Authority to Enter Agreement. Broker has all requisite authority, whether arising under applicable federal or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subject, to enter into this Agreement and to retain the services of Pershing in accordance with the terms of this Agreement.
Appears in 12 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Authority to Enter Agreement. Broker has all requisite authority, ---------------------------- whether arising under applicable federal or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subject, to enter into this Agreement and to retain the services of Pershing in accordance with the terms of this Agreement.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Authority to Enter Agreement. Broker has all requisite authority, whether arising under applicable federal or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subject, to enter into this Agreement and to retain the services of Pershing RJO in accordance with the terms of this Agreement.
Appears in 1 contract
Samples: Clearing Agreement (Southern Trust Securities Holding Corp)
Authority to Enter Agreement. Broker has all requisite authority, whether arising under applicable federal Applicable Regulations (as defined below) or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subjectotherwise, to enter into this Agreement and to retain perform and discharge the services of Pershing duties and obligations apportioned to it in accordance with the terms of this Agreementhereof.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Sidoti & Company, Inc.)
Authority to Enter Agreement. Broker has all requisite authority, whether arising under applicable federal or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subject, to enter into this Agreement and to retain the services of Pershing Fortis in accordance with the terms of this Agreement.
Appears in 1 contract
Samples: Agreement (Kbw, Inc.)
Authority to Enter Agreement. Broker has all requisite authority, whether arising under applicable federal or state law or the rules and regulations of any regulatory or self-regulatory organization to which Broker is subject, to enter into this Agreement and to retain the services of Pershing First Clearing in accordance with the terms of this Agreement.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Summit Financial Services Group Inc)
