Common use of Compliance with Rule 144 and Rule 144A Clause in Contracts

Compliance with Rule 144 and Rule 144A. At the written --------------------------------------- request of the Purchaser who proposes to sell any of the Securities in compliance with Rule 144, the Company shall furnish to the Purchaser, within 10 days after receipt of such request, a written statement as to whether or not the Company is in compliance with the filing requirements of the SEC as set forth in such Rule. For purposes of effecting compliance with Rule 144A, in connection with any resales of any Securities that hereafter may be effected pursuant to the provisions of Rule 144A, the Purchaser desiring to effect such resale and each prospective institutional purchaser of such shares designated by the Purchaser shall have the right, at any time the Company is not subject to Section 13 or 15(d) of the Securities and Exchange Act, to obtain from the Company, upon the written request of the Purchaser and at the Company's expense the documents specified in Section (d)(4)(i) of Rule 144A, as such rule may be amended from time to time.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Lasersight Inc /De), Securities Purchase Agreement (Lasersight Inc /De)

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Compliance with Rule 144 and Rule 144A. At the written request --------------------------------------- request of the any Purchaser who proposes to sell any of the Securities in compliance with Rule 144, the Company shall furnish to the such Purchaser, within 10 days after receipt of such request, a written statement as to whether or not the Company is in compliance with the filing requirements of the SEC as set forth in such Rule. For purposes of effecting compliance with Rule 144A, in connection with any resales of any Securities that hereafter may be effected pursuant to the provisions of Rule 144A, the any Purchaser desiring to effect such resale and each prospective institutional purchaser of such shares designated by the such Purchaser shall have the right, at any time the Company is not subject to Section 13 or 15(d) of the Securities and Exchange Act, to obtain from the Company, upon the written request of the Purchaser and at the Company's expense the documents specified in Section (d)(4)(i) of Rule 144A, as such rule may be amended from time to time.

Appears in 1 contract

Samples: Securities Purchase Agreement (Lasersight Inc /De)

Compliance with Rule 144 and Rule 144A. At the written --------------------------------------- request of the Purchaser any Investor who proposes to sell any of the Securities such Common Stock in compliance with Rule 144, the Company shall furnish to the Purchasersuch Investor, within 10 ten (10) days after receipt of such request, a written statement as to whether or not the Company is in compliance with the filing requirements of the SEC Securities and Exchange Commission as set forth in such Rule. For purposes of effecting compliance with Rule 144A, in connection with any resales of any Securities shares of Common Stock that hereafter may be effected pursuant to the provisions of Rule 144A, the Purchaser any Investor desiring to effect such resale and each prospective institutional purchaser of such shares designated by the Purchaser such Investor shall have the right, at any time the Company is not subject to Section 13 or 15(d) of the Securities and Exchange Act, as amended, to obtain from the Company, upon the written request of the Purchaser such holder and at the Company's ’s expense the documents specified in Section (d)(4)(i) of Rule 144A, as such rule may be amended from time to time.

Appears in 1 contract

Samples: Shareholders’ Agreement (Epicedge Inc)

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Compliance with Rule 144 and Rule 144A. At the written --------------------------------------- request of the Purchaser any -------------------------------------- Investor who proposes to sell any of the Securities such Common Stock in compliance with Rule 144, the Company shall furnish to the Purchasersuch Investor, within 10 ten (10) days after receipt of such request, a written statement as to whether or not the Company is in compliance with the filing requirements of the SEC Securities and Exchange Commission as set forth in such Rule. For purposes of effecting compliance with Rule 144A, in connection with any resales of any Securities shares of Common Stock that hereafter may be effected pursuant to the provisions of Rule 144A, the Purchaser any Investor desiring to effect such resale and each prospective institutional purchaser of such shares designated by the Purchaser such Investor shall have the right, at any time the Company is not subject to Section 13 or 15(d) of the Securities and Exchange Act, as amended, to obtain from the Company, upon the written request of the Purchaser such holder and at the Company's expense the documents specified in Section (d)(4)(i) of Rule 144A, as such rule may be amended from time to time.

Appears in 1 contract

Samples: Shareholders' Agreement (Design Automation Systems Inc)

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