CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval. 10.2 This Agreement may not be assigned without the approval of the Trust. 10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. By: /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022 1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust. 2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
Appears in 1 contract
Sources: Shareholder Services Agreement (Ivy Variable Insurance Portfolios)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ ' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By: /s/ /s/▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS DELAWARE POOLED TRUST for its series set forth in Schedule A THE MID-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTFOLIO THE ALL-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP GROWTH EQUITY PORTFOLIO By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: President SCHEDULE A SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF SEPTEMBER 5, 2000
1. Delaware Service Company, Inc. ("DSC") will determine and Chief Executive Officer report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Ivy VIP Asset Strategy (formerlyInvestments Family, Ivy VIP Asset Strategy) Effective an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum ▇▇▇▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022- Omnibus Accounts Regular Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge
1. All retail Dividend Payment $0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the “Retail Series”"Premium Fund") (includes will be 0.01% of average daily net assets per Series annually. DSC will ▇▇▇▇, and the Delaware Global Listed Real Assets Premium Fund will pay, such compensation monthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (“DPT”), but does not include the "Trust") (other Series of DPT or any Series of Delaware VIP than The Real Estate Investment Trust (“VIP”Portfolio) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the 0.01% of average daily net assets of each Series: DIFSC per Portfolio annually. DSC will bill▇▇▇▇, and the Trust will pay, such compensation monthly. In additionNotwithstanding anything in this paragraph to the contrary, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s DSC's compensation for providing services to the Series The Real Estate Investment Trust Portfolio will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of outas set forth in paragraphs 1-of-pocket expenses paid on behalf of the Trust3 above.
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. ATTEST: ____________________ By: /s/ ______________________________________________ Name: Name: Title: Title: DELAWARE POOLED TRUST, INC. for THE AGGRESSIVE GROWTH PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE SMALL/MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE GROWTH AND INCOME PORTFOLIO ATTEST: ____________________ By: _____________________________________________ Name: Name: Title: Title: SCHEDULE A ---------- DELAWARE POOLED TRUST, INC. (THE "FUND") SEVENTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022
1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust Fund will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
23. DPTFor the period commencing on January 1, VIP and Ivy VIP (1997, the charge will consist of two charges for all the Funds in the Delaware Group, except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will billGroup Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust will payPortfolio effective October 14, such compensation monthly1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.These charges are as follows:
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ ' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. ATTEST: _______________________ By: /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ _______________________ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ . ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: President and Assistant Secretary Title: Chairman /President/ Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP LimitedDELAWARE POOLED TRUST for THE MID-Term Bond (formerly, Ivy VIP LimitedCAP GROWTH EQUITY PORTFOLIO THE LARGE-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTFOLIO THE ALL-CAP GROWTH EQUITY PORTFOLIO ATTEST: _______________________ By: _______________________ Name: ▇▇▇▇▇▇▇▇ Cap Core (formerly, Ivy VIP ▇. Maestro Name: ▇▇▇▇▇ Cap Core) Effective as of June 24▇. ▇▇▇▇▇ Title: Assistant Secretary Title: Chairman SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF JUNE 17, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 20221999
1. All retail Series Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇, and the Fund will pay, such compensation monthly.
3. The charge will consist of two charges for all the Funds in the Delaware Investments family, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $ 5.50 Per Annum ▇▇▇▇▇▇▇ ▇▇▇▇▇ - Omnibus Accounts Regular Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $ 3.00 - $6.00 Per Annum SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $ 0.25 2. New Account $ 6.00
3. Purchase:
a. Wire $ 8.00 b. Automated $ 1.50 c. Other $ 2.60
4. Transfer $ 8.00 5. Certificate Issuance $ 4.00 6. Liquidations
a. Wires $12.25 b. Drafts $ 0.75 c. Money Market Regular $ 4.50 d. Other Regular $ 4.50
7. Exchanges
a. Dividend Exchanges $ 3.00 b. Other $10.00
4. DSC's compensation for providing services to the Delaware Group Premium Fund, Inc. (the “Retail Series”"Premium Fund") will be $50,000 annually. DSC will ▇▇▇▇, and the Premium Fund will pay, such compensation monthly, allocated among the current Series of the Premium Fund based on the relative percentage of assets of each Series at the time of billing and adjusted appropriately to reflect the length of time a particular Series is in operation during any billing period.
5. DSC's compensation for providing services to the Portfolios (includes the Delaware Global Listed other than The Real Assets Fund Estate Investment Trust Portfolio effective October 14, 1997) of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”"Trust") or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC $25,000 annually. DSC will bill▇▇▇▇, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf monthly allocated among the current Portfolios (other than The Real Estate Investment Trust Portfolio) of the TrustTrust based on the relative percentage of assets of each Portfolio at the time of billing and adjusted appropriately to reflect the length of time a particular Portfolio is in operation during any billing period.
2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. ATTEST:______________________________ By:_________________________________ Name: /s/ Name: Title: Title: DELAWARE POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO THE INTERNATIONAL LARGE-CAP EQUITY PORTOFLIO ATTEST:______________________________ By:_________________________________ Name: Name: Title: Title: SCHEDULE A DELAWARE POOLED TRUST, INC. (THE "FUND") NINTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇, and the Fund will pay, such compensation monthly.
3. For the period commencing on January 1, 1999, the charge will consist of two charges for all the Funds in the Delaware Group, except the Delaware Group Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust Portfolio effective October 14, 1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum ▇▇▇▇▇▇▇ ▇▇▇▇▇ Name: - Omnibus Accounts Regular Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - 6.00 Per Annum SCHEDULE A DELAWARE POOLED TRUST, INC. (THE "FUND") NINTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE CONTINUED
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. Dividend Payment $0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. For the period commencing January 1, 1999, DSC's compensation for providing services to the Delaware Group Premium Fund, Inc. (the "Premium Fund") will be $50,000 annually. DSC will ▇▇▇▇▇▇▇ , and the Premium Fund will pay, such compensation monthly, allocated among the current Series of the Premium Fund based on the relative percentage of assets of each Series at the time of billing and adjusted appropriately to reflect the length of time a particular Series is in operation during any billing period.
5. For the period commencing January 1, 1999, DSC's compensation for providing services to the Portfolios (other than The Real Estate Investment Trust Portfolio effective October 14, 1997) of Delaware Pooled Trust, Inc. (the "Trust") will be $25,000 annually. DSC will ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022
1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf monthly allocated among the current Portfolios (other than The Real Estate Investment Trust Portfolio) of the TrustTrust based on the relative percentage of assets of each Portfolio at the time of billing and adjusted appropriately to reflect the length of time a particular Portfolio is in operation during any billing period.
2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. ATTEST: ______________________ By:________________________ Title: /s/ DELAWARE POOLED TRUST, INC. for THE AGGRESSIVE GROWTH PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE SMALL/MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO ATTEST: ______________________ By:________________________ Title: 13 SCHEDULE A DELAWARE POOLED TRUST, INC. (THE "FUND") SIXTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022
1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust Fund will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
23. DPTFor the period commencing on January 1, VIP and Ivy VIP (1997, the charge will consist of two charges for all the Funds in the Delaware Group, except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will billGroup Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust will payPortfolio effective October 14, such compensation monthly1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.These charges are as follows:
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ ' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. ByDELAWARE SERVICE COMPANY, INC. ATTEST:/s/▇▇▇▇▇ ▇. ▇'▇▇▇▇▇▇ By:/s/▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Name: /s/ ▇▇▇▇▇ ▇. ▇'▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: Assistant Secretary Title: Chairman/President/Chief Executive Officer DELAWARE POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO ATTEST:/s/▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇ By: /s/▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ . ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President Assistant Secretary Title: Chairman SCHEDULE A ---------- SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF JUNE 17, 1999
1. Delaware Service Company, Inc. ("DSC") will determine and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerlyreport to the Fund, Ivy VIP Asset Strategy) Effective at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as of June 24may be applicable, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP for services provided. DSC will ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022
1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust Fund will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
23. DPTThe charge will consist of two charges for all the Funds in the Delaware Investments family, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will billGroup Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust will payPortfolio effective October 14, such compensation monthly1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.These charges are as follows:
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ ' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ ------------------------------------- Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS DELAWARE POOLED TRUST for its series set forth in Schedule A hereto By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ ------------------------------------- Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: President SCHEDULE A ---------- DELAWARE POOLED TRUST SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 The Aggregate Fixed Income Portfolio The All-Cap Growth Equity Portfolio The Balanced Portfolio The Core Equity Portfolio The Diversified Core Fixed Income Portfolio The Emerging Markets Portfolio The Equity Income Portfolio The Global Equity Portfolio The Global Fixed Income Portfolio The High-Yield Bond Portfolio The Intermediate Fixed Income Portfolio The International Equity Portfolio The International Fixed Income Portfolio The International Large-Cap Equity Portfolio The International Small-Cap Portfolio The Labor Select International Equity Portfolio The Large-Cap Growth Equity Portfolio The Large-Cap Value Equity Portfolio The Mid-Cap Growth Equity Portfolio The Real Estate Investment Trust Portfolio The Real Estate Investment Trust Portfolio II The Select Equity Portfolio The Small-Cap Growth Equity Portfolio The Small-Cap Value Equity Portfolio AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. DELAWARE POOLED TRUST for its series set forth in this Schedule A By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ -------------------------------- --------------------- Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: Senior Vice President Title: President SCHEDULE B ---------- SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, 2001
1. Delaware Service Company, Inc. ("DSC") will determine and Chief Executive Officer report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇, and the Fund will pay, such compensation monthly.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Ivy VIP Asset Strategy (formerlyInvestments Family, Ivy VIP Asset Strategy) Effective an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $5.50 Per Annum ▇▇▇▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022- Omnibus Accounts Regular Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------
1. All retail Dividend Payment $0.25 2. New Account $6.00
3. Purchase:
a. Wire $8.00 b. Automated $1.50 c. Other $2.60
4. Transfer $8.00 5. Certificate Issuance $4.00 6. Liquidations
a. Wires $12.25 b. Drafts $0.75 c. Money Market Regular $4.50 d. Other Regular $4.50
7. Exchanges
a. Dividend Exchanges $3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the “Retail Series”"Premium Fund") (includes will be 0.01% of average daily net assets per Series annually. DSC will ▇▇▇▇, and the Delaware Global Listed Real Assets Premium Fund will pay, such compensation monthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (“DPT”), but does not include the "Trust") (other Series of DPT or any Series of Delaware VIP than The Real Estate Investment Trust (“VIP”Portfolio) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the 0.01% of average daily net assets of each Series: DIFSC per Portfolio annually. DSC will bill▇▇▇▇, and the Trust will pay, such compensation monthly. In additionNotwithstanding anything in this paragraph to the contrary, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s DSC's compensation for providing services to the Series The Real Estate Investment Trust Portfolio will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of outas set forth in paragraphs 1-of-pocket expenses paid on behalf of the Trust3 above.
Appears in 1 contract
Sources: Shareholder Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ days notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees Directors of the TrustFund, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the TrustFund.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. ATTEST:________________________ By:_________________________________ Name: /s/ Name: Title: Title: DELAWARE POOLED TRUST, INC. for THE MID-CAP GROWTH EQUITY PORTFOLIO THE LARGE-CAP VALUE EQUITY PORTFOLIO THE MID-CAP VALUE EQUITY PORTFOLIO THE EMERGING MARKETS PORTFOLIO THE INTERMEDIATE FIXED INCOME PORTFOLIO THE GLOBAL FIXED INCOME PORTFOLIO THE HIGH-YIELD BOND PORTFOLIO THE INTERNATIONAL EQUITY PORTFOLIO THE INTERNATIONAL FIXED INCOME PORTFOLIO THE LABOR SELECT INTERNATIONAL EQUITY PORTFOLIO THE LIMITED-TERM MATURITY PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO THE REAL ESTATE INVESTMENT TRUST PORTFOLIO II THE GLOBAL EQUITY PORTFOLIO THE DIVERSIFIED CORE FIXED INCOME PORTFOLIO THE AGGREGATE FIXED INCOME PORTFOLIO THE SMALL-CAP GROWTH EQUITY PORTFOLIO THE CORE EQUITY PORTFOLIO THE SMALL-CAP VALUE EQUITY PORTFOLIO THE BALANCED PORTFOLIO THE EQUITY INCOME PORTFOLIO THE SELECT EQUITY PORTFOLIO THE INTERNATIONAL SMALL-CAP PORTFOLIO ATTEST:________________________ By:____________________________________ Name: Name: Title: Title: SCHEDULE A DELAWARE POOLED TRUST, INC. (THE "FUND") EIGHTH AMENDED AND RESTATED SHAREHOLDERS SERVICES AGREEMENT COMPENSATION SCHEDULE
1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the compensation for services to be provided to the Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be charged per account and/or transaction, as may be applicable, for services provided. DSC will ▇▇▇▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerly, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 2022
1. All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC will bill, and the Trust Fund will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
23. DPTFor the period commencing on January 1, VIP and Ivy VIP (1997, the charge will consist of two charges for all the Funds in the Delaware Group, except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will billGroup Premium Fund, Inc. and the Delaware Pooled Trust, Inc. (other than with respect to The Real Estate Investment Trust will payPortfolio effective October 14, such compensation monthly1997), an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.These charges are as follows:
Appears in 1 contract
Sources: Shareholders Services Agreement (Delaware Pooled Trust Inc)
CONTRACTUAL STATUS. 10.1 This Agreement shall be executed and become effective on the date first written above if approved by a vote of the Board of Trustees of the Trust, including an affirmative vote of a majority of the non-interested members of the Board, cast in person at a meeting called for the purpose of voting on such approval. It shall continue in effect for an indeterminate period, and is subject to termination on sixty (60) days’ ' notice by either party unless earlier terminated or amended by agreement among the parties. Compensation under this Agreement shall require approval by a majority vote of the Board of Trustees of the Trust, including an affirmative vote of the majority of the non-interested members of the Board cast in person at a meeting called for the purpose of voting on such approval.
10.2 This Agreement may not be assigned without the approval of the Trust.
10.3 This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania. DELAWARE SERVICE COMPANY, INC. By: /s/ Douglas L. Anderson --------------------------------------- Name: Douglas L. Anderson Title: Senior Vice President VOYAGEUR MUTUAL FUNDS for its series set forth in Schedule A hereto By: /s/ David K. Downes --------------------------------- Name: David K. Downes Title: President SCHEDULE A VOYAGEUR MUTUAL FUNDS SHAREHOLDER SERVICES AGREEMENT APPLICABLE SERIES EFFECTIVE AS OF APRIL 19, 2001 Delaware Minnesota High-Yield Municipal Bond Fund Delaware Montana Municipal Bond Fund Delaware National High-Yield Municipal Bond Fund Delaware Tax-Free Arizona Fund Delaware Tax-Free California Fund Delaware Tax-Free Iowa Fund Delaware Tax-Free Idaho Fund Delaware Tax-Free New York Fund Delaware Tax-Free Wisconsin Fund AGREED AND ACCEPTED: DELAWARE SERVICE COMPANY, INC. VOYAGEUR MUTUAL FUNDS for its series set forth in this Schedule A By: /s/ Douglas L. Anderson ▇▇: /▇/ ▇▇▇▇▇ K. Downes --------------------------------- --------------------------------- Name: Douglas L. Anderson ▇▇▇▇: ▇▇vid K. Downes Title: Senio▇ ▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇ ▇▇▇▇▇ Title: Senior Vice President IVY VARIABLE INSURANCE PORTFOLIOS for its series set forth in Schedule A By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇ ▇. ▇▇▇▇▇ t Title: President and Chief Executive Officer Delaware Ivy VIP Asset Strategy (formerlySCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE DELAWARE INVESTMENTS FAMILY OF FUNDS EFFECTIVE AS OF APRIL 19, Ivy VIP Asset Strategy) Effective as of June 24, 2022 Delaware Ivy VIP Balanced (formerly, Ivy VIP Balanced) Effective as of June 24, 2022 Delaware Ivy VIP Core Equity (formerly, Ivy VIP Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Corporate Bond (formerly, Ivy VIP Corporate Bond) Effective as of June 24, 2022 Delaware Ivy VIP Energy (formerly, Ivy VIP Energy) Effective as of June 24, 2022 Delaware Ivy VIP Global Equity Income (formerly, Ivy VIP Global Equity Income) Effective as of June 24, 2022 Delaware Ivy VIP Global Growth (formerly, Ivy VIP Global Growth) Effective as of June 24, 2022 Delaware Ivy VIP Growth (formerly, Ivy VIP Growth) Effective as of June 24, 2022 Delaware Ivy VIP High Income (formerly, Ivy VIP High Income) Effective as of June 24, 2022 Delaware Ivy VIP International Core Equity (formerly, Ivy VIP International Core Equity) Effective as of June 24, 2022 Delaware Ivy VIP Limited-Term Bond (formerly, Ivy VIP Limited-Term Bond) Effective as of June 24, 2022 Delaware Ivy VIP Mid Cap Growth (formerly, Ivy VIP Mid Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP Natural Resources (formerly, Ivy VIP Natural Resources) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Aggressive (formerly, Ivy VIP Pathfinder Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Conservative (formerly, Ivy VIP Pathfinder Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate (formerly, Ivy VIP Pathfinder Moderate) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderate - Managed Volatility (formerly, Ivy VIP Pathfinder Moderate – Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive (formerly, Ivy VIP Pathfinder Moderately Aggressive) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative (formerly, Ivy VIP Pathfinder Moderately Conservative) Effective as of June 24, 2022 Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility (formerly, Ivy VIP Pathfinder Moderately Conservative - Managed Volatility) Effective as of June 24, 2022 Delaware Ivy VIP Securian Real Estate Securities (formerly, Ivy VIP Real Estate Securities) Effective as of June 24, 2022 Delaware Ivy VIP Science and Technology (formerly, Ivy VIP Science and Technology) Effective as of June 24, 2022 Delaware Ivy VIP Small Cap Growth (formerly, Ivy VIP Small Cap Growth) Effective as of June 24, 2022 Delaware Ivy VIP ▇▇▇▇ Cap Core (formerly, Ivy VIP ▇▇▇▇ Cap Core) Effective as of June 24, 2022 Delaware Ivy VIP Value (formerly, Ivy VIP Value) Effective as of June 24, 20222001
1. All retail Series Delaware Service Company, Inc. ("DSC") will determine and report to the “Retail Series”) (includes Fund, at least annually, the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of be provided to the Trust Fund for DSC's forthcoming fiscal year or period.
2. In determining such compensation, DSC will fix and report a fee to be at the annual rates set forth in the table below based on the average daily net assets of each Series: DIFSC charged per account and/or transaction, as may be applicable, for services provided. DSC will bill, and the Trust Fund will pay, such ▇▇▇▇ compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust.
3. Except as otherwise provided in paragraphs 4 and 5 below, the charge consists of two charges for all the Funds in the Delaware Investments Family, an annual charge and a per transaction charge for each account on the transfer agent's records and each account on an automated retirement processing system. These charges are as follows:
A. ANNUAL CHARGE ------------- Daily Dividend Funds $11.00 Per Annum Other Funds $ 5.50 Per Annum Merrill Lynch - Omnibus Accou▇▇▇ Regular Accounts $16.00 Per Annum Accounts with a Contingent Deferred Sales Charge $19.00 Per Annum Networked Accounts $3.00 - $6.00 Per Annum
B. TRANSACTION CHARGE ------------------ Transaction Charge ----------- ------ 1. Dividend Payment $0.25 2. DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT)New Account $6.00
3. DIFSC’s Purchase:
a. Wire $ 8.00 b. Automated $ 1.50 c. Other $ 2.60
4. Transfer $ 8.00 5. Certificate Issuance $ 4.00 6. Liquidations
a. Wires $12.25 b. Drafts $ 0.75 c. Money Market Regular $ 4.50 d. Other Regular $ 4.50
7. Exchanges
a. Dividend Exchanges $ 3.00 b. Other $10.00
4. DSC's compensation for providing services to the Series of Delaware Group Premium Fund (the "Premium Fund") will be 0.00750.01% of average daily net assets per Series annually. DIFSC DSC will bill, and the Premium Fund wi▇▇ ▇ay, such compensation monthly.
5. DSC's compensation for providing services to the Portfolios of Delaware Pooled Trust (the "Trust") (other than The Real Estate Investment Trust Portfolio) will be 0.01% of average daily net assets per Portfolio annually. DSC will bill, and the Trust will pay, such ▇▇▇h compensation monthly. In additionNotwithstanding anything in this paragraph to the contrary, DIFSC shall DSC's compensation for The Real Estate Investment Trust Portfolio will be entitled to reimbursement of outas set forth in paragraphs 1-of-pocket expenses paid on behalf of the Trust3 above.
Appears in 1 contract
Sources: Shareholder Services Agreement (Voyageur Investment Trust)