Capacity to Contract, Customer Affiliation. You represent that you are of legal age and that, unless you have notified Bear Xxxxxxx to the contrary, neither you nor any member of your immediate family is an employee of any exchange or member thereof, the National Association of Securities Dealers, Inc. or a member thereof, or of any corporation, firm or individual engaged in the business of dealing, as broker or principal, in securities, options or futures, or of any bank, trust company or insurance company.
Appears in 3 contracts
Samples: Customer Agreement (Reschke Michael W), Customer Agreement (Feshbach Joseph), Customer Agreement (Reschke Michael W)
Capacity to Contract, Customer Affiliation. You represent that you are of legal age and that, unless you have notified Bear Xxxxxxx Clearing Broker to the contrary, neither you nor any member of your immediate family is an employee of any exchange or member thereof, an employee of the National Association of Securities Dealers, Inc. or a member thereof, or an employee of any corporation, firm or individual engaged in the business of dealing, as broker or principal, in securities, options or futures, or an employee of any bank, trust company or insurance company.
Appears in 1 contract
Samples: Agreement for Prime Brokerage Clearance Services (Caldwell & Orkin Funds Inc)
Capacity to Contract, Customer Affiliation. You represent that you are of legal age and that, unless you have notified Bear Xxxxxxx to the contrary, neither you nor any member of your immediate family is an employee of any exchange or member thereof, the National Association of Securities Dealers, Inc. or a member thereof, or of any corporation, firm or individual engaged in the business of dealing, as broker or principal, in securities, options or futuresfuture, or of any bank, trust company or insurance company.
Appears in 1 contract
Capacity to Contract, Customer Affiliation. You represent that you are of legal age and that, unless you have notified Bear Xxxxxxx Clearing Agent to the contrary, neither you nor any member of your immediate family is an employee of any exchange or member thereof, an employee of the National Association of Securities Dealers, Inc. or a member thereof, or an employee of any corporation, firm or individual engaged in the business of dealing, as broker or principal, in securities, options or futures, or an employee of any bank, trust company or insurance company.
Appears in 1 contract
Samples: Caldwell & Orkin Funds Inc