Common use of Agreement Subject to Plan; Applicable Law Clause in Contracts

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 of this Agreement is inconsistent with the Plan, the terms of Section 2 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address:

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 or Section 5 of this Agreement is are inconsistent with the Plan, the terms of Section 2 and Section 5 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE NON-QUALIFIED STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 ____________ (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address:

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 or Section 3 of this Agreement is are inconsistent with the Plan, the terms of Section 2 and Section 3 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE NON-QUALIFIED STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address:

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 or Section 3 of this Agreement is are inconsistent with the Plan, the terms of Section 2 and Section 3 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address:

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 of this Agreement is inconsistent with the Plan, the terms of Section 2 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE NON-QUALIFIED STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address:

Agreement Subject to Plan; Applicable Law. This Agreement is made pursuant to the Plan and shall be interpreted to comply therewith. Any provision of this Agreement inconsistent with the Plan shall be considered void and replaced with the applicable provision of the Plan. For the avoidance of doubt, in the event Section 2 or Section 5 of this Agreement is are inconsistent with the Plan, the terms of Section 2 and Section 5 of this Agreement shall govern. This Agreement shall be governed by the laws of the State of Texas and subject to the exclusive jurisdiction of the courts therein. Unless otherwise provided herein, capitalized terms used herein that are defined in the Plan and not defined herein shall have the meanings set forth in the Plan. EXHIBIT A Capital Southwest Corporation INCENTIVE NON-QUALIFIED STOCK OPTION EXERCISE FORM Date: Attention: The undersigned hereby elects to exercise all or a portion of the Option issued to him/her by Capital Southwest Corporation (the “Company”) and dated September 30, 2015 (the “Option Agreement”) and to purchase ____________ shares of common stock of the Company (the “Shares”) at an exercise price of _______ Dollars ($___) per Share or an aggregate purchase price of ________________________ Dollars ($_______) (the “Exercise Price”). Pursuant to the terms of the Option Agreement, the undersigned has delivered the Exercise Price herewith in full in cash or ______________. Please issue a certificate or certificates representing said Shares in the name of the undersigned. By: Typed Name: Address: