Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 449 contracts
Samples: Letter Agreement (Immunome Inc.), Underwriting Agreement (Oak Street Health, Inc.), Letter Agreement (Canuelas Mill S.A.C.I.F.I.A.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 103 contracts
Samples: Letter Agreement (Kansas City Southern), Underwriting Agreement (Coty Inc.), Underwriting Agreement (McMoran Exploration Co /De/)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 74 contracts
Samples: Underwriting Agreement (SodaStream International Ltd.), Underwriting Agreement (Seattle Genetics Inc /Wa), Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 36 contracts
Samples: Underwriting Agreement (Chart Industries Inc), Letter Agreement (Globant S.A.), Underwriting Agreement (Globant S.A.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 24 contracts
Samples: Underwriting Agreement (New Business Netherlands N.V.), Underwriting Agreement (SOPHiA GENETICS SA), Underwriting Agreement (New Business Netherlands N.V.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 21 contracts
Samples: Underwriting Agreement (Brown & Brown, Inc.), Credit Agreement (Semtech Corp), Underwriting Agreement (Rockwell Collins Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"Exchange Act" means the Securities Exchange Act of 1934, as amended; and (d) the term "subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 13 contracts
Samples: Purchase Agreement (WXON, Inc.), Purchase Agreement (Cornell Corrections of Rhode Island, Inc.), Markwest Energy Partners L P
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(a) of Regulation S-X under the Exchange Act.
Appears in 10 contracts
Samples: Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 9 contracts
Samples: Underwriting Agreement (D-Market Electronic Services & Trading), Warner Chilcott LTD, Brunswick Corp
Certain Defined Terms. For purposes of this Agreement, (ai) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (bii) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (ciii) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (div) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 8 contracts
Samples: Underwriting Agreement (Adobe Systems Inc), Underwriting Agreement (Adobe Inc.), Underwriting Agreement (Adobe Systems Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 7 contracts
Samples: Lock Up Agreement (Vantiv, Inc.), Lock Up Agreement (Vantiv, Inc.), Letter Agreement (Hawaiian Electric Industries Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act, as applied at the end of the Company’s most recently completed fiscal quarter.
Appears in 7 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Medtronic PLC), Underwriting Agreement (Medtronic PLC)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act” means the Securities Exchange Act of 1934, as amended.
Appears in 6 contracts
Samples: Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.), Dunkin' Brands Group, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Accuray Inc), TNS Inc, Fossil Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “Exchange Act” means the Securities Exchange Act of 1934, as amended; and (d) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Agreement (Eye Care Centers of America Inc), Purchase Agreement (Plains Exploration & Production Co), Purchase Agreement (Delta Petroleum Corp/Co)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has means any wholly owned subsidiary of the meaning set forth in Rule 405 under the Securities ActCompany; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Execution Version (Alnylam Pharmaceuticals, Inc.), Alnylam Pharmaceuticals, Inc., Alnylam Pharmaceuticals, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. §6103; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (cCity;(c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Carpenter Technology Corp), Underwriting Agreement (Carpenter Technology Corp), Underwriting Agreement (Carpenter Technology Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Nymex Holdings Inc), Clearwire Corp /DE, Seer, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City, New York; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 3 contracts
Samples: Eastman Chemical Co, Eastman Chemical Co, Eastman Chemical Co
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or London, England; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 3 contracts
Samples: Berkshire Hathaway Inc, Berkshire Hathaway Inc, Berkshire Hathaway Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange ActAct and consists of the entities listed on Schedule 2 hereto.
Appears in 3 contracts
Samples: Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement (Palo Alto Networks Inc), Palo Alto Networks Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. In addition, the terms that follow, when used in this Agreement, shall have the meanings indicated.
Appears in 3 contracts
Samples: Service Corp International, Service Corp International, Service Corp International
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. 6103; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
Certain Defined Terms. For purposes of this Agreement, : (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Waystar Holding Corp.), Candela Medical, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (nVent Electric PLC), Novavax Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or in Hong Kong; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (CNOOC Finance (2013) Ltd.), Underwriting Agreement (CNOOC Finance (2015) U.S.A. LLC)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 1.02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Polypore International, Inc., Polypore International, Inc.
Certain Defined Terms. For purposes of this Agreement, (ai) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (bii) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (ciii) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (div) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Roper Industries Inc), Underwriting Agreement (Roper Industries Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Trinity Industries Inc), Underwriting Agreement (Trinity Industries Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” has " refers to the meaning set forth entities listed in Rule 405 under the Securities ActSchedule 4 hereto; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Bread Financial Holdings, Inc., Bread Financial Holdings, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or Santiago, Chile; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Cencosud S.A.), Underwriting Agreement (Cencosud S.A.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. The terms that follow, when used in this Agreement, shall have the meanings indicated.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Cemex Sab De Cv), Dealer Manager Agreement (Cemex Sab De Cv)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Trinity Industries Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has "affiliate"has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: TNS Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity and Springfield, Illinois; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Horace Mann Educators Corp /De/
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. §6103; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act].
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Banner Corp
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; , and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Chegg, Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Novavax Inc)
Certain Defined Terms. For purposes of this Agreement, (a) 1.1.1.1. except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) 2.1.1.1. the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) and 3.1.1.1. the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Vantiv, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Nine Energy Service, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Fidelis Insurance Holdings LTD)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X 405 under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Bloomfield Bakers, a California Limited Partnership)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Oshkosh Corp
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. Miscellaneous.
Appears in 1 contract
Samples: Portland General Electric Co /Or/
Certain Defined Terms. For purposes of this Agreement, (ac) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Kansas City Southern
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule Rile 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-–X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” "Significant Subsidiary" has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York CityCity and Springfield, Illinois; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Horace Mann Educators Corp /De/
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange ActAct .
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiaryExchange Act” means the Securities Exchange Act of 1934, as amended; and (d) the term “written communication” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Lee Enterprises, Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning the set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"Exchange Act" means the Securities Exchange Act of 1934, as amended and; (d) the term "subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Dominos Inc
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business dayBusiness Day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Dropbox, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 1 -02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (cand(c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “‘affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: NewStar Financial, Inc.
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has had the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Hecla Mining Co/De/
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiaryExchange Act” has the meaning set forth in Rule 405 under means the Securities ActExchange Act of 1934, as amended; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.)
Appears in 1 contract
Samples: Cemex Sa De Cv
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.. 37
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; , (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; , (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Agency Agreement (Oncothyreon Inc.)