Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 22 contracts

Samples: Shareholder Information Agreement (WoodmenLife Variable Annuity Account), Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account)

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Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 20 contracts

Samples: Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Pruco Life Variable Universal Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee Fund, PSERV and/or PRM to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee Fund, PSERV and/or PRM as having engaged in transactions of the Fund’s in Shares (directly or indirectly through the Intermediary’s separate account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund. Unless otherwise directed by the Fund or its designeeFund, PSERV and/or PRM, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 7 contracts

Samples: 2 Agreement (Thrivent Variable Annuity Account I), Protective COLI VUL, Protective NY COLI VUL

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate policies established or utilized by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designeeFund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the address that Intermediary may communicate to Fund in writing from time to time.

Appears in 3 contracts

Samples: Financial Services Firm (Separate Account I of National Integrity Life Ins Co), Financial Services Firm (Separate Account I of Integrity Life Insurance Co), Financial Services Firm (Separate Account Ii of National Integrity Life Insurance Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a accepting purchase or exchange requests only via U.S. first class mail from any Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designeeFund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary. Instructions will be transmitted to Intermediary through a mutually agreed upon format.

Appears in 2 contracts

Samples: Shareholder Information Agreement (Mutual of America Separate Account No 3), Shareholder Information Agreement (Mutual of America Separate Account No 2)

Agreement to Restrict Trading. Intermediary agrees to execute or have executed written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 2 contracts

Samples: Shareholder Information Agreement (VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co), Shareholder Information Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)

Agreement to Restrict Trading. 1. Each Intermediary agrees to execute written instructions from the Fund Funds or its their designee to restrict or prohibit further purchases or exchanges of involving Fund Shares by a Shareholder that who has been identified by the Fund Funds or its their designee as having engaged in transactions in Shares of the Fund’s Shares a Fund (through an account directly or indirectly through maintained by the Intermediary’s account) that violate the policies and procedures established by the Fund or its designee Funds for the purpose purposes of eliminating or reducing reducing, or that would result in any dilution of the value of the outstanding Shares issued by the FundFund Shares. Unless otherwise directed by the Fund or its designeeFund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through IntermediaryPurchases.

Appears in 2 contracts

Samples: 2 Agreement (Separate Account B of Ing Usa Annuity Life Insurance Co), Rule 22c 2 Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected affected directly or indirectly through Intermediary.

Appears in 2 contracts

Samples: Shareholder Information Agreement (Southern Farm Bureau Life Variable Account), Shareholder Information Agreement (Southern Farm Bureau Life Variable Life Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Shareholder­ Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 2 contracts

Samples: Shareholder Information Agreement (Principal Life Insurance Co Separate Account B), Shareholder Information Agreement (Principal Life Insurance Co Separate Account B)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate market timing or frequent trading policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designeeFund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary in a mutually agreed upon format.

Appears in 1 contract

Samples: Shareholder Information Agreement (Sage Variable Annuity Account A)

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Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Shareholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Samples: Shareholder Information Agreement (Principal Life Insurance Co Variable Life Sep Account)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through the Intermediary’s account) that violate market timing or frequent trading policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designeeFund, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at a mutually agreed upon address.

Appears in 1 contract

Samples: Rule 22c 2 Agreement (KILICO Variable Annuity Separate Account - 3)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Shareholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Samples: Shareholder Information Agreement (PHL Variable Accumulation Account)

Agreement to Restrict Trading. Intermediary agrees to execute or have executed written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the 53752-2 purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.

Appears in 1 contract

Samples: Shareholder Information Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)

Agreement to Restrict Trading. Intermediary agrees to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or or. its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through the Intermediary’s 's account) that violate policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the ofthe value of the ofthe outstanding Shares issued by the Fund. Fund Unless otherwise directed by the Fund or its designee, any such restrictions or prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Shareholder- Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary.,

Appears in 1 contract

Samples: Shareholder Information Agreement Franklin Templeton Variable Insurance Products Trust (Variable Annuity Account B)

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