Common use of Compliance Policies and Procedures Clause in Contracts

Compliance Policies and Procedures. To assist the Fund in complying with Rule 38a-1 of the 1940 Act, the Custodian represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. The Custodian will upon request provide the Fund with information about our compliance program as mutually agreed.

Appears in 15 contracts

Samples: Master Custodian Agreement (DWS Variable Series I), Custodian Agreement (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.), Master Custodian Agreement (DWS Mutual Funds, Inc.)

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Compliance Policies and Procedures. To assist the Fund Custodian in complying with Rule 38a-1 of the 1940 Act, the Custodian Fund represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. The Custodian Fund will upon request provide the Fund Custodian with information about our compliance program as mutually agreed.

Appears in 1 contract

Samples: Form Of:  custody Agreement (Z Seven Fund Inc)

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