Common use of Conflicts of Interest Policy Clause in Contracts

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant business. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules of the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, outlining the changes and when they are due to take effect. If I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, conflict which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant business. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The  the Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules of Rules;  the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The ;  the Trustee and the Company may may, with the consent of both parties, vary the terms on which participation is offeredthis agreement at any time and with their absolute discretion. Should the terms of this agreement change in such a way as to have an effect affect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ noticedays notice of the change unless it is impractical to do so, outlining the changes and when they these are due to take effect. If ;  if I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If ; and  if a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, conflict which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant business. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The  the Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules Rules of the Plan. The ;  the Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The ;  the Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, days notice outlining the changes and when they are due to take effect. If ;  if I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:; and CL_GBR_EN

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts of Interest Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day-to-day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain gain, but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts of Interest Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant business. Full details of the Conflicts of Interest Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document document, no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules of the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements entitlements, or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, outlining the changes and when they are due to take effect. If I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority CONTACTING EQUINITI LIMITED 🖳 ESP Portal xxx.xxxxxxxxxxxx.xx.xx 🖂 Equiniti Limited, Aspect House, Xxxxxxx Road, Lancing, West Sussex, BN99 6DA 🕿 Employee Helpline +00(0) 000 000 0000 Lines are open 8.30am to 5.30pm (“FCA”UK time), Monday to Friday (excluding public holidays in England and Wales) Client Classification I understand that:🖰 xxxxxxxxxxx@xxxxxxxx.xxx For deaf and speech impaired customers, we welcome calls via Relay UK. Please see xxx.xxxxxxx.xx.xxx for more information. You can also contact us by using our email service xxxxxxxxxxx@xxxxxxxx.xxx, please provide your Company name in the subject line.

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant businessthemundertakingtherelevantbusiness. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules of the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, outlining the changes and when they are due to take effect. If I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they we seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their our day to day business activities, for example, ,where one of their our clients could make a gain at the direct expense of another client, or they we might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their our clients. Depending on the exact nature of the conflict of interest involved, they ,we may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, ,which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they we will disclose the general nature and/or source of those conflicts of interest prior to them us undertaking the relevant business. Full details of the our Conflicts Policy are on their our website at xxx.xxxxxxxxx.xx.xx, or contact them us and ask us for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. .Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me us under this agreement must be given to me us under the rules of the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, outlining the changes and when they are due to take effect. If I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain FINANCIAL SERVICES AUTHORITY (“FSA”) CLIENT CLASSIFICATION I understand that: Although the Plan is made in not regulated by the course of administering the PlanFSA, the Trustee will endeavour at all times to treat me as if I were classified as a retail client under the FSAs guidelines and I will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:expect the same protections as would be provided by an FSA regulated provider except in the provision of best execution.

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant businessthemundertakingtherelevantbusiness. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules of the Plan. The Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, outlining the changes and when they are due to take effect. If I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:.

Conflicts of Interest Policy. The Equiniti group of companies has established and implemented a Conflicts Policy (which may be revised and updated from time to time), which sets out how they seek to identify and manage all material conflicts of interest. Such conflicts of interest can occur in their day to day business activities, for example, where one of their clients could make a gain at the direct expense of another client, or they might be faced with an opportunity to make a gain but this would be to the direct disadvantage of one or more of their clients. Depending on the exact nature of the conflict of interest involved, they may take certain actions in accordance with the Conflicts Policy to mitigate the potential impact of the conflict. Such actions may include putting in place controls between the opposing sides of the conflict, conflict which may control or prevent the exchange of information, and/or involve the appropriate management of staff activities and segregation of duties. Where such controls would be insufficient to eliminate the potential material risk of damage to clients from specific conflicts, then they will disclose the general nature and/or source of those conflicts of interest prior to them undertaking the relevant business. Full details of the Conflicts Policy are on their website at xxx.xxxxxxxxx.xx.xx, or contact them and ask for a printed copy. At the time of the issue of this document no material conflicts of interest were identified which could not be managed in accordance with the provisions made above. GENERAL PROVISIONS I understand that: The • the Plan will be governed by the Trust Deed and Rules of the Plan under English Law. I agree that legal action relating to this agreement may only be dealt with by the courts of England and Wales. Any contact made by the parties to this agreement in relation to these terms and conditions will be in the English language. All instructions and notices to me under this agreement must be given to me under the rules Rules of the Plan. The ; • the Trustee will take any actions considered necessary in their reasonable opinion to comply with all applicable laws and regulations or any requirements of any regulatory body that are binding upon them. The ; • the Trustee and the Company may vary the terms on which participation is offered. Should the terms of this agreement change in such a way as to have an effect on my entitlements or the service provided under the Plan, either the Trustee or the Company will write to me, giving me 30 days’ notice, days notice outlining the changes and when they are due to take effect. If ; • if I no longer wish to participate on these terms, I should write to the Trustee in accordance with the rules of the Plan. If ; and • if a gain is made in the course of administering the Plan, the Trustee will be entitled to keep it. Financial Conduct Authority (“FCA”) Client Classification I understand that:.