Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNY. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.
Appears in 2 contracts
Samples: Administration and Accounting Agreement (First Trust Exchange-Traded Fund Ii), Administration and Accounting Agreement (First Trust Exchange-Traded Alphadex Fund)
Blue Sky Services. o Subject to approval of the Trust's board of trustees and its legal counsel, perform initial registration for each Fund in such states as the Trust shall identify to the Administrator. o Subject to approval of the Trust's board of trustees and its legal counsel, perform renewal registration for each Fund in such states as the Trust shall identify to BNYBNYM. o Receive nightly downloads of sales data from transfer agents. o Update state/territory sales information for each Fund. o Create and maintain state/territory sales information worksheets for each Fund. o Monitor changes in Blue Sky laws and procedures for all registered states/territories. o Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o Communicate directly with regulatory authorities in states/territories as needed. o Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.
Appears in 2 contracts
Samples: Fund Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv), Administration and Accounting Agreement (First Trust Exchange-Traded Fund Iv)
Blue Sky Services. o Subject to approval of the Trust's board of trustees trustee and its legal counsel, perform initial registration for each Fund Trusts or Series in such states as the Trust shall identify to the Administrator. o - Subject to approval of the Trust's board of trustees trustee and its legal counsel, perform renewal registration for each Fund Trusts or Series in such states as the Trust shall identify to BNYthe Administrator. o - Receive nightly downloads of sales data from transfer agents. o - Update state/territory sales information for each Fundthe Trust or Series. o - Create and maintain state/territory sales information worksheets for each Fundthe Trust or Series. o - Monitor changes in Blue Sky laws and procedures for all registered states/territories. o - Subject to approval of the Trust's legal counsel, update filing requirements for all law and procedural changes. o - Communicate directly with regulatory authorities in states/territories as needed. o - Periodically attend Investment Company Institute (ICI) State Liaison Committee meetings.. SCHEDULE II VALUATION AND COMPUTATION SERVICES
Appears in 1 contract
Samples: Administration and Accounting Agreement (Rydex Etf Trust)
