Common use of Compliance Program and Ongoing Certification(s) Clause in Contracts

Compliance Program and Ongoing Certification(s). As may be reasonably requested, Subadviser shall timely provide to Manager with such reasonable information, certifications and/or reports as such persons may reasonably request from the Subadviser with respect to the Allocated Portion regarding the Subadviser’s compliance with: (i) Rule 206(4)-7 of the Investment Advisers Act of 1940 (the “Advisers Act”); (ii) the federal securities laws, as defined in Rule 38a-1 under the 1940 Act; (iii) the Commodity Exchange Act (“CEA”); and (iv) any and all other laws, rules, and regulations applicable to the Subadviser’s services to the Fund. Subadviser agrees to promptly notify the Trust and Manager of any material compliance violations that affect the Allocated Portion.

Appears in 2 contracts

Samples: Investment Subadvisory Agreement (Manager Directed Portfolios), Investment Subadvisory Agreement (Manager Directed Portfolios)

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Compliance Program and Ongoing Certification(s). As may be reasonably requested, Subadviser shall timely provide to Manager with such reasonable information, certifications and/or reports as such persons may reasonably request from the Subadviser with respect to the Allocated Portion regarding the Subadviser’s 's compliance with: (i) Rule 206(4)-7 of the Investment Advisers Act of 1940 (the "Advisers Act"); (ii) the federal securities laws, as defined in Rule 38a-1 under the 1940 Act; (iii) the Commodity Exchange Act ("CEA"); and (iv) any and all other laws, rules, and regulations applicable to the Subadviser’s 's services to the Fund. Subadviser agrees to promptly notify the Trust and Manager of any material compliance violations that affect the Allocated PortionFunds.

Appears in 1 contract

Samples: Subadvisory Agreement (Manager Directed Portfolios)

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Compliance Program and Ongoing Certification(s). As may be reasonably requested, Subadviser shall timely provide to Manager with such reasonable information, certifications and/or reports as such persons may reasonably request from the Subadviser with respect to the Allocated Portion regarding the Subadviser’s 's compliance with: (i) Rule 206(4)-7 of the Investment Advisers Act of 1940 (the “Advisers Act”); (ii) the federal securities laws, as defined in Rule 38a-1 under the 1940 Act; (iii) the Commodity Exchange Act (“CEA”); and (iv) any and all other laws, rules, and regulations applicable to the Subadviser’s services to the Fund. Subadviser agrees to promptly notify the Trust and Manager of any material compliance violations that affect the Allocated Portion.

Appears in 1 contract

Samples: Subadvisory Agreement (Manager Directed Portfolios)

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