Common use of CLIENT INFORMATION PROVIDED TO PORTFOLIO MANAGERS Clause in Contracts

CLIENT INFORMATION PROVIDED TO PORTFOLIO MANAGERS. ‌ The IAR obtains the necessary financial data from the client and assists the client in setting appropriate investment objectives for the account. The IAR obtains this information by having the client complete an Account Application which is a part of the Account Agreement. In quarterly communications, LPL asks clients to contact the IAR if there have been any changes in the client’s financial situation or investment objectives or if they wish to impose any reasonable restrictions on the management of the account or reasonably modify existing restrictions. Clients should understand that the investment objective selected for the program in the Account Application is an overall objective for the entire account and may be inconsistent with a particular holding and the account’s performance at any time. Client also should be aware that achievement of the stated investment objective is a long-term goal for the account. ITEM 8 CLIENT CONTACT WITH PORTFOLIO MANAGERS‌ LPL does not place any restrictions on a clients’ ability to contact and consult with IARs.

CLIENT INFORMATION PROVIDED TO PORTFOLIO MANAGERS. ‌ The IAR obtains the necessary financial data from the client and assists the client in setting an appropriate investment objectives objective for the account. The IAR obtains this information by having the client complete an Account Application which is a part of the Account Agreement. In quarterly communications, LPL asks clients to contact the IAR if there have been any changes in the client’s financial situation or investment objectives or if they wish to impose any reasonable restrictions on the management of the account or reasonably modify existing restrictions. Clients should understand be aware that the investment objective selected for the program a Program in the Account Application is an overall objective for the entire account and may be inconsistent with a particular holding and the account’s performance at any time. Client also Clients should further be aware that achievement of the stated investment objective is a long-term goal for the account. ITEM 8 CLIENT CONTACT WITH PORTFOLIO MANAGERS‌ LPL does not place any restrictions on a clients’ ability to contact and consult with IARs.