Common use of Agreement to Restrict Trading Clause in Contracts

Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 267 contracts

Samples: Dealer Agreement (Gateway Trust), Dealer Agreement (Natixis Funds Trust I), Dealer Agreement (Natixis Funds Trust II)

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Agreement to Restrict Trading. You agree Dealer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 49 contracts

Samples: Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)

Agreement to Restrict Trading. You agree Company agrees to execute written instructions a Request from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Client that has been identified by the Fund as having engaged in transactions of the Fund’s in Shares (directly or indirectly through your accountan Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fundits Shares.

Appears in 45 contracts

Samples: Administrative Services Agreement (Horace Mann Life Insurance Co Separate Account), Participation Agreement (Ameritas Variable Separate Account V), Fund Participation Agreement (Pruco Life Variable Appreciable Account)

Agreement to Restrict Trading. You agree Broker/Dealer agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Broker/Dealer’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 44 contracts

Samples: Broker Dealer (Heartland Group Inc), Broker Dealer (Ares Private Markets Fund), Broker Dealer

Agreement to Restrict Trading. You agree to Dealer shall execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.

Appears in 29 contracts

Samples: Advisors Series Trust (Advisors Series Trust), Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 19 contracts

Samples: Dealer Agreement (Natixis Funds Trust II), Dealer Agreement (Gateway Trust), Dealer Agreement (Natixis Funds Trust I)

Agreement to Restrict Trading. You agree Dealer agrees to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the such Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Dealer’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 14 contracts

Samples: Dealer Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund us to restrict or prohibit further purchases or exchanges of Interests related to Fund Shares by a Shareholder Contract Owner that has been identified by the Fund us as having engaged in transactions of Interests related to Fund Shares that result in the Fund’s Shares (directly or indirectly through your account) that violate violation of policies established by the Fund us for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFund Shares.

Appears in 9 contracts

Samples: Owner Information Agreement (JNL Variable Fund LLC), Owner Information Agreement (Jackson Variable Series Trust), Owner Information Agreement (JNL Series Trust)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund and/or us to restrict or prohibit further purchases or exchanges of Shares by a Shareholder shareholder that has been identified by the Fund and/or us as having engaged in transactions of the Fund’s in Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.

Appears in 8 contracts

Samples: Dealer Sales Contract (Putnam Global Health Care Fund), Sales Contract (Putnam Funds Trust), Dealer Sales Contract (Putnam Funds Trust)

Agreement to Restrict Trading. You agree Firm agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Firm’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 5 contracts

Samples: Networking Agreement (Clough Funds Trust), Networking Agreement (ALPS Series Trust), Networking Agreement (ALPS Series Trust)

Agreement to Restrict Trading. You agree Counterparty agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Counterparty’s account) that violate violates policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 5 contracts

Samples: Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Shareholders that has have been identified by the Fund Funds as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.

Appears in 5 contracts

Samples: Sentinel Financial (Sentinel Group Funds Inc), Sentinel Financial (Sentinel Group Funds Inc), Sentinel Financial Services Company Dealer Agreement (Sentinel Group Funds Inc)

Agreement to Restrict Trading. You agree to execute written instructions from the a Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the such Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 5 contracts

Samples: Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds)

Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Company’s account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 4 contracts

Samples: Participation Agreement (Lincoln New York Account N for Variable Annuities), Participation Agreement (Lincoln Life Variable Annuity Account N), Participation Agreement (SBL Variable Annuity Account Xiv)

Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges (including shares acquired by exchanges) of Shares shares by a Shareholder Client that has been identified by the Fund as having engaged in transactions of the Fund’s Shares shares (directly or indirectly through your the Company's account) that violate violates policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 4 contracts

Samples: Participation Agreement (Genworth Life & Annuity VL Separate Account 1), Participation Agreement (Genworth Life of New York VL Separate Account 1), Participation Agreement (Genworth Life & Annuity VA Separate Account 1)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 4 contracts

Samples: Dealer Agreement (MFS Series Trust V), Dealer Agreement (MFS Series Trust Iii), Dealer Agreement (MFS Series Trust V)

Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through your accountthe Account) that violate policies established or utilized by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds, including, without limitation, the Funds’ excessive trading and market timing policies.

Appears in 3 contracts

Samples: Participation Agreement (TIAA Separate Account VA-3), Participation Agreement (TIAA Separate Account VA-3), Participation Agreement (TIAA Separate Account VA-3)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the FundPortfolio’s Shares (directly or indirectly through your account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPortfolio.

Appears in 2 contracts

Samples: Participation Agreement (Eaic Variable Contract Account A), Selling Dealer Agreement (Rimrock Funds Trust)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through the your account) that violate policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.

Appears in 2 contracts

Samples: Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Investment Funds Inc)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the FundPortfolio’s Shares (directly or indirectly through your account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.Portfolio. Attachment 1aa

Appears in 2 contracts

Samples: Bank Agency Agreement (Fidelity Greenwood Street Trust), Selling Agreement (Fidelity Greenwood Street Trust)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Portfolio to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Portfolio as having engaged in transactions of the Fund’s Portfolio's Shares (directly or indirectly through your account) that violate policies established by the Fund Portfolio for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundPortfolio.

Appears in 2 contracts

Samples: Bank Agency Agreement (Fidelity Hereford Street Trust), Selling Dealer Agreement (Fidelity Hereford Street Trust)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Sxxxxxx Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with you) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 2 contracts

Samples: Steward Funds, Inc., Steward Funds, Inc.

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Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Company's account) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 2 contracts

Samples: Participation Agreement (Genworth Life of New York VA Separate Account 1), Participation Agreement (Genworth Life & Annuity VA Separate Account 1)

Agreement to Restrict Trading. You agree Counterparty agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that who has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Counterparty's account) that violate violates policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 2 contracts

Samples: Principal Funds Services Agreement (Aul American Unit Trust), Selling Agreement (Aul American Unit Trust)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares Fund shares by a Shareholder shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fund.

Appears in 2 contracts

Samples: Selling Group Agreement (Pacific Funds Series Trust), Selling Group Agreement (PACIFIC FUNDS SERIES TRUST (Formerly Called PACIFIC LIFE FUNDS))

Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Participation Agreement (Symetra Resource Variable Account B)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Xxxxxxx Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with you) that violate policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Steward Funds, Inc.

Agreement to Restrict Trading. You agree to execute written instructions from the Fund or its designee to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund or its designee as having engaged in transactions of the Fund’s 's Shares (directly or indirectly through your the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Dealer Agreement (MFS Series Trust V)

Agreement to Restrict Trading. You We agree to execute written instructions from you or the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by you or the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your accountan account with us) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Highland Funds I

Agreement to Restrict Trading. You agree to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Selected Dealer Agreement (Pace Select Advisors Trust)

Agreement to Restrict Trading. You agree The Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder Participant that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Company’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Retail Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account 11)

Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Intermediary’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Fund Participation Agreement (First Symetra National Life Insurance Co of Ny Sep Acct S)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Company to restrict or prohibit further purchases or exchanges of Shares shares of the Funds by a Client-Shareholder that has been identified by the Fund Company as having engaged in transactions of the Fund’s Shares Funds’ shares (directly or indirectly through your Your account) that violate policies established by the Fund Funds or the Company for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundFunds.

Appears in 1 contract

Samples: Broker Dealer Variable Contract Supervisory and Service Agreement (PHL Variable Insurance Co /Ct/)

Agreement to Restrict Trading. You agree Company agrees to execute written instructions from the Fund or Fund Agent to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund’s Shares (directly or indirectly through your the Company’s account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.

Appears in 1 contract

Samples: Agreement (Merrill Lynch Life Variable Annuity Separate Account D)

Agreement to Restrict Trading. You agree to execute written instructions from the Fund Funds to restrict or prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund Funds as having engaged in transactions of the Fund’s Funds’ Shares (directly or indirectly through your the Your account) that violate policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundFunds.

Appears in 1 contract

Samples: Nuveen Investment Trust V

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