Compliance Obligations of Intermediary. Beginning no later than October 16, 2006, or such other date as the SEC may designate as the date by which mutual funds must be in compliance with Rule 22c-2, the Intermediary agrees to provide the Transfer Agent, upon written request, the taxpayer identification number ("TIN"), if known, of any or all shareholders and the amount, date, name or other identifier of any investment professional(s) associated with the shareholder(s) (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of shares held through an account maintained by the Intermediary during the period covered by the request. Unless otherwise specifically requested by the Transfer Agent, information regarding transactions resulting from dollar cost averaging programs, automatic rebalancing programs, periodic deduction of fees, and redemptions pursuant to a systematic withdrawal plan will not be provided in Shareholder Information sent to the Transfer Agent; therefore, the Shareholder Information provided for a certain period will not be equal to the omnibus trades made during that same period. Information regarding transactions resulting from dollar cost averaging programs, automatic rebalancing programs, periodic deduction of fees, and redemptions pursuant to a systematic withdrawal plan will be made available subject to Intermediary's systematic capability.
Appears in 4 contracts
Samples: Funds Intermediary Agreement (Variable Account II of AGL of Delaware), Variable Account B American Intl Life Assur Co of New York, Agl Separate Account Vl-R
