Certificates for Securities. Exchange Notes and Conversion Shares To Bear Legends. (A) So long as the Securities are not sold pursuant to an effective registration statement under the Act or pursuant to Rule 144 under the Act, the Securities shall be subject to a stop-transfer order and the certificates therefor shall bear the following legend by which each holder thereof shall be bound: "THE SHARES REPRESENTED BY THIS CERTIFICATE MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, OR (ii) AN APPLICABLE EXEMPTION FROM REGISTRATION THEREUNDER."
Appears in 4 contracts
Samples: Loan and Security Agreement (Family Bargain Corp), Securities Purchase Agreement (Terfin International LTD), Securities Purchase Agreement (Three Cities Offshore Ii Cv)
