Conflicts Disclosure Clause Samples

Conflicts Disclosure. If this is a Contract for investment management services, investment advisory services, or any related service or product, the Contracting Party represents and covenants that it (i) does not have any conflict of interest not previously disclosed to the Fund in writing that could reasonably be expected to impair its ability to provide unbiased and objective investment advice or decisions, (ii) will promptly disclose in writing to the Fund any such conflict that it may have hereafter, and (iii) will annually file a statement with the Fund that it is in compliance with these requirements, which statement shall include the following language: “[THE CONTRACTING PARTY] ACKNOWLEDGES THAT IT OWES THE COMPTROLLER AND THE COMMON RETIREMENT FUND A FIDUCIARY DUTY. THIS MEANS THAT, AMONG OTHER THINGS, [THE CONTRACTING PARTY] MUST DISCLOSE TO THE COMPTROLLER INFORMATION ABOUT MATERIAL CONFLICTS OF INTEREST. [THE CONTRACTING PARTY] ACKNOWLEDGES THAT FAILURE TO TRUTHFULLY COMPLETE THIS STATEMENT MAY RESULT IN CRIMINAL OR CIVIL LIABILITY.”
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Conflicts Disclosure. Each of the Lenders, the Administrative Agent and the Collateral Agent hereunder and their respective Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Borrower or any Affiliate of Borrower as if it were not an Agent or a Lender hereunder. With respect to its Loans, each Agent shall have the same rights and powers under any Loan Documents as any Lender and may exercise the same as though it were not an Agent, and the terms “Lender” and “Lenders” shall include each Agent in its individual capacity.
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Conflicts Disclosure. The Adviser acknowledges that conflicts of interest may arise in the course of the Subadviser providing discretionary investment management services to the Fund. Further information on the Subadviser’s potential conflicts of interest and its conflicts of interest policy may be found in the Subadviser’s Form ADV and/or its Financial Conduct Authority Disclosure Document, each of which have been provided to the Adviser.
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Conflicts Disclosure. Employees shall disclose any potential or actual conflicts, as defined in TLDEF’s Conflicts Disclosure form, at the following points: • At the time the need for disclosure arises • For new employees in the first thirty (30) days of employment and • On an annual basis when all employees must complete and submit the Conflicts Disclosure form. If a material conflict is either disclosed by the employee or identified by ▇▇▇▇▇, the Employee upon notice from TLDEF shall promptly withdraw or rescind their participation from said conflict. No employee shall omit, withhold, or conceal a conflict for the purpose of personal or professional gain.
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Conflicts Disclosure. As required by 11 NYCCR part 136-2.4(c)(1)(i) (or any successor regulation of substantially the same import) Hines shall promptly disclose to NYSCRF in writing any conflict of interest that Hines may have which could reasonably be expected to impair H▇▇▇▇’▇ ability to render unbiased and objective advice to NYSCRF pursuant to this Agreement. As required by 11 NYCCR Part 136-2.4(c)(ii), (or any successor regulation of substantially the same import) Hines shall file annually with NYSCRF a statement acknowledging that it is aware of the above standard and that it is in compliance with the above standard. Such statement shall include the following language: All investment managers, and consultants or advisors to the Comptroller (the “Comptroller”) of the State of New York as trustee of the Common Retirement Fund owe the Comptroller a fiduciary duty. This means that investment managers, or consultants or advisors must disclose to the Comptroller information about material conflicts of interest. Failure to truthfully complete this statement may result in criminal or civil liabilities (or substantially similar language contained in any successor regulation of substantially the same import). NY01:236472.8
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Conflicts Disclosure. Firm represents that it is not aware of any conflicts of interest with respect to services and matters that the Firm currently understands are within the scope of this Agreement. As long as the Firm’s services for Client continue under this Agreement, the Firm will not agree to provide legal services for any party, which might present a conflict of interest without Client’s prior written consent.
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Conflicts Disclosure. Each of the Purchasers, the Paying Agent and the Collateral Agent hereunder and their respective Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Issuer or any Subsidiary or other Affiliate thereof as if it were not an Agent, or a Purchaser hereunder. With respect to its Notes, each Agent shall have the same rights and powers under this Agreement and the other Note Documents as any Purchaser and may exercise the same as though it were not an Agent, and the terms “Purchaser” and “Purchasers” shall include each Agent in its individual capacity.
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Conflicts Disclosure. The Secondee expressly represents that he has no conflicts of interest with respect to his duties and obligations as Official Administrator.
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Conflicts Disclosure. The Borrower acknowledges and agrees that the Lender and its Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Borrower or an Affiliate thereof as if it were not a Lender hereunder. The Borrower further acknowledges and agrees that the Lender and its affiliates may have interests with respect to, provide services to and/or enter into transactions with the obligors of the assets constituting Collateral and that in performing their obligations or exercising their rights with respect to such assets and obligors, and in taking actions or making any decisions as an investor, service provider, creditor, trading counterparty or similar role to such an obligor, the Lender and its Affiliates may have interests that conflict with those of the Borrower and may take actions that could adversely affect the Borrower’s interests in the Collateral. For the avoidance of doubt, the Borrower acknowledges and agrees that the Lender and its Affiliates shall be under no obligation to take into account the Borrower’s interests as an investor in such assets or as a borrower or pledgor under the Transaction Documents.
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Related to Conflicts Disclosure

  • Disclosure Except with respect to the material terms and conditions of the transactions contemplated by the Transaction Documents, the Company confirms that neither it nor any other Person acting on its behalf has provided any of the Purchasers or their agents or counsel with any information that it believes constitutes or might constitute material, non-public information which is not otherwise disclosed in the Prospectus Supplement. The Company understands and confirms that the Purchasers will rely on the foregoing representation in effecting transactions in securities of the Company. All of the disclosure furnished by or on behalf of the Company to the Purchasers regarding the Company and its Subsidiaries, their respective businesses and the transactions contemplated hereby, including the Disclosure Schedules to this Agreement, is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading. The press releases disseminated by the Company during the twelve months preceding the date of this Agreement taken as a whole do not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made and when made, not misleading. The Company acknowledges and agrees that no Purchaser makes or has made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in Section 3.2 hereof.