Common use of Adjustment for Reclassification, Exchange and Substitution Clause in Contracts

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(e) below), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change.

Appears in 30 contracts

Samples: Biolargo, Inc., Biolargo, Inc., Biolargo, Inc.

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Adjustment for Reclassification, Exchange and Substitution. If In the event that at any time or from time to time after the date hereof, the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for elsewhere in this Section 4(e) below4), then and in any such event the Holder holder of this Warrant shall have the right thereafter to exercise this Warrant into for the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of the maximum number of shares of Common Stock for into which this Warrant might could have been exercised immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein.

Appears in 6 contracts

Samples: Loan Agreement (Zion Oil & Gas Inc), Loan Agreement (Zion Oil & Gas Inc), Loan Agreement (Zion Oil & Gas Inc)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are the Warrants is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for elsewhere in this Section 4(e) below10), then and in any such event the Holder shall have the right thereafter thereafter, upon exercise of the Warrant, to exercise this Warrant into receive the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of in an amount equal to the number of shares of Common Stock for which this Warrant might amount that the Holder would have been entitled to have the Holder exercised the Warrant immediately prior to such recapitalization, reclassification or the change, but only to the extent the Warrant is actually exercised, all subject to further adjustment as provided herein.

Appears in 5 contracts

Samples: Warrant Agency Agreement (Panoshan), Warrant Agency Agreement (Sprout Development Inc.), Warrant Agency Agreement (Emission Differentials, Ltd.)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or a different number of shares of any class or classes of stockshares, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a dividend of shares or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assetsshares dividend, provided for elsewhere in Section 4(e) belowthis Section), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock shares and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein and under the Corporation’s Certificate of Incorporation and by-laws.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Topspin Medical Inc), Stock Purchase Agreement (Topspin Medical Inc), Topspin Medical Inc

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are the Warrants is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for elsewhere in this Section 4(e) below10), then and in any such event the Holder shall have the right thereafter thereafter, upon exercise of the Warrant, to exercise this Warrant into receive the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of in an amount equal to the number of shares of Common Stock for which this Warrant might amount that the Holder would have been entitled to have had the Holder exercised the Warrant immediately prior to such recapitalization, reclassification or change, but only to the extent the Warrant is actually exercised, all subject to further adjustment as provided herein.

Appears in 4 contracts

Samples: Warrant Agency Agreement (Us Dry Cleaning Corp), Warrant Agency Agreement (Us Dry Cleaning Corp), Warrant Agency Agreement (Us Dry Cleaning Corp)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalizationreclassification, reclassification recapitalization or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a capital reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below4), then and in any such event the Holder Warrantholder shall have the right thereafter to exercise this Warrant into purchase the kind and amount of stock and other securities and property receivable upon such recapitalizationreclassification, reclassification recapitalization or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised purchased upon exercise of this Warrant immediately prior to such recapitalizationreclassification, reclassification recapitalization or change, all subject to further adjustment as provided herein.

Appears in 3 contracts

Samples: Subscription Agreement (Centergistic Solutions Inc), Subscription Agreement (Centergistic Solutions Inc), Agreement (Centergistic Solutions Inc)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are the Warrants is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below1.4), then and in any such event the Holder each holder of Warrants shall have the right thereafter to receive upon exercise this Warrant into of the Warrants the kind and amount of stock and other securities and property receivable upon such recapitalizationreorganization, reclassification or other change, change by holders of the number of shares of Common Stock for into which this Warrant such Warrants might have been exercised immediately prior to such recapitalizationreorganization, reclassification or change, all subject to further adjustment as provided in this Section 1.4.

Appears in 3 contracts

Samples: Warrant Purchase Agreement (Cu Bancorp), Warrant Purchase Agreement (Pacific Community Banking Group), Agreement of Merger (Home Interstate Bancorp)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a5(a) above, a dividend or distribution provided for in Section 4(b5(b) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(e5(e) below), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change.

Appears in 3 contracts

Samples: Nuway Medical Inc, Nuway Medical Inc, Nuway Medical Inc

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(aSubsection (a) above, a dividend or distribution provided for in Section 4(bSubsection (b) or (c) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(eSubsection (f) below), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change.

Appears in 3 contracts

Samples: AHPC Holdings, Inc., AHPC Holdings, Inc., AHPC Holdings, Inc.

Adjustment for Reclassification, Exchange and Substitution. If ---------------------------------------------------------- the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalizationreclassification, reclassification recapitalization or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a capital reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below4), then and in any such event the Holder Warrantholder shall have the right thereafter to exercise this Warrant into purchase the kind and amount of stock and other securities and property receivable upon such recapitalizationreclassification, reclassification recapitalization or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised purchased upon exercise of this Warrant immediately prior to such recapitalizationreclassification, reclassification recapitalization or change, all subject to further adjustment as provided herein.

Appears in 2 contracts

Samples: Prosofttraining Com, Prosofttraining Com

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are shall be changed into the same or different number of shares of any class or classes series of stock, whether by recapitalizationcapital reorganization, reclassification or otherwise (other than a subdivision or combination of shares or stock dividend, provided for in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or consolidation, sale of assets, provided for in Section 4(e) below), then then, and in any such event event, the Holder of this Warrant shall have the right thereafter to exercise purchase pursuant to this Warrant into Warrant, the kind and amount of shares of stock and other securities and property receivable upon such recapitalizationreorganization, reclassification or other change, change by holders of the number of shares of Common Stock for which exercisable pursuant to this Warrant might have been exercised immediately prior to such recapitalizationreorganization, reclassification or change, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Impax Laboratories Inc

Adjustment for Reclassification, Exchange and Substitution. If ---------------------------------------------------------- the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalizationreclassification, reclassification recapitalization or otherwise (other than pursuant to a subdivision or combination provided for Terminating Transaction as described in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(e) below5), then and in any such event the Holder Warrantholder shall have the right thereafter to exercise this Warrant into purchase the kind and amount of stock and other securities and property receivable upon such recapitalizationreclassification, reclassification recapitalization or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised purchased upon exercise of this Warrant immediately prior to such recapitalizationreclassification, reclassification recapitalization or change, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Prosoft I Net Solutions Inc)

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalizationreclassification, reclassification recapitalization or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a capital reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below)4, then and in any such event the Holder Warrantholder shall have the right thereafter to exercise this Warrant into purchase the kind and amount of stock and other securities and property receivable upon such recapitalizationreclassification, reclassification recapitalization or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised purchased upon exercise of this Warrant immediately prior to such recapitalizationreclassification, reclassification recapitalization or change, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Agreement (Centergistic Solutions Inc)

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Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(e4(d) below), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change.

Appears in 1 contract

Samples: Biolargo, Inc.

Adjustment for Reclassification, Exchange and Substitution. If ---------------------------------------------------------- the Common Warrant Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of the same or any other class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, of shares or a reorganization, merger, consolidation or sale of assets, provided for elsewhere in Section 4(e) belowthis section), then and in any such event the Holder Purchaser shall have the right thereafter thereafter, upon exercise of the Warrant to exercise this receive in lieu of Warrant into Stock the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of in an amount equal to the number of shares of Common Stock for which amount that such Purchaser would have been entitled to had this Warrant might have been exercised immediately to such extent prior to such recapitalization, reclassification or changeevent.

Appears in 1 contract

Samples: New Century Financial Corp

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of capital stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below2), then and in any such event the Holder shall have the right thereafter to thereafter, upon exercise of this Warrant into to receive the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification reorganization or other change, by holders of change in an amount equal to the number of shares of Common Stock for which this Warrant might amount that the Holder would have been exercised entitled to have had it immediately prior to such recapitalizationreorganization, reclassification or changechange exercised this Warrant, but only to the extent this Warrant is actually exercised, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Sigma Additive Solutions, Inc.

Adjustment for Reclassification, Exchange and Substitution. If the Common Stock issuable upon the exercise of this Warrant are changed into the same or different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(aSECTION 5(A) above, a dividend or distribution provided for in Section 4(bSECTION 5(B) above, or a reorganization, merger, consolidation or sale of assets, provided for in Section 4(eSECTION 5(E) below), then and in any such event the Holder shall have the right thereafter to exercise this Warrant into the kind and amount of stock and other securities receivable upon such recapitalization, reclassification or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised immediately prior to such recapitalization, reclassification or change.

Appears in 1 contract

Samples: Nuway Medical Inc

Adjustment for Reclassification, Exchange and Substitution. If ----------------------------------------------------------- the Common Warrant Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of the same or any other class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a dividend or distribution provided for in Section 4(b) above, of shares or a reorganization, merger, consolidation or sale of assets, provided for elsewhere in Section 4(e) belowthis section), then and in any such event the Holder Purchaser shall have the right thereafter thereafter, upon exercise of the Warrant to exercise this receive in lieu of Warrant into Stock the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of in an amount equal to the number of shares of Common Stock for which amount that such Purchaser would have been entitled to had this Warrant might have been exercised immediately to such extent prior to such recapitalization, reclassification or changeevent.

Appears in 1 contract

Samples: New Century Financial Corp

Adjustment for Reclassification, Exchange and Substitution. If In the event that at any time or from time to time after the Issue Date any Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalization, reclassification or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in Section 4(e) belowthis SECTION 2), then and in any such event the each Holder shall thereafter have the right thereafter to receive upon exercise this Warrant into hereof the kind and amount of stock and other securities and property receivable upon such recapitalization, reclassification or other change, by holders of the maximum number of shares of Common Stock for which Holder could have received upon the exercise of this Warrant might have been exercised Option immediately prior to such recapitalization, reclassification or change, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Option Agreement (Techniclone Corp/De/)

Adjustment for Reclassification, Exchange and Substitution. If ---------------------------------------------------------- the Common Stock issuable upon the exercise of this Warrant are is changed into the same or a different number of shares of any class or classes of stock, whether by recapitalizationreclassification, reclassification recapitalization or otherwise (other than a subdivision or combination provided for in Section 4(a) above, a of shares or stock dividend or distribution provided for in Section 4(b) above, or a capital reorganization, merger, consolidation or sale of assets, assets provided for elsewhere in this Section 4(e) below4), then and in any such event the Holder Warrantholder shall have the right thereafter to exercise this Warrant into purchase the kind and amount of stock and other securities and property receivable upon such recapitalizationreclassification, reclassification recapitalization or other change, by holders of the number of shares of Common Stock for which this Warrant might have been exercised purchased upon exercise of this Warrant immediately prior to such recapitalizationreclassification, reclassification recapitalization or change, all subject to further adjustment as provided herein.

Appears in 1 contract

Samples: Calcomp Technology Inc

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