Daily Activity Clause Samples

Daily Activity. Establish and maintain shareholder data required to perform security holder accounting (e.g. name, address, certificated shares, uncertificated shares, distribution method account options, banking information (if provided), TIN (if provided). Perform certificate tracking, transferring, depositing and canceling. Provide system to support operations and the following fund type processing; CDSC, front-end load, money market, and front-end/back-end (dual) load, daily accrual, periodic record date funds and GAMA. Provide system to support the following features with regard to commission processing; Right of Accumulation (ROA), Letter of Intent (LOI), 12b-1, exchange across load types, 12b-1 override schedules and multiple trailer fee functionality. Provide system to support redemption fee processing and market timing monitoring. Provide system to support and maintain dealer, branch, representative, group information. Calculate and pay backup withholding at Federal level in accordance with applicable law and the instructions of an Authorized Person. Perform withholding on shareholder accounts and reporting to shareholders, government and remittance to government. Prepare filing and mailing of US Treasury Department forms 1099, 1042, 1042S, 5498, 5498-ESA, 1099Q, 1099R, 1099DIV, 1099B and any other tax forms supported by the TA2000 System as needed on behalf of the Funds and as instructed by an Authorized Person and provide system and operational support for year-end suppressions. Provide system to track shareholder account activity. Provide system that supports one-time wires, group wires and onetime ACH, and periodic ACH processing. Provide system for servicing retirement accounts (including reporting, maintenance, and online access). Provide system to support adjustments and gain/loss functions. Provide systems and operational support to handle Lion Account requests. Provide systems and operational support for Dealer Branch wire hierarchy and bulking. Provide systems and operational support to maintain Blue Sky files and generate appropriate reporting.

Daily Activity. Maintain on computer disk, or in such other manner as shall be mutually agreed by the parties, all information input by Customer with respect to the account necessary to operate the System in the manner and produce the reports described in the most recent publication of the Overview.

Daily Activity. Electronically maintain, based on the data input from any Approved Institution, the following shareholder information as specified in system documentation in such a manner as Agent shall determine in consultation with the Fund or any Approved Institution, which at a minimum shall include, but not be limited to: 1. Name and Address, including Zip Code, 2. Balance of Uncertificated Shares, 3. Balance of dollars available for redemption, 4. Dividend code (daily accrual, monthly reinvest or quarterly reinvest, monthly cash or quarterly cash), 5. Dividends paid, 6. Capital gains paid, 7. Type of account code, 8. Establishment date indicating the date an account was opened carrying forward pre-conversion data as available. 9. Original establishment date for accounts opened by exchange, 10. Withholding amounts, 11. W-9 withholding status and periodic reporting, 12. State of residence code, 13. Social Security or taxpayer identification number, and indication of certification, 14. Historical transactions on the account for the most recent 18 months, or other period as mutually agreed to in writing from time to time, 15. Indication as to whether phone transactions can be accepted for this account, 16. Beneficial owner code, i.e. male, female, joint tenant, etc., and 17. An alternate or ``secondary'' account number, issued by a dealer (or bank, etc.) to a customer for use, inquiry and transaction input by ``remote accessors''.