Common use of Compliance with the Securities Act of 1933 Clause in Contracts

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 12 contracts

Samples: Purchase Agreement (Insci Statements Com Corp), Kupper Parker Communications Inc, Kupper Parker Communications Inc

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Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 5 contracts

Samples: Harborview Master Fund Lp, United Energy Corp /Nv/, Harborview Master Fund Lp

Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 4 contracts

Samples: Cambridge Heart Inc, Cambridge Heart Inc, Cambridge Heart Inc

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 3 contracts

Samples: Warrant (Medical Dynamics Inc), Warrant (Medical Dynamics Inc), Faxsav Inc

Compliance with the Securities Act of 1933. Neither this Warrant nor the shares of Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or a similar legend to be set forth on the Warrant Shares or any other security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Stifel Financial Corp), Agreement and Plan of Merger (Bankatlantic Bancorp Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock Shares issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and if not sold in a registered offering then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Medical Dynamics Inc

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Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Purchase Agreement (Unigene Laboratories Inc)

Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Sheffield Pharmaceuticals Inc

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: United Energy Corp /Nv/

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