Mellon Trust Company, N.A.National Association, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3750.25% Convertible Senior Notes due 2028 (the “Notes”)2026.

Appears in 1 contract

Samples: Indenture (Opendoor Technologies Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 25 Section 2.12. Removal of Transfer Restrictions 24 Replacement Notes 26 Section 2.13. Replacement Notes 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 26 Section 2.152.14. Cancellation 26 Section 2.162.15. Notes Held by the Company or its Affiliates 26 27 Section 2.16. Temporary Notes 27 Section 2.17. Temporary Outstanding Notes 26 27 Section 2.18. Outstanding Notes 26 Section 2.19. Repurchases by the Company or its Subsidiaries 27 28 Section 2.202.19. CUSIP and ISIN Numbers 27 28 Article 3. Covenants 27 28 Section 3.01. Payment on Notes 27 28 Section 3.02. Exchange Act Reports 28 Section 3.03. Rule 144A Information 28 29 Section 3.04. Additional Interest 28 29 Section 3.05. Compliance and Default Certificates 29 30 Section 3.06. Stay, Extension and Usury Laws 30 Section 3.07. Corporate Existence 30 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Section 3.09. Further Instruments and Acts 30 Article 4. Repurchase and Redemption 31 Section 4.01. No Sinking Fund 31 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Section 4.03. Right of the Company to Redeem the Notes Notes. 35 Article 5. Conversion 38 Section 5.01. Right to Convert 38 Section 5.02. Conversion Procedures 42 Section 5.03. Settlement Upon Conversion 43 44 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 48 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 59 Section 5.08. Exchange in Lieu of Conversion 60 Section 5.09. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Qualified Successor Corporation Entity Substituted 62 63 Section 6.03. Exclusion for Asset Transfers with Wholly Owned Subsidiaries 63 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 66 Section 7.04. Other Remedies 66 67 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 68 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 69 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 Article 8. Amendments, Supplements and Waivers 69 70 Section 8.01. Without the Consent of Holders 69 70 Section 8.02. With the Consent of Holders 70 71 Section 8.03. Notice of Amendments, Supplements and Waivers 71 72 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 73 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. Obligations 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 76 Section 10.03. Individual Rights of the Trustee 76 77 Section 10.04. Trustee’s Disclaimer 76 77 Section 10.05. Notice of Defaults 76 77 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 78 Section 10.08. Successor Trustee by XxxxxxMerger, Etc. 78 79 Section 10.09. Eligibility; Disqualification 78 79 Article 11. Miscellaneous 79 80 Section 11.01. Notices 79 80 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 81 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators and Stockholders 81 Section 11.06. Governing Law; Waiver of Jury Trial 81 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 Section 11.11. U.S.A. PATRIOT Act 82 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 Section 11.16. Withholding Taxes 83 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13, 2022, between The Chefs’ Warehouse, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.375% Convertible Senior Notes due 2028 (the “Notes”).82

Appears in 1 contract

Samples: Indenture (Cerevel Therapeutics Holdings, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Redemption. 23 Section 2.12. Removal of Transfer Restrictions Restrictions. 24 Section 2.13. Replacement Notes Notes. 25 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes Notes. 25 Section 2.15. Cancellation 26 Cancellation. 25 Section 2.16. Notes Held by the Company or its Affiliates 26 Affiliates. 25 Section 2.17. Temporary Notes Notes. 26 Section 2.18. Outstanding Notes Notes. 26 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Company. 26 Section 2.20. CUSIP XXXXX and ISIN Numbers Numbers. 27 Article 3. Covenants 27 Section 3.01. Payment on Notes Notes. 27 Section 3.02. Exchange Act Reports 28 Reports. 27 Section 3.03. Rule 144A Information Information. 28 Section 3.04. Additional Interest Interest. 28 Section 3.05. Compliance and Default Certificates Certificates. 29 Section 3.06. Stay, Extension and Usury Laws 30 Laws. 29 Section 3.07. Corporate Existence 30 Existence. 29 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Affiliates. 29 Section 3.09. Further Instruments and Acts Acts. 30 Article 4. Repurchase and Redemption 31 30 Section 4.01. No Sinking Fund 31 30 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon upon a Fundamental Change 31 Change. 30 Section 4.03. Right of the Company to Redeem the Notes 35 Notes. 34 Article 5. Conversion 38 36 Section 5.01. Right to Convert 38 Convert. 36 Section 5.02. Conversion Procedures 42 Procedures. 39 Section 5.03. Settlement Upon Conversion 43 upon Conversion. 41 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 upon Conversion. 44 Section 5.05. Adjustments to the Conversion Rate 47 Rate. 44 Section 5.06. Voluntary Adjustments 58 Adjustments. 55 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Change. 55 Section 5.08. Exchange in Lieu of Conversion. 56 Section 5.09. Effect of Common Stock Change Event 60 Event. 57 Section 5.095.10. Responsibility of Trustee Adjustment Disclaimer 61 and Conversion Agent. 58 Article 6. Successors 62 59 Section 6.01. When the Company May Merge, Etc. 62 59 Section 6.02. Successor Corporation Substituted 62 Substituted. 60 Article 7. Defaults and Remedies 63 60 Section 7.01. Events of Default 63 Default. 60 Section 7.02. Acceleration 65 Acceleration. 62 Section 7.03. Sole Remedy for a Failure to Report 65 Report. 62 Section 7.04. Other Remedies 66 Remedies. 63 Section 7.05. Waiver of Past Defaults 67 Defaults. 64 Section 7.06. Control by Majority 67 Majority. 64 Section 7.07. Limitation on Suits 67 Suits. 64 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Consideration. 65 Section 7.09. Collection Suit by Trustee 68 Trustee. 65 Section 7.10. Trustee May File Proofs of Claim 68 Claim. 65 Section 7.11. Priorities 69 Priorities. 66 Section 7.12. Undertaking for Costs 69 Costs. 66 Article 8. Amendments, Supplements and Waivers 69 66 Section 8.01. Without the Consent of Holders 69 Holders. 66 Section 8.02. With the Consent of Holders 70 Holders. 67 Section 8.03. Notice of Amendments, Supplements and Waivers 71 Waivers. 68 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 69 Section 8.05. Notations and Exchanges 72 Exchanges. 69 Section 8.06. Trustee to Execute Supplemental Indentures 73 Indentures. 69 Article 9. Satisfaction and Discharge 73 70 Section 9.01. Termination of Company’s Obligations. 73 70 Section 9.02. Repayment to Company 74 Company. 70 Section 9.03. Reinstatement 74 Reinstatement. 71 Article 10. Trustee 74 71 Section 10.01. Duties of the Trustee 74 Trustee. 71 Section 10.02. Rights of the Trustee 75 Trustee. 72 Section 10.03. Individual Rights of the Trustee 76 Trustee. 73 Section 10.04. Trustee’s Disclaimer 76 Disclaimer. 73 Section 10.05. Notice of Defaults 76 Defaults. 73 Section 10.06. Compensation and Indemnity 77 Indemnity. 74 Section 10.07. Replacement of the Trustee 77 Trustee. 75 Section 10.08. Successor Trustee by Xxxxxx, Etc. 78 76 Section 10.09. Eligibility; Disqualification 78 Disqualification. 76 Article 11. Miscellaneous 79 76 Section 11.01. Notices 79 Notices. 76 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 Precedent. 78 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Counsel. 78 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Agent. 78 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators Employees and Stockholders 81 Stockholders. 78 Section 11.06. Governing Law; Waiver of Jury Trial 81 Trial. 79 Section 11.07. Submission to Jurisdiction 82 Jurisdiction. 79 Section 11.08. No Adverse Interpretation of Other Agreements 82 Agreements. 79 Section 11.09. Successors 82 Successors. 79 Section 11.10. Force Majeure 82 Majeure. 79 Section 11.11. U.S.A. PATRIOT Act 82 Act. 80 Section 11.12. Calculations 83 Calculations. 80 Section 11.13. Severability 83 Severability. 80 Section 11.14. Counterparts 83 Counterparts. 80 Section 11.15. Table of Contents, Headings, Etc. 83 80 Section 11.16. Withholding Taxes 83 Taxes. 80 Section 11.17. Benefits of Indenture. 81 Section 11.18. No Security Interest Created. 81 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0A-1 Exhibit B-1: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 Exhibit B-3: Form of Non-Affiliate Legend B3-1 INDENTURE, dated as of December 13May 8, 20222020, between The ChefsBloominWarehouseBrands, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank Xxxxx Fargo Bank, National Association, a national banking association organized and existing under the laws of New York Mellon Trust Company, N.A.the United States, as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.3755.00% Convertible Senior Notes due 2028 2025 (the “Notes”).

Appears in 1 contract

Samples: Indenture (Bloomin' Brands, Inc.)

Exchange and Cancellation. of Notes to Be Converted or to Be Repurchased Pursuant to a Repurchase Upon Fundamental Change or Redemption 24 Redemption. 25 Section 2.12. Removal of Transfer Restrictions 24 Restrictions. 26 Section 2.13. Replacement Notes 25 Notes. 26 Section 2.14. Registered Holders; Certain Rights with Respect to Global Notes 25 Notes. 26 Section 2.15. Cancellation 26 Cancellation. 27 Section 2.16. Notes Held by the Company or its Affiliates 26 Affiliates. 27 Section 2.17. Temporary Notes 26 Notes. 27 Section 2.18. Outstanding Notes 26 Notes. 27 Section 2.19. Repurchases by the Company or its Subsidiaries 27 Company. 28 Section 2.20. CUSIP and ISIN Numbers 27 Numbers. 28 Article 3. Covenants 27 29 Section 3.01. Payment on Notes 27 Notes. 29 Section 3.02. Exchange Act Reports 28 Reports. 29 Section 3.03. Rule 144A Information 28 Information. 29 Section 3.04. Additional Interest 28 Interest. 30 Section 3.05. Compliance and Default Certificates 29 Certificates. 31 Section 3.06. Stay, Extension and Usury Laws 30 Laws. 31 Section 3.07. Corporate Existence 30 Existence. 31 Section 3.08. Restriction on Acquisition of Notes by the Company and its Affiliates 30 Affiliates. 31 Section 3.09. Further Instruments and Acts 30 Covenant Regarding Liens Securing Indebtedness for Borrowed Money. 31 Section 3.10. Requisite Stockholder Approval. 32 Table of Contents Article 4. Repurchase and Redemption 31 32 Section 4.01. No Sinking Fund 31 Fund. 32 Section 4.02. Right of Holders to Require the Company to Repurchase Notes Upon a Fundamental Change 31 Change. 32 Section 4.03. Right of the Company to Redeem the Notes 35 Notes. 36 Article 5. Conversion 38 Section 5.01. Right to Convert Convert. 38 Section 5.02. Conversion Procedures 42 Section 5.03Procedures. Settlement Upon Conversion 43 Section 5.04. Reserve and Status of Common Stock Issued Upon Conversion 47 Section 5.05. Adjustments to the Conversion Rate 47 Section 5.06. Voluntary Adjustments 58 Section 5.07. Adjustments to the Conversion Rate in Connection with a Make-Whole Fundamental Change 58 Section 5.08. Effect of Common Stock Change Event 60 Section 5.09. Trustee Adjustment Disclaimer 61 Article 6. Successors 62 Section 6.01. When the Company May Merge, Etc. 62 Section 6.02. Successor Corporation Substituted 62 Article 7. Defaults and Remedies 63 Section 7.01. Events of Default 63 Section 7.02. Acceleration 65 Section 7.03. Sole Remedy for a Failure to Report 65 Section 7.04. Other Remedies 66 Section 7.05. Waiver of Past Defaults 67 Section 7.06. Control by Majority 67 Section 7.07. Limitation on Suits 67 Section 7.08. Absolute Right of Holders to Institute Suit for the Enforcement of the Right to Receive Payment and Conversion Consideration 68 Section 7.09. Collection Suit by Trustee 68 Section 7.10. Trustee May File Proofs of Claim 68 Section 7.11. Priorities 69 Section 7.12. Undertaking for Costs 69 Article 8. Amendments, Supplements and Waivers 69 Section 8.01. Without the Consent of Holders 69 Section 8.02. With the Consent of Holders 70 Section 8.03. Notice of Amendments, Supplements and Waivers 71 Section 8.04. Revocation, Effect and Solicitation of Consents; Special Record Dates; Etc. 72 Section 8.05. Notations and Exchanges 72 Section 8.06. Trustee to Execute Supplemental Indentures 73 Article 9. Satisfaction and Discharge 73 Section 9.01. Termination of Company’s Obligations. 73 Section 9.02. Repayment to Company 74 Section 9.03. Reinstatement 74 Article 10. Trustee 74 Section 10.01. Duties of the Trustee 74 Section 10.02. Rights of the Trustee 75 Section 10.03. Individual Rights of the Trustee 76 Section 10.04. Trustee’s Disclaimer 76 Section 10.05. Notice of Defaults 76 Section 10.06. Compensation and Indemnity 77 Section 10.07. Replacement of the Trustee 77 Section 10.08. Successor Trustee by Xxxxxx, Etc. 78 Section 10.09. Eligibility; Disqualification 78 Article 11. Miscellaneous 79 Section 11.01. Notices 79 Section 11.02. Delivery of Officer’s Certificate and Opinion of Counsel as to Conditions Precedent 80 Section 11.03. Statements Required in Officer’s Certificate and Opinion of Counsel 81 Section 11.04. Rules by the Trustee, the Registrar and the Paying Agent 81 Section 11.05. No Personal Liability of Directors, Officers, Employees, Incorporators and Stockholders 81 Section 11.06. Governing Law; Waiver of Jury Trial 81 Section 11.07. Submission to Jurisdiction 82 Section 11.08. No Adverse Interpretation of Other Agreements 82 Section 11.09. Successors 82 Section 11.10. Force Majeure 82 Section 11.11. U.S.A. PATRIOT Act 82 Section 11.12. Calculations 83 Section 11.13. Severability 83 Section 11.14. Counterparts 83 Section 11.15. Table of Contents, Headings, Etc. 83 Section 11.16. Withholding Taxes 83 Exhibits Exhibit A: Form of Note X-0 Xxxxxxx X-0: Form of Restricted Note Legend B1-1 Exhibit B-2: Form of Global Note Legend B2-1 INDENTURE, dated as of December 13, 2022, between The Chefs’ Warehouse, Inc., a Delaware corporation, as issuer (the “Company”), and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Each party to this Indenture (as defined below) agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Holders (as defined below) of the Company’s 2.375% Convertible Senior Notes due 2028 (the “Notes”).39

Appears in 1 contract

Samples: Indenture (Progenity, Inc.)

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