Check Signing. Any negligence, fraud, malfeasance, or error of any employee of Broker with respect to the use of the check signing authority granted under Paragraph 9.1.6 of this Agreement.
Appears in 3 contracts
Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Check Signing. Any negligence, fraud, malfeasance, or error of any employee of Broker with respect to the use of the check check-signing authority granted under Paragraph 9.1.6 of this Agreement.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Check Signing. Any negligence, fraud, malfeasance, or error of any employee of Broker with respect to the use of the check signing checksigning authority granted under Paragraph 9.1.6 of this Agreement.
Appears in 2 contracts
Samples: Disclosed Clearing Agreement (International Assets Holding Corp), Disclosed Clearing Agreement (Siebert Financial Corp)
Check Signing. Any negligence, fraud, malfeasance, or error of any employee of Broker with respect to the use of the check check-signing authority granted under authority, the issuance of checks and maintenance of the bank account described in Paragraph 9.1.6 8.1.6 of this Agreement.
Appears in 2 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Check Signing. Any negligence, fraud, malfeasance, or error of any ------------- employee of Broker with respect to the use of the check signing authority granted under Paragraph 9.1.6 of this Agreement.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Check Signing. Any negligence, fraud, malfeasance, or error of any employee of Broker with respect to the use of the check check-signing authority granted under Paragraph 9.1.6 of this Agreement.. Pg. 19
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Summit Financial Services Group Inc)
