Common use of Additional Services Clause in Contracts

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, investor email services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event − Per broker ID - $[ ] per month per ID § Transaction Processing − Implementation - $[ ] per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event − New Account Setup – $[ ] per event − Monthly Minimum Charge - $[ ] per month

Additional Services. Available but Additional services not included above are shall be mutually agreed upon and documented on the following services - Additional Services fee schedule FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Fees are calculated pro rata and billed monthly. Shareholder internet access accounts will be charged based upon the type of activity and type of account, including the following: • $15.00 per qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 per SSN) • $25.00 per transfer to successor trustee • $25.00 per participant distribution (Excluding SWPs) • $25.00 per refund of excess contribution • $25.00 per reconversion/re-characterization • $15.00 per outgoing wire transfer or overnight delivery • $5.00 per telephone exchange • $25.00 per return check or ACH or stop payment • $10.00 per research request per account information and transaction capabilities through a hyperlink at (This fee applies to requests for statements older than the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium prior year) • CUSIP Setup beyond the initial CUSIP – $1,500 per CUSIP • Expedited CUSIP Setup – $3,000 per CUSIP (Less than 35 days) • Fund Groups over 50,000 open accounts) − Implementation - Name Change – $[ ] 500 per fund group fund/ per change • Fund CUSIP Change – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] 500 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] fund/ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Online account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − • Account inquiry • Inquiry - $[ ] 0.05 per event − Per broker • Vision ID - $[ ] 5.00 per month per ID § • Transaction Processing − Processing* • Implementation Fee - $[ ] 5,000 per management company − Management Company • Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] 0.50 per event − New Account Setup – $[ ] per event − • Monthly Minimum Charge - $[ ] 500 per monthmonth • Electronic Statements* • Implementation- $5,000 per fund group • Load charges-$0.05 per image • Archive charge (for any image stored beyond 2 years)-$0.015 per document * Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. • $250 per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at May, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) § Implementation – - $[ ] per fund group – includes up to 90 [ ] hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation – $[ ] per fund group – includes up to 45 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event − Per broker ID - $[ ] per month per ID § Transaction Processing − Implementation - $[ ] per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event − New Account Setup – $[ ] per event − Monthly Minimum Charge - $[ ] per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $[ ] per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $[ ] per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[ ] per user - Support: $[ ] per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $[ ] per user per month beyond [ ] users included as part of setup

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web shareholder e-commercetime of the service being added. Additional regulatory administration (e.g., FAN Mail electronic data deliverysubsequent new fund launch), Vision intermediary e-commercedaily compliance testing, client Web data accessSection 18 compliance testing, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, investor email services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI Section 15(c) reporting, sales reporting equity & 22c-2 reporting (MARS)fixed income attribution reporting, electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). + Subject to a 50% discount until net assets of the fund reach $_____. From $_____ to $_____ subject to a 15% discount on the entire basis points, minimum or base fees. After $_____, the discount will be removed entirely. Fees and minimums (including discounts) will be calculated and determined each month. Fees are calculated pro rata and billed monthly. • Base Fee per CUSIP+ $_____ for first CUSIP in Fund Complex $_____ each additional class CUSIP in Fund Complex • Open Accounts $_____ per open account • Closed (zero balance) Accounts $_____ per closed account • Daily Accrual Fund Accounts $_____ per open account _____ basis point on the first $_____ _____ basis points on the next $_____ _____ basis points on the balance Services Included in Annual Basis Point Fee • Telephone Calls • Voice Response Calls • Manual Shareholder internet access Transaction & Correspondence • Omnibus Account Transaction • Daily Valuation/Manual 401k Trade • NSCC System Interface • Short-Term Trader Reporting – Software application used to account information track and/or assess transaction fees that are determined to be short-term trades. • Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and transaction capabilities through a hyperlink at automatically prevents trades in excess of the fund group web sitefamily parameters. Shareholders access • 12b-1 Aging – Aging shareholder account informationshare lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. All other miscellaneous fees and expenses, portfolio listing fund familyincluding but not limited to the following, transaction will be separately billed as incurred: Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor statements, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, purchase additional shares through ACHFATCA and other compliance mailings, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event − Per broker ID - $[ ] per month per ID § Transaction Processing − Implementation - $[ ] per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event − New Account Setup – $[ ] per event − Monthly Minimum Charge - $[ ] per montharchiving.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund )___/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ___/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ___ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ___/event − Account Maintenance - $[ ] per event ___/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ___/event − New Account Setup - $[ ] per event ___/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ___/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support ___ § Annual Monthly Base Fee - $[ ] per year ___ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees:  − Inquiry - $[ ] per event ___/event  − Account Maintenance - $[ ] per event ___/event  − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event ___/event  − New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) ___/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ___/year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] per record ___/record or $[ ] per user ___/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ___/event − Per broker ID - $[ ] per month ___/month per ID § Transaction Processing − Implementation - $[ ] per management ___/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ___/event − New Account Setup – $[ ] per event ___/event − Monthly Minimum Charge - $[ ] ___ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $___/fund group § Load charges − $___/image § Archive charge (for any image stored beyond 2 years) − $___/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval − Setup: $___ /user − Support: $___ /user per monthmonth § Ad Hoc/ PowerSelect File Development − Setup: $___ /request (Includes up to 2 hours of programming. If beyond, additional time will be $___ / hour consultation and development.) − Support: $___ /file per month − Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) − Setup: $___one-time fee − Support: $___ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $___implementation − $___ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $___ implementation − $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $___implementation − $___ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $___implementation − $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $___implementation − $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $___implementation − $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $___/month § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: − Fund setup programming (transfer agent system, statements, options, etc.) − Conversion programming − Customized service development − Voice response system setup (menu selections, shareholder system integration, testing, etc.) − All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $___/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Sound Point Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 ____open accounts) − Implementation - $[ ] per fund ___/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Select (Fund Groups under 50,000 ___open accounts) − Implementation - $[ ] per fund ____/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour ___ /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event ___/event − Account Maintenance - $[ ] per event ___/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ___/event − New Account Setup - $[ ] per event ___/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ___/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ___/year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] per record ___/record or $[ ] per user ___/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ___/event − Per broker ID - $[ ] per month ___/month per ID § Transaction Processing − Implementation - $[ ] per management ___/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ___/event − New Account Setup – $[ ] per event ___/event − Monthly Minimum Charge - $[ ] ___ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $___/fund group § Load charges − $___/image § Archive charge (for any image stored beyond 2 years) − $___/document *Normal Vision ID and activity charges also apply. Sound Point USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $___/user - Support: $___ /user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $___/ user per month beyond 2 users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $___ per file - Custom coded data for recurring, scheduled delivery: $___ per hour consultation and programming development - Support: $___ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $___one-time fee - Support: $___ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $___implementation − $___/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $___ implementation − $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $___implementation − $___/ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $___implementation − $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $___implementation − $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $___implementation − $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $___/month Programming Charges- (subject to change at prevailing rate of vendor) § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Sound Point § On-site at USBFS - $___/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $___/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $___setup /fund group § $___ /month administration § $___/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___/fund group per month § Account Management − $___ /month § Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___/minute § Lead Source Reporting − $___ /month § Closed Loop Reporting − Account Management - $___ /month − Database Installation, Setup - $___/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $___/monthly report Sound Point Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $___/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $___/SSN) § $___/transfer to successor trustee § $___/participant distribution (Excluding SWPs) § $___/refund of excess contribution § $___/reconversion/recharacterization § $___/outgoing wire transfer or overnight delivery § $___/telephone exchange § $___/return check or ACH or stop payment § $___/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ___/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ___/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ___/hour § Activity (Session) Fees: − Inquiry - $[ ] per event ___/event − Account Maintenance - $[ ] per event ___/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ___/event − New Account Setup - $[ ] per event ___/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ___/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support ___ § Annual Monthly Base Fee - $[ ] per year ___ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − Inquiry - $[ ] per event ___/event − Account Maintenance - $[ ] per event ___/event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event ___/event − New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) ___/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ___/year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] per record ___/record or $[ ] per user ___/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ___/event − Per broker ID - $[ ] per month ___/month per ID § Transaction Processing − Implementation - $[ ] per management ___/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ___/event − New Account Setup – $[ ] per event ___/event − Monthly Minimum Charge - $[ ] ___ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $___/fund group § Load charges – $___/image § Archive charge (for any image stored beyond 2 years) – $___/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval – Setup: $___ /user – Support: $___ /user per monthmonth § Ad Hoc/ PowerSelect File Development – Setup: $___ /request (Includes up to 2 hours of programming. If beyond, additional time will be $___ / hour consultation and development.) – Support: $___ /file per month – Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) – Setup: $___one-time fee – Support: $___ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers – $___implementation – $___ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers – Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. – $___ implementation – $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. – $___implementation – $___ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. – $___implementation – $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. – $___implementation – $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. – $___implementation – $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. – $___/month § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: – Fund setup programming (transfer agent system, statements, options, etc.) – Conversion programming – Customized service development – Voice response system setup (menu selections, shareholder system integration, testing, etc.) – All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $___/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Same Day Cash Management, Real Time Cash Flow, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. By: /s/ R▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ Printed Name: R▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ Title: Chief Operating Officer and General Counsel Date: 10/18/12 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § ■ FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ___ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § ___ /year ■ FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ___ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § ___ /year ■ FAN Web Direct (API) – Quoted Separately § ■ Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § ___ /hour ■ Activity (Session) Fees: − Inquiry - $[ ] per event ___ /event − Account Maintenance - $[ ] per event ___ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ___ /event − New Account Setup - $[ ] per event ___ /event (Not available with FAN Web Select) § ■ Strong Authentication: − $[ ] per month ___ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder FAN Web Mobile Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § ■ Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual ___ ■ Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) ___ ■ Transaction Fees: − Inquiry - $[ ] per event ___ /event − Account Maintenance - $[ ] per event ___ /event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event ___ /event − New Account Set-up Establishment Setup - $[ ] per event (Not available with ___ /event FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ■ Base Fee Per Management Company – file generation and delivery - $[ ] per year § ___ /year ■ Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] § ___ ■ Price Files - $[ ] per record ___ /record or $[ ] per user ___ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ■ Inquiry Only − Inquiry - $[ ] per event ___ /event − Per broker ID - $[ ] per month ___ /month per ID § ■ Transaction Processing − Implementation - $[ ] per management ___/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ___ /event − New Account Setup – $[ ] per event ___ /event − Monthly Minimum Charge - $[ ] ___ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ■ Implementation Fees − Develop eBusiness Solutions Software - $___ /fund group − Code Print Software - $___ /fund group ■ Load charges − $___ /image ■ Archive charge (for any image stored beyond 2 years) − $___ /document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. ■ Report Source − Setup: $___ (Includes access to Fund Source) − Service: $___ /user per monthmonth ■ BDS – Statement Storage & Retrieval − Setup: $___/user − Service: $___ /user per month ■ Ad Hoc/ PowerSelect File Development − Setup: $___ /request (Includes up to 2 hours of programming. If beyond, additional time will be $165 / hour consultation and development.) − Service: $___ /file per month ■ Custom Electronic File Exchange (DDS of delivery of TIP files) − $___ one time setup fee − $___ /file per month maintenance fee ■ Mail File (DDS mailbox in which clients can pull information): $___/file setup ■ TIP File Setup − Setup & Delivery of Standard TIP Files: $___ /request (Unlimited files per request) − Custom TIP File Development: $___/request (Includes up to 2 hours of programming. If beyond, additional time will be $___/hour consultation and development.)

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & Rule 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. a closed account shall be charged in the month followingthe month during which such Transfer Agent & Shareholder internet access Services - Additional Services Fee Schedule Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: •$____ per qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $____ per SSN •$____ per transfer to successor trustee •$____ per participant distribution (Excluding SWPs) •$____ per refund of excess contribution •$____ per reconversion/recharacterization •$____ per outgoing wire transfer or overnight delivery •$____ per telephone exchange •$____ per return check or ACH or stop payment •$____ per statement year requested per account information and transaction capabilities through a hyperlink at (This fee applies to research requests for statements older than the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accountsprior year) − Implementation CUSIP Setup •CUSIP Setup beyond the initial CUSIP - $[ ] ____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account CUSIP •Expedited CUSIP Setup - $[ ] ____ per event CUSIP (Not available with FAN Web SelectLess than 35 days) § Strong Authentication: − Fund Characteristic Change •Fund Name Change - $[ ] ____ per month fund/ per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) change •Fund CUSIP Change - $____ per fund/ per change Digital Investor Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. •Digital Investor - Implementation – - $[ ] ____ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - $[ ] ____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. •Activity (Session) Fees: − - Inquiry $____ per event - Login Challenge - $[ ] ____ per event − - Account Maintenance - $[ ] ____ per event − - Transaction – - financial transactions, duplicate statement requests, etc. - $[ ] ____ per event − - New Account Set-up - $[ ] ____ per event (Not available with FAN Web Select) § Strong Authentication: − - Bank Verification Attempt $[ ] ____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base •Base Fee Per Management Company – - file generation and delivery - $[ ] ____ per year § Per •Per Record Charge − Rep-Rep/Branch/ID - $[ ] − Dealer - ____ -Dealer $[ ] § Price ____ •Price Files - $[ ] ____ per record or $[ ] ____ per user per month, whichever is less Permits Vision Electronic Statement Services Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Inquiry •Account inquiry -Inquiry - $[ ] ____ per event − Per broker -Vision ID - $[ ] ____ per month per ID § Transaction Processing − Implementation •Transaction Processing* -Implementation Fee - $[ ] ____ per management company − Transaction – Management Company -Transaction - purchase, redeem, exchange, literature order and exchange - $[ ] ____ per event − New Account Setup – $[ ] per event − Monthly -Monthly Minimum Charge - $[ ] ____ per monthmonth •Electronic Statements* -Implementation- $____ per fund group -Load charges-$____ per image -Archive charge (for any image stored beyond 2 years) - $____ per document *Vision ID and event charges also apply. Electronic Correspondence Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. § $____ per Email Client Web Data Access U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. STATStatement and Tax Form Storage & Retrieval -Setup: $____ per user -Support: $____ per user per month ReportSourceReport and Data File Storage & Retrieval -Setup: Included in initial fund setup on Transfer Agent system -$____ per user per month Ad Hoc/PowerSelect File Development -Standard ad-hoc select: $____ per file -Custom coded data for recurring, scheduled delivery: $____ per hour consultation and programming development - Support: $____ per file per month for recurring files/ reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. Custom Electronic File Exchange (MFS delivery of standard TIP files) -Setup: $____ one-time fee -Support: $____ per file per month File Delivery to Alternate Sales Reporting Provider -Setup: $____ one-time fee -Maintenance Fee: $____ per file per month Chat Services Implementation Fee - $____ Monthly Fee - $____ per month Per Chat Fee - $____ per chat or $____ per minute of chat Cost based on project requirements including hours, data sourcing and reporting. Transfer Agent & Shareholder Services Electronic Form Delivery and Signature Capture Implementation fee - $____ (includes 15 forms) Additional setup fee - $____ for each additional form and email template Form and fund logo modifications - $____ per form, $____per updated Fund Logo Monthly minimum fee - $____ per month Per electronic envelope Fee - $____ Recordkeeping Application Access Internet VPN - Infrastructure to allow for application accessibility to host systems and file transfers - $____ implementation -$____ per month Physical NetworkInfrastructure to allow for application accessibility to host systems and file transfers -Cost varies depending upon location and bandwidth TA2000 3270 Emulation (Mainframe Green Screen) Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. -$____ implementation -$____ per ID per month TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. -$____ implementation -$____ per ID per month TA2000 SmartDesk (Web Application to TA2000 Mainframe) Account inquiry only. - $____ implementation -$____ per ID per month Automated Work Distributor (AWD) - Image and workflow application. -$____ implementation -$____ per ID per month Same Day Cash Management (SDCM) - Fund level transaction and cash reporting. - $____ implementation -$____ per ID per month PowerSelect - SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $____ per month Programming Services $____ per hour (subject to change) Charges incurred for customized services based upon fund family requirements including but not limited to: -Fund setup programming (transfer agent system, statements, options, etc.) -Customized service development -Voice response system setup (menu selections, shareholder system integration, testing, etc.) -All other client specific customization and/or development services Cost Basis Reporting Annual reporting of shareholder cost basis for non- fiduciary direct accounts. - $____ per direct open account per year Email Services Services to capture, queue, monitor, service and archive shareholder email correspondence: $____ setup per fund group $____ per month administration $____ per received email correspondence Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. - $____ per fund group per month Integrated custom detailed call reporting$____ per monthly report Literature Fulfillment Services Account Management/Database Administration -$____ per month -Receiving $____ per SKU -Order Processing - $____ per order -Skid Storage - $____ per month per location -Disposal - $____ per SKU Inbound Teleservicing Only -Account Management - $____per month (OR) -Call Servicing - $____ per call Lead Source Reporting - $____ per month Closed Loop Reporting -Account Management - $____ per month -Database Installation, Setup - $____ per fund group Miscellaneous Expenses -Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. Shareholder Call Review Analysis Includes Call Sampling sent securely to client and Reporting of internal representative reviews. § $____ per Month Mutual Fund Profile II Services Fund Profile II site Initial data population: $____ for less than 25 CUSIPS / $____ for 25 CUSIPS or more Monthly maintenance: $____ per management company Additional project fees may apply for events such as fund acquisitions, multiple fund/share class launches, share class charges and other large processing events outside of normal fund activity to be billed at rate of $____/hour

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ]open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account /event - Maintenance - $[ ] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] per month/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account /event - Maintenance - $[ ] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[ ] /user - Support: $[ ] /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $[ ] /request (Includes up to [ ] hours of programming. If beyond, additional time will be $[ ] / hour consultation and development.) - Support: $[ ] /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Conversion Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report § $[ ] /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (Cap at $[ ] /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. S▇▇▇▇ Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ […] per fund /fund group – includes up to 25 […] hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ […] per fund /fund group – includes up to 10 […] hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ […] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ […] per event /event − Account Maintenance - $[ […] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ […] per event /event − New Account Setup - $[ […] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ […] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ […] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ […] per event − Account /event - Maintenance - $[ […] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ […] per event − /event - New Account Set-up Establishment Setup - $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ […] per year /year § Per Record Charge − Rep/Branch/ID - $[ […] − Dealer - $[ […] § Price Files - $[ […] per record /record or $[ […] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ […] per event /event − Per broker ID - $[ […] per month /month per ID § Transaction Processing − Implementation - $[ […] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ […] per event /event − New Account Setup – $[ […] per event /event − Monthly Minimum Charge - $[ […] per month/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[…] /fund group § Load charges - $[…] /image § Archive charge (for any image stored beyond 2 years) - $[…] /document *Normal Vision ID and activity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund __ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year __ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund __ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year __ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour __ /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event __ /event − Account Maintenance - $[ ] per event __ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __ /event − New Account Setup - $[ ] per event __ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __ /year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __ /record or $[ ] per user __ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __ /event − Per broker ID - $[ ] per month __ /month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __/event − New Account Setup – $[ ] per event __/event − Monthly Minimum Charge - $[ ] __ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $__/fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ /user - Support: $__/user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $__/ user per month beyond 2 users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $__per file - Custom coded data for recurring, scheduled delivery: $__ per hour consultation and programming development - Support: $__ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__/ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month Programming Charges- (subject to change at prevailing rate of vendor) § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $__/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__ /month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__ /month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Source Reporting − $__ /month § Closed Loop Reporting − Account Management - $__ /month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] __ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] __per event − New Account Setup - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] __per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per __fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § Customization - $[ ] __per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] __per event − New Account Set-up - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] __ per year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] __per record or $[ ] __per user per month, whichever is less Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] __per event − Per broker ID - $[ ] __per month per ID § Transaction Processing − Implementation - $[ ] __per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] __per event − New Account Setup – $[ ] __per event − Monthly Minimum Charge - $[ ] __per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $__ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ per user - Support: $__ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $__per user per month beyond 2 users included as part of setup

Additional Services. Available but Additional services not included above are shall be mutually agreed upon and documented on the following services - Additional Services fee schedule: FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company per CUSIP $___ first CUSIP, $___ each additional CUSIP § Daily Accrual Fund Accounts $___ per open account § Open Accounts $___ per open account § Closed (zero balance) Accounts $___ per closed account ___ basis point on the first $___ ___ basis points on the next $___ ___ basis points on the balance Services Included in Annual Basis Point Fee § Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Transaction § Daily Valuation/Manual 401k Trade § Report Source – file generation Client on-line access to fund and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per investor data. Includes set up and 2 user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsIds. § Inquiry Only − Inquiry - $[ ] per event − Per broker ID - $[ ] per month per ID NSCC System Interface § Transaction Processing − Implementation - $[ ] per management company − Transaction Short-Term Trader Reporting – purchaseSoftware application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader – Software application that monitors the number of trades (exchanges, redeemredemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. All other miscellaneous fees and expenses, exchangeincluding but not limited to the following, literature order - $[ ] per event − New Account Setup – $[ ] per event − Monthly Minimum Charge - $[ ] per monthwill be separately billed as incurred: Telephone toll-free lines, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving.

Additional Services. Above pricing is for standard services. Available but not included above are the following services - FAN Web shareholder e-commerce, Vision intermediary e-commerce, FAN Mail electronic data delivery, Vision intermediary B.O.S.S. sales reporting data warehouse, investor e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, investor email mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Short-Term Trader reportingT Fees are calculated pro rata and billed monthlymonthly in arrears. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group VISION MUTUAL FUND GATEWAY – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § · Inquiry Only − · Inquiry - $[ ] per event − · Per broker ID - $[ ] per month per ID § · Transaction Processing − · Implementation - $[ ] per management company − · Transaction – purchase, redeem, exchange, literature order - $[ ] per event − · New Account Setup Set-up – may contain multiple fund/accounts - $[ ] per event − · Monthly Minimum Charge - $[ ] per monthmonth Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. · [ ] days or less – $[ ] /open account · [ ] -[ ] days – $[ ] /open account · [ ] -[ ] days – $[ ] /open account · [ ] days – [ ] year - $[ ] /open account · [ ] year – [ ] years - $[ ] /open account Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] per fund group per month Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $[ ] /qualified plan acct (Cap at $[ ] /SSN) · $[ ] /C▇▇▇▇▇▇▇▇ ESA acct (Cap at $[ ] /SSN) · $[ ] /transfer to successor trustee · $[ ] /participant distribution (Excluding SWPs) · $[ ] /refund of excess contribution · $[ ] /reconversion/recharacterization Additional Shareholder Paid Fees · $[ ] /outgoing wire transfer · $[ ] /overnight delivery · $[ ] /telephone exchange · $[ ] /return check or ACH · $[ ] /stop payment · $[ ] /research request per account/SSN/item, for items [ ] years or older (Capped at $[ ] /item) Programming Charges – Charges incurred for customized services based upon fund family requirements including but not limited to: · Fund setup programming (transfer agent system, statements, options, etc.) – estimate [ ] hours per Cusip · Select reports – shareholder system queries for customized reporting, mailings, etc. · File transmissions of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at [ ] hours per fund family · All other client specific customization and/or development services MARS Sales Reporting Module1 $ [ ] MARS Compliance Module2 $ [ ] $ [ ] MARS Sales & Compliance Modules3 $ [ ] Notes:

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Printed Name and Title: /s/ ▇▇. ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, Managing Partner Date: February 21, 2018 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at February 2018 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] _ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] _ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] _ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] _ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] 200 per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] _ per event − Account Maintenance - $[ ] _ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] _ per event − New Account Setup - $[ ] _ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] _ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] _ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] _ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] _ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] _ per year § Customization - $[ ] _ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] _ per event − Account Maintenance - $[ ] _ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] _ per event − New Account Set-up - $[ ] _ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] _ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] _ per year § Per Record Charge − Rep/Branch/ID - $[ ] _ − Dealer - $[ ] _ § Price Files - $[ ] _ per record or $[ ] _ per user per month, whichever is less Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at February 2018 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] _ per event − Per broker ID - $[ ] _ per month per ID § Transaction Processing − Implementation - $[ ] _ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] _ per event − New Account Setup – $[ ] _ per event − Monthly Minimum Charge - $[ ] _ per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $_ per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at February 2018 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $_ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $_ per user - Support: $_ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $_ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder internet access to account information and transaction capabilities through a hyperlink Services Supplemental Services Fee Schedule at January 1, 2018 § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $__ per CUSIP § FAN Web Premium Expedited CUSIP Setup – $__ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 __ open accounts) § - Implementation – - $[ ] __ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] __ per year § FAN Web Select (Fund Groups under 50,000 __ open accounts) − - Implementation – $[ ] __ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] __ per year § Customization - – $[ ] __ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ ] __ per event − - Account Maintenance - – $[ ] __ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] __ per event − - New Account Set-up - – $[ ] __ per event (Not available with FAN Web Select) § Strong Authentication: − - $[ ] __ per month per active FAN Web ID (Any ID that has had activity within the 180-day __ -day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] __ per year § Per Record Charge − - Rep/Branch/ID – $__ - Dealer – $[ ] − Dealer - $[ ] __ § Price Files - – $[ ] __ per record or $[ ] __ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] __ per event − Per broker - Vision ID - $[ ] __ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] __ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] __ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] __ per monthmonth § Electronic Statements* - Implementation- $__ per fund group - Load charges-$__ per image - Archive charge (for any image stored beyond __ years)-$ __ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email e-mail services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ____ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ____ /event − Account Maintenance - $[ ] per event ____ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ____ /event − New Account Setup Set-up - $[ ] per event ____ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ____ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ____ /year § Per Record Charge − Rep/Branch/ID - $[ ] ____ − Dealer - $[ ] ____ § Price Files - $[ ] per record ____ or $[ ] per user ____ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ____ /event − Per broker ID - $[ ] per month ____ /month per ID § Transaction Processing − Implementation - $[ ] per management ____ /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ____ /event − New Account Setup – $[ ] per event ____ /event − Monthly Minimum Charge - $[ ] ____ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ /fund group − Code Print Software - $____ /fund group § Load charges − $____ /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $____ § Service - $____ /user per monthmonth § Access to the following systems included: - BDS – Statement Storage and Retrieval - ReportSource – Mainframe T/A Report Library - T/A Imaging – Thin Client AWD - FundSource – Comprehensive Fund Information - 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $____ one time setup fee - $____ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $____/year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses Programming Charges § $____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Select reports – shareholder system queries for customized reporting, mailings, etc. - File transmissions of client requested shareholder data file extracts - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Transfer Agent Training Services § On-site at USBFS - $____ /day § At client location - $____ /day plus travel and out-of-pocket expenses

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Printed Name and Title: B▇▇▇▇ ▇▇▇▇▇▇▇▇▇, Managing Partner Date: 10-21-16 Highmore 3 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at October, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] ___ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] ___ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] ___ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] ___ per event − New Account Setup - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] ___ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] ___ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § Customization - $[ ] ___ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] ___ per event − New Account Set-up - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] ___ per year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] ___ per record or $[ ] ___ per user per month, whichever is less Highmore 4 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at October, 2016 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] ___ per event − Per broker ID - $[ ] ___ per month per ID § Transaction Processing − Implementation - $[ ] ___ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] ___ per event − New Account Setup – $[ ] ___ per event − Monthly Minimum Charge - $[ ] ___ per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $___ per Month - Unlimited Users Highmore 5 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at October, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $___ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $___ per user - Support: $___ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $___ per user per month beyond 2 users included as part of setup

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. *Subject In addition to annual CPI increase - All Urban Consumers - U.S. City Average the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). Fees are calculated pro rata and billed monthly. TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES - E-COMMERCE SERVICESFEE SCHEDULE at July 2020 - Tortoise Charges Paid by Investors Shareholder internet access to account information accounts will be charged based upon the type of activity and transaction capabilities through a hyperlink at type of account, including the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. following:Qualified Plan Fees § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ [...] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $[ 30.00 per SSN) § $[...] per year transfer to successor trustee § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ [...] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - participant distribution (Excluding SWPs) § $[ [...] per year refund of excess contribution § FAN Web Direct (API) – Quoted Separately § Customization - $[ [...] per hour – (subject to change at prevailing rates of vendor) reconversion/recharacterization Additional Shareholder Paid Fees § Activity (Session) Fees: − Inquiry - $[ [...] per event − Account Maintenance - outgoing wire transfer or overnight delivery § $[ [...] per event − Transaction – financial transactions, reorder statements, etc. - telephone exchange § $[ [...] per event − New Account Setup - return check or ACH or stop payment § $[ [...] per event statement year requested per account (Not available with FAN Web Select) This fee applies to research requests for statements older than the prior year)CUSIP Setup § Strong Authentication: − CUSIP Setup beyond the initial CUSIP – $[ [...] per month CUSIP § Expedited CUSIP Setup – $[...] per active FAN Web ID CUSIP (Any ID that has had activity within the 180-day period prior to the billing cycle) Less than 35 days)Waived for Advisory Research MLP & Energy Infrastructure Fund and Advisory Research MLP & Energy Income FundFund Characteristic Change § Fund Name Change – $[...] per fund/ per change § Fund CUSIP Change – $[...] per fund/ per changeDigital Investor Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Digital Investor − Implementation – - $[ [...] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $[ [...] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) yearOptional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. § Activity (Session) Fees: − Inquiry - – $[ [...] per event − Login Challenge – $[...] per event − Account Maintenance - – $[ [...] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $[ [...] per event − New Account Set-up - – $[ [...] per event (Not available with FAN Web Select) § Strong Authentication: − Bank Verification Attempt – $[ [...] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) eventFAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ [...] per year § Per Record Charge − Rep•Rep/Branch/ID – $[...] - Dealer – $[ ] − Dealer - $[ [...] § Price Files - – $[ [...] per record or $[ [...] per user per month, whichever is less Permits TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES - E-COMMERCE SERVICESFEE SCHEDULE at July 2020 - Tortoise Vision Electronic Statement ServicesOnline account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ [...] per event − Per broker - Vision ID - $[ [...] per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ [...] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ [...] per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ [...] per month § Electronic Statements* - Implementation- $[...] per fund group - Load charges-$[...] per image - Archive charge (for any image stored beyond 2 years)-$[...] per document*Vision ID and event charges also ▇▇▇▇▇.▇▇▇▇ Source Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $[...] per Month – Unlimited Users Electronic CorrespondenceUpon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. § $[...] per EmailClient Web Data Access U.S. Bank client on-line access to fund and investor data through U.S. Bank technology applications and data delivery and security software. § STAT – Statement and Tax Form Storage & Retrieval - Setup: $[...] per user - Support: $[...] per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $[...] per user per monthAdditional Data Delivery Services § Ad Hoc/PowerSelect File Development - Standard ad-hoc select: $[...] per file - Custom coded data for recurring, scheduled delivery: $[...] per hour consultation and programming development - Support: $[...] per file per month for recurring files/reports scheduled for delivery via Report Source. - Recurring files scheduled for delivery via Report Source. § Custom Electronic File Exchange (MFS delivery of standard TIP files) - Setup: $[...] one-time fee - Support: $[...] per file per month § File Delivery to Alternate Sales Reporting Provider - Setup: $[...] one-time fee - Maintenance Fee: $[...] per file per month Chat Services § Implementation Fee – $[...] § Monthly Fee – $[...] per month § Per Chat Fee – $[...] per chat or $[...] per minute of chatOutbound Calling & Marketing Campaigns § Cost based on project requirements including hours, data sourcing and reporting. TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES at July 2020 - Tortoise Electronic Form Delivery and Signature Capture § Implementation fee – $[...] (includes 15 forms) § Additional setup fee – $[...] for each additional form and email template § Form and fund logo modifications – $[...] per form, $[...] per updated Fund Logo § Monthly minimum fee – $[...] per month § Per electronic envelope Fee – $[...]Recordkeeping Application Access § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers - $[...] implementation - $[...] per month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers - Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. - $[...] implementation - $[...] per ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. - $[...] implementation - $[...] per ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. - $[...] implementation - $[...] per ID per month § Automated Work Distributor (AWD) – Image and workflow application. - $[...] implementation - $[...] per ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. - $[...] implementation - $[...] per ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $[...] per monthProgramming Services § $[...] per hour (subject to change) § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development servicesCost Basis Reporting Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[...] per direct open account per yearEmail ServicesServices to capture, queue, monitor, service and archive shareholder email correspondence: § $[...] setup per fund group § $[...] per month administration § $[...] per received email correspondence TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES – FEE SCHEDULE at July 2020 - Tortoise Dealer Reclaim ServicesServices reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[...] per fund group per monthCTI ReportingIntegrated custom detailed call reporting – $[...] per monthly reportLiterature Fulfillment Services § Account Management/Database Administration - $[...] per month - Receiving – $[...] per SKU - Order Processing – $[...] per order - Skid Storage – $[...] per month per location - Disposal – $[...] per SKU § Inbound Teleservicing Only - Account Management – $[...] per month (OR) - Call Servicing – $[...] per call § Lead Source Reporting - $[...] per month § Closed Loop Reporting - Account Management – $[...] per month - Database Installation, Setup – $[...] per fund group § Miscellaneous Expenses - Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.Shareholder Call Review AnalysisIncludes Call Sampling sent securely to client and Reporting of internal representative reviews. § $[...] per MonthMutual Fund Profile II Services Initial data review and population as well as ongoing support of information on DTCC’s Mutual Fund Profile II site § Initial data population: $[...] for less than 25 CUSIPS / $[...] for 25 CUSIPS or more § Monthly maintenance: $[...] per management company § Additional project fees may apply for events such as fund acquisitions, multiple fund/share class launches, share class charges and other large processing events outside of normal fund activity to be billed at rate of $[...]/hourDealer Survey CompletionDealer fund survey requests – $[...] per hour for completion and quality validation Physical Certificate Processing Services to support the setup and processing of physical certificated shares for a fund family: § $[...] setup per fund group § $[...] per certificate transactionFund Event* Services § Programming & File Delivery – $[...]/hour § Project Management/Analysis – $[...]/hour § Account Data Retention – $[...]/account/month until purged* § CUSIP Data Retention – $[...]/CUSIP/month until purged**Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent)*FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. Waived for reorganization of Advisory Research MLP & Energy Infrastructure Fund and Advisory Research MLP & Energy Income Fund into U.S. Bank. TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES – FEE SCHEDULE at July 2020 - Tortoise ▪ $[...] – $[...] MARS Sales Reporting Module, CRM Module or 22c-2 Compliance Module (Includes up to one year of DST/TA2000 data) ▪ $[...] – $[...] MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) ▪ $[...] – $[...] MARS Sales Reporting (Includes 5 Sales Users) ▪ $[...] – $[...] MARS 22c-2 Compliance (Includes 5 Compliance Users) ▪ $[...] – $[...] – Enhanced Services* Includes up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirement analysis. Additional Enhanced Services support can be negotiated. ▪ $[...] – ▇▇▇▇▇▇▇▇▇▇.▇▇▇ Integration ▪ $[...] – Custom Data Interface ▪ $[...] – OmniSERV Setup ▪ $[...] – Standard Interface ▪ $[...] – Additional OmniSERV Interface ▪ $[...] – Sales Reporting ▪ $[...] – 22c-2 Compliance ▪ $[...] – CRM ▪ $[...] – SFDC ▪ $[...] – OmniSERV ▪ $[...] – Daily Transaction Load from Sales Portal ▪ $[...] – Monthly Asset Load from Sales Portal ▪ $[...] – ▇▇▇▇▇▇▇▇▇▇.▇▇▇ Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, ▇▇▇▇▇▇▇ ▇▇▇▇▇ (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. ▪ $[...] – MARS Lite Base Sales Reporting Only (Includes up to one year of DST/TA2000 data) ▪ $[...]/month (AUM $0 – $99,999,999.99) ▪ $[...]/month (AUM $100,00,000 – $249,999,999.99) ▪ $[...]/month (AUM $250,000,000 – $399,999,999.99) ▪ $[...]/month (AUM $400,000,000 – $499,999,999.99) Once an AUM of $500,000,000 has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services up to 160 hours per month of support services. Basic support includes file import assistance, data scrubbing (cleaning of firm, office and rep information), database query requests and business requirements analysis. Base includes initial three dealer interfaces. Each additional interface is $[...] per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $[...] per month. No CRM real-time integration. No system access. ▪ $[...] – Custom Data Interface ▪ $[...] – Standard Interface ▪ $[...] – OmniSERV Interface Any System Upgrades & Enhancements (Quoted separately through a Statement of Work) ▪ $[...] /day plus travel and out-of-pocket expenses. ** Any additional costs that may be charged by intermediaries/NSCC for data fees are not included. TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES – FEE SCHEDULE at July 2020 - Tortoise eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access – $[...] per statement § Document Consent Processing, Suppression, and Notification – $[...] per suppressed statement § Development & Implementation of Electronic Confirm Statements – $[...] initial setup fee eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access – $[...] per statement § Document Consent Processing, Suppression, and Notification – $[...] per suppressed statement § Development & Implementation of Electronic Investor Statements – $[...] initial setup fee eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access – $[...] per statement § Document Consent Processing, Suppression, and Notification – $[...] per suppressed statement § Development & Implementation of Electronic Tax Statements – $[...] initial setup fee

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Name: /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Title: Chairman and CEO Date: 3/10/16 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule effective at April, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] _____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] _____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] _____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] _____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] _____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] _____ per event − Account Maintenance - $[ ] _____ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] _____ per event − New Account Setup - $[ ] _____ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] _____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] _____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] _____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] _____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] _____ per year § Customization - $[ ] _____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] _____ per event − Account Maintenance - $[ ] _____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] _____ per event − New Account Set-up - $[ ] _____ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] _____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] _____ per year § Per Record Charge − Rep/Branch/ID - $[ ] _____ − Dealer - $[ ] _____ § Price Files - $[ ] _____ per record or $[ ] _____ per user per month, whichever is less Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] _____ per event − Per broker ID - $[ ] _____ per month per ID § Transaction Processing − Implementation - $[ ] _____ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] _____ per event − New Account Setup – $[ ] _____ per event − Monthly Minimum Charge - $[ ] _____ per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $_____ per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) effective at April, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $_____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $_____ per user - Support: $_____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $_____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder internet access to account information and transaction capabilities through a hyperlink Services Supplemental Services Fee Schedule at January 1, 2017 § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $__ per CUSIP § FAN Web Premium Expedited CUSIP Setup – $__ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $[ ] __ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] __ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $[ ] __ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] __ per year § Customization - – $[ ] __ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ ] __ per event − - Account Maintenance - – $[ ] __ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] __ per event − - New Account Set-up - – $[ ] __ per event (Not available with FAN Web Select) § Strong Authentication: − - $[ ] __ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] __ per year § Per Record Charge − - Rep/Branch/ID – $__ - Dealer – $[ ] − Dealer - $[ ] __ § Price Files - – $[ ] __ per record or $[ ] __ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] __ per event − Per broker - Vision ID - $[ ] __ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] __ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] __ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] __ per monthmonth § Electronic Statements* - Implementation- $__ per fund group - Load charges-$__ per image - Archive charge (for any image stored beyond 2 years)-$ __ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at July, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] __ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] __ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] __ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] __ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] __ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __ per event − Account Maintenance - $[ ] __ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] __ per event − New Account Setup - $[ ] __ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] __ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] __ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] __ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] __ per year § Customization - $[ ] __ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __ per event − Account Maintenance - $[ ] __ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] __ per event − New Account Set-up - $[ ] __ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] __ per year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] __ per record or $[ ] __ per user per month, whichever is less Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at July, 2016 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] __ per event − Per broker ID - $[ ] __ per month per ID § Transaction Processing − Implementation - $[ ] __ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] __ per event − New Account Setup – $[ ] __ per event − Monthly Minimum Charge - $[ ] __ per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month - Unlimited Users Exhibit F (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at July, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $__ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ per user - Support: $__ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $__ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis marketing and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. L▇▇▇▇ - 9/2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund __ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year __ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund __ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year __ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) __ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event __ /event − Account Maintenance - $[ ] per event __ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __ /event − New Account Setup - $[ ] per event __ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __ /year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __ /record or $[ ] per user __ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __ /event − Per broker ID - $[ ] per month __ /month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __ /event − New Account Setup – $[ ] per event − __ /event Monthly Minimum Charge - $[ ] __ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $__ /fund group − Code Print Software - $__ /fund group § Load charges − $__ /image § Archive charge (for any image stored beyond 2 years) − $__ /document *Normal Vision ID and activity charges also apply. L▇▇▇▇ - 9/2012 Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $__ § Service - $__ /user per monthmonth § Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $__ one time setup fee − $__ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $__ /year per workstation for TA2000 AWD access § Data communications setup and monthly charges based upon location and bandwidth § Training billed at hourly rates plus out-of-pocket expenses Programming Charges § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Transfer Agent Training Services § On-site at USBFS - $__ /day § At Client Location - $__ /day plus travel and out-of-pocket expenses L▇▇▇▇ - 9/2012 Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § 90 days or less: $__ /open account § 91-180 days: $__/open account § 181-270 days: $__ /open account § 271 days – 1 year: $__ /open account § 1 year – 2 years: $__ /open account

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $___ per CUSIP Expedited CUSIP Setup – $___ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] ___ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] ___ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $[ ] ___ per year § Customization - – $[ ] ___ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $[ ] ___ per event − Account Maintenance - – $[ ] ___ per event − Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] ___ per event − New Account Set-up - – $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] ___ per year § Per Record Charge − Rep/Branch/ID - – $[ ] − ___ Dealer - – $[ ] § ___ Price Files - – $[ ] ___ per record or $[ ] ___ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] ___ per event − Per broker - Vision ID - $[ ] ___ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] ___ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] ___ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] ___ per monthmonth § Electronic Statements* - Implementation- $___ per fund group - Load charges-$___ per image - Archive charge (for any image stored beyond 2 years)-$ ___ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. $___ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at October, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per __fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] __per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] __per event − New Account Setup - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 __open accounts) § Implementation – - $[ ] __per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per __fund group – includes up to 45 __hours of technical/BSA support − Annual Base Fee - $[ ] __per year § Customization - $[ ] __ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per __event − Account Maintenance - $[ ] __per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] __per event − New Account Set-up - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] __per year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] __per record or $[ ] __per user per month, whichever is less Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at October, 2016 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] __per event − Per broker ID - $[ ] __per month per ID § Transaction Processing − Implementation - $[ ] __per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] __per event − New Account Setup – $[ ] __per event − Monthly Minimum Charge - $[ ] __per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__per Month - Unlimited Users Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at October, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $__ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ per user - Support: $__per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $__per user per month beyond __ users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 __open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 25 __hours of technical/BSA support − Annual Base Fee - $[ ] per year __000 /year § FAN Web Select (Fund Groups under 50,000 __open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $[ ] per year __/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) __ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event __/event − Account Maintenance - $[ ] per event __/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __/event − New Account Setup - $[ ] per event __/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support __ § Annual Monthly Base Fee - $[ ] per year __ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account v /event - Maintenance - $[ ] per event − __/event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − __/event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __/year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __/record or $[ ] per user __/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __/event − Per broker ID - $[ ] per month __/month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __/event − New Account Setup – $[ ] per event __/event − Monthly Minimum Charge - $[ ] __ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $__/fund group Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ /user - Support: $__ /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $__ /request (Includes up to 2 hours of programming. If beyond, additional time will be $__ / hour consultation and development.) - Support: $__/file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Title: Director Date: January 24, 2017 First State Transfer Agent & Shareholder internet access to account information and transaction capabilities through a hyperlink Services Supplemental Services Fee Schedule at December, 2016 CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $[ ] per fund group CUSIP Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $[ ] per year § Customization - – $[ ] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $[ ] per event − Account Maintenance - – $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] per event − New Account Set-up - – $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] per year § Per Record Charge − Rep/Branch/ID - – $[ ] − Dealer - – $[ ] § Price Files - – $[ ] per record or $[ ] per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] per event − Per broker - Vision ID - $[ ] per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] per monthmonth § Electronic Statements* - Implementation- $[ ] per fund group - Load charges-$[ ] per image - Archive charge (for any image stored beyond 2 years)- $[ ] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at ■ CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $1,500 per CUSIP ■ Expedited CUSIP Setup – $3,000 per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § ■ FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $[ ] 25,000 per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] 39,000 per year § ■ FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $[ ] 12,000 per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] 15,000 per year § ■ Customization - – $[ ] 200 per hour - – (subject to change at prevailing rates of vendor) § ■ Activity (Session) Fees: − - Inquiry - – $[ ] 0.15 per event − - Account Maintenance - – $[ ] 0.25 per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] 0.50 per event − - New Account Set-up - – $[ ] 3.00 per event (Not available with FAN Web Select) § ■ Strong Authentication: − - $[ ] 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ■ Base Fee Per Management Company – file generation and delivery - – $[ ] 6,000 per year § ■ Per Record Charge − - Rep/Branch/ID – $.018 - Dealer – $[ ] − Dealer - $[ ] § 0.012 ■ Price Files - – $[ ] 0.002 per record or $[ ] 1.75 per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − ■ Account inquiry - Inquiry - $[ ] 0.05 per event − Per broker - Vision ID - $[ ] 5.00 per month per ID § ■ Transaction Processing − Processing* - Implementation Fee - $[ ] 5,000 per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] 0.50 per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] 500 per monthmonth ■ Electronic Statements* - Implementation- $5,000 per fund group - Load charges-$0.05 per image - Archive charge (for any image stored beyond 2 years)-$0.015 per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $250 per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year 36,000 /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – 200 /hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event 0.15 /event − Account Maintenance - $[ ] per event 0.25 /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event 0.50 /event − New Account Setup - $[ ] per event 3.00 /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year 6,000 /year § Per Record Charge − Rep/Branch/ID - $[ ] .018 − Dealer - $[ ] 0.012 § Price Files - $[ ] per record 0.002 /record or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event 0.05 /event − Per broker ID - $[ ] per month 5.00 /month per ID § Transaction Processing − Implementation - $[ ] per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event 0.50 /event − New Account Setup – $[ ] per event 3.00 /event − Monthly Minimum Charge - $[ ] 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $5,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at August 31, 2015 USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $250 /user - Support: $100 /user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $200/ user per month beyond 2 users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $300 per file - Custom coded data for recurring, scheduled delivery: $165 per hour consultation and programming development - Support: $100 /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $2,500 one-time fee - Support: $100 /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $1,500 implementation − $500 /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $500 implementation − $200 /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $2,500 implementation − $350 /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $1,000 implementation − $200 /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $13,500 implementation − $400 /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $1,500 implementation − $200 /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $3,000 /month Programming Charges- (subject to change at prevailing rate of vendor) § $200 /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $1,500 /day § At Client Location - $2,500 /day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 __open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 25 __ hours of technical/BSA support − Annual Base Fee - $[ ] per year __/year § FAN Web Select (Fund Groups under 50,000 __open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $[ ] per year __/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per __hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event __/event − Account Maintenance - $[ ] per event __/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __/event − New Account Setup - $[ ] per event __/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) Initial Implementation Site Setup Fee __ § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year __ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account __/event - Maintenance - $[ ] per event − __/event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − __/event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __/year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __/record or $[ ] per user __/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __/event − Per broker ID - $[ ] per month __/month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __/event − New Account Setup – $[ ] per event __/event − Monthly Minimum Charge __/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − __/fund group Amended Exhibit B (continued) to the Trust for Advised Portfolios - $[ ] per monthTransfer Agent Servicing § Load charges − __/image § Archive charge (for any image stored beyond 2 years) − __/document *Normal Vision ID and activity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § ■ FAN Web Premium (Fund Groups over 50,000 open accounts) − – Implementation - $[ ] per fund ]/fund group – includes up to 25 hours of technical/BSA support − – Annual Base Fee - $[ ] per year § /year ■ FAN Web Select (Fund Groups under 50,000 open accounts) − – Implementation - $[ ] per fund /fund group – includes up to 10 hours of technical/BSA support − – Annual Base Fee - $[ ] per year § /year ■ FAN Web Direct (API) – Quoted Separately § ■ Customization - $[ ] per hour /hour – (subject to change at prevailing rates of vendor) § ■ Activity (Session) Fees: − – Inquiry - $[ ] per event − /event – Account Maintenance - $[ ] per event − /event – Transaction – financial transactions, reorder statements, etc. - $[ ] per event − /event – New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § ■ Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ■ Base Fee Per Management Company – file generation and delivery - $[ ] per year § /year ■ Per Record Charge − – Rep/Branch/ID - $[ ] − – Dealer - $[ ] § ■ Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ■ Inquiry Only − – Inquiry - $[ ] per event − /event – Per broker ID - $[ ] per month ]/month per ID § ■ Transaction Processing − – Implementation - $[ ] per management /management company − – Transaction – purchase, redeem, exchange, literature order - $[ ] per event − /event – New Account Setup – - $[ ] per event − /event – Monthly Minimum Charge - $[ ] per month/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 […] open accounts) − Implementation - $[ […] per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Select (Fund Groups under 50,000 […] open accounts) − Implementation - $[ […] per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ […] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ […] per event /event − Account Maintenance - $[ […] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ […] per event /event − New Account Setup - $[ […] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ […] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ […] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ […] per event − Account /event - Maintenance - $[ […] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ […] per event − /event - New Account Set-up Establishment Setup - $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ […] per year /year § Per Record Charge − Rep/Branch/ID - $[ […] − Dealer - $[ […] § Price Files - $[ […] per record /record or $[ […] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ […] per event /event − Per broker ID - $[ […] per month /month per ID § Transaction Processing − Implementation - $[ […] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ […] per event /event − New Account Setup – $[ […] per event /event − Monthly Minimum Charge - $[ […] /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[…] /fund group § Load charges − $[…] /image § Archive charge (for any image stored beyond 2 years) − $[…] /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[…] /user - Support: $[…] /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $[…] /request (Includes up to 2 hours of programming. If beyond, additional time will be $[…] / hour consultation and development.) - Support: $[…] /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[…] one-time fee - Support: $[…] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[…] implementation − $[…] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[…] implementation − $[…] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[…] implementation − $[…] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[…] implementation − $[…] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[…] implementation − $[…] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[…] implementation − $[…] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[…] /month § $[…] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[…] /day § At Client Location - $[…] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month § Account Management − $[…] /month § Inbound Teleservicing Only − Account Management - $[…] /month − Call Servicing - $[…] /minute § Lead Conversion Reporting − $[…] /month § Closed Loop Reporting − Account Management - $[…] /month − Database Installation, Setup - $[…] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[…] /monthly report § $[…] /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[…] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[…] /SSN) § $[…] /transfer to successor trustee § $[…] /participant distribution (Excluding SWPs) § $[…] /refund of excess contribution § $[…] /reconversion/recharacterization § $[…] /outgoing wire transfer or overnight delivery § $[…] /telephone exchange § $[…] /return check or ACH or stop payment § $[…] /research request per account (Cap at $[…] /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, —Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, trainingwarehouse, investor email e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect DeliveryJumbo Pricing, Shareholder Call review analysis and additional services mutually agreed uponDaily Valuation/Manual 401K Trade. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § • Customization—$165 /hour • Activity (Session) Fees: − Inquiry - $[ ] per event − • Inquiry—$0.15 /event • Account Maintenance - $[ ] per event − Transaction – Maintenance—$0.25 /event • Transaction—financial transactions, reorder statements, etc. - $[ ] per event − etc.—$0.50 /event • New Account Setup - $[ ] per event Set-up—$3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $[ ] 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − Inquiry - $[ ] per event − • Inquiry—$0.05 /event • Per broker ID - $[ ] per month ID—$5.00 /month per ID § • Transaction Processing − Implementation - $[ ] per management • Implementation—$5,000 /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $[ ] per event − order—$0.50 /event • New Account Setup – $[ ] per event − Setup—may contain multiple fund/accounts—$3.00 /event • Monthly Minimum Charge - Charge—$500 /month For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $[ ] 7,000 /year per monthworkstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less—$0.08 /open account • 91-180 days—$0.14 /open account • 181-270 days—$0.20 /open account • 271 days – 1 year—$0.26 /open account • 1 year – 2 years—$0.38 /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per year Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12 /account per year 12b-1 Distribution Fee Aging—Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 per open account per year.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund ]/fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year ]/year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund ]/fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year ]/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – ]/hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event ]/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ]/event − New Account Setup - $[ ] per event ]/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ]/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ]/year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record ]/record or $[ ] per user ]/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ]/event − Per broker ID - $[ ] per month ]/month per ID § Transaction Processing − Implementation - $[ ] per management ]/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ]/event − New Account Setup – $[ ] per event ]/event − Monthly Minimum Charge - $[ ]/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ]/fund group § Load charges − $[ ]/image § Archive charge (for any image stored beyond [ ] years) − $[ ]/document *Normal Vision ID and activity charges also apply. Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[ ]/user - Support: $[ ]/user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $[ ]/ user per month beyond [ ] users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per monthfile - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ]/file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ]/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ]/ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ]/ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ]/ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ]/ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ]/ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ]/month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ]/hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust § On-site at USBFS - $[ ]/day § At Client Location - $[ ]/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ]/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ]/month administration § $[ ]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ]/fund group per month § Account Management − $[ ]/month § Inbound Teleservicing Only − Account Management - $[ ]/month − Call Servicing - $[ ]/minute § Lead Source Reporting − $[ ]/month § Closed Loop Reporting − Account Management - $[ ]/month − Database Installation, Setup - $[ ]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[ ]/monthly report Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $15.00 /qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 /SSN) § $25.00 /transfer to successor trustee § $25.00 /participant distribution (Excluding SWPs) § $25.00 /refund of excess contribution § $25.00 /reconversion/recharacterization § $[ ]/outgoing wire transfer or overnight delivery § $[ ]/telephone exchange § $[ ]/return check or ACH or stop payment § $[ ]/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § ▪ FAN Web Premium (Fund Groups over 50,000 open accounts) − • Implementation - $[ ] per fund __ /fund group – - includes up to 25 hours of technical/BSA support − • Annual Base Fee - $[ ] per year § __ /year ▪ FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation - $[ ] per fund __/fund group – - includes up to 10 hours of technical/BSA support − • Annual Base Fee - $[ ] per year § __ /year ▪ FAN Web Direct (API) – - Quoted Separately § ▪ Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § __ /hour ▪ Activity (Session) Fees: − • Inquiry - $[ ] per event − __ /event • Account Maintenance - $[ ] per event − __/event • Transaction – - financial transactions, reorder statements, etc. - $[ ] per event − __ /event • New Account Setup - $[ ] per event 3.00 /event (Not available with FAN Web Select) § ▪ Strong Authentication: − $[ ] per month • __ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § ▪ Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual __ ▪ Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) __ ▪ Transaction Fees: − • Inquiry - $[ ] per event − Account __/event • Maintenance - $[ ] per event − __ /event • Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − __ /event • New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __ /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ▪ Base Fee Per Management Company – - file generation and delivery - $[ ] per year § __/year ▪ Per Record Charge − • Rep/Branch/ID - $[ ] − __ • Dealer - $[ ] § __ ▪ Price Files - $[ ] per record or $[ ] per user __ /record or__ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ▪ Inquiry Only − • Inquiry - $[ ] per __event − • Per broker ID - $[ ] per month __ /month per ID § ▪ Transaction Processing − • Implementation - $[ ] per management __/management company − • Transaction – - purchase, redeem, exchange, literature order - $[ ] per event − __ /event • New Account Setup – $[ ] per event − - __ /event • Monthly Minimum Charge - $[ ] per month__ /month

Additional Services. Available but not included above are the following services - services—FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, EWS, 12b-1 aging, investor email services, literature fulfillmentdealer reclaim services, shareholder performance statements, Real Time Cash Flow, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Same Day Cash FlowManagement, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average * Fees are calculated pro rata and billed monthly. Praxis 11/1/12 15 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 open accounts) − • Implementation - $[ ] per fund /fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - $[ ] per year § /year • FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation - $[ ] per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § • FAN Web Direct (API) – Quoted Separately § • Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § /hour • Activity (Session) Fees: − • Inquiry - $[ ] per event − /event • Account Maintenance - $[ ] per event − /event • Transaction – financial transactions, reorder statements, etc. - $[ ] per event − /event • New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § • Strong Authentication: − • $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § • Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual $ • Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) $ • Transaction Fees: − • Inquiry - $[ ] per event − Account /event • Maintenance - $[ ] per event − /event • Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event • New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – file generation and delivery - $[ ] per year § delivery—$/year • Per Record Charge − • Rep/Branch/ID - $[ ] − $ • Dealer - $[ ] § $ • Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - $[ ] per event − /event • Per broker ID - $[ ] per month $ /month per ID § • Transaction Processing − • Implementation - $[ ] per management /management company − • Transaction – purchase, redeem, exchange, literature order - $[ ] per event − /event • New Account Setup – $[ ] per event − /event Monthly Minimum Charge - $ /month Praxis 11/1/12 16 Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees • Develop eBusiness Solutions Software - $[ ] /fund group • Code Print Software - $/fund group • Load charges • $/image • Archive charge (for any image stored beyond 2 years) • $/document * Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. • Report Source • Setup: $ (Includes access to Fund Source) • Service: $/user per monthmonth • BDS – Statement Storage & Retrieval • Setup: $ /user • Service: $ /user per month • Ad Hoc/ PowerSelect File Development • Setup: $ /request (Includes up to 2 hours of programming. If beyond, additional time will be $ / hour consultation and development.) • Service: $ /file per month • Custom Electronic File Exchange (DDS delivery of standard TIP files) • $one time setup fee • $ /file per month maintenance fee • Mail File (DDS mailbox in which clients can pull information): $ /file setup • TIP File Setup • Setup & Delivery of Standard TIP Files: $ /request (Unlimited files per request) • Custom TIP File Development: $ /request (Includes up to 2 hours of programming. If beyond, additional time will be $ /hour consultation and development.)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email e-mail services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Fees at April, 2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ____ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ____ /event − Account Maintenance - $[ ] per event ____ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ____ /event − New Account Setup Set-up - $[ ] per event ____ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ____ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ____ /year § Per Record Charge − Rep/Branch/ID - $[ ] ____ − Dealer - $[ ] ____ § Price Files - $[ ] per record ____ or $[ ] per user ____ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ____ /event − Per broker ID - $[ ] per month ____ /month per ID § Transaction Processing − Implementation - $[ ] per management ____/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ____ /event − New Account Setup – $[ ] per event ____ /event − Monthly Minimum Charge - $[ ] ____ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ /fund group − Code Print Software - $____ /fund group § Load charges − $____ /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $____ § Service - $____ /user per monthmonth § Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $____ one time setup fee - $____ /file per month maintenance fee For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $____ /year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses Programming Charges § $____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Select reports – shareholder system queries for customized reporting, mailings, etc. - File transmissions of client requested shareholder data file extracts - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § 90 days or less: $____ /open account § 91-180 days: $____ /open account § 181-270 days: $____ /open account § 271 days – 1 year: $____ /open account § 1 year – 2 years: $____ /open account Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $____ setup /fund group of 1-5 funds, $____ setup /fund group of over 5 funds § $____ /account per year Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. § $____ /direct open account per year Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____ /open and closed account 12b-1 Distribution Fee Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $____ per open account per year. Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month Jumbo Pricing – allows grouping of accounts for calculating the advanced commission paid to a dealer. § $____ /account group per year Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, trainingwarehouse, investor email e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect DeliveryJumbo Pricing, Shareholder Call review analysis and additional services mutually agreed uponDaily Valuation/Manual 401K Trade. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § • FAN Web Direct (API) – Quoted Separately § • Customization - – $[ ] per hour – (subject to change at prevailing rates of vendor) § 165 /hour • Activity (Session) Fees: − • Inquiry - – $[ ] per event − 0.15 /event • Account Maintenance - – $[ ] per event − 0.25 /event • Transaction – financial transactions, reorder statements, etc. - $[ ] per event − 0.50 /event • New Account Setup - Set-up – $[ ] per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $[ ] 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - – $[ ] per event − 0.05 /event • Per broker ID - – $[ ] per month 5.00 /month per ID § • Transaction Processing − • Implementation - $[ ] per management 5,000 /management company − • Transaction – purchase, redeem, exchange, literature order - $[ ] per event − 0.50 /event • New Account Setup – may contain multiple fund/accounts - $[ ] per event − 3.00 /event • Monthly Minimum Charge - $[ ] 500 /month For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $7,000 /year per monthworkstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less – $0.08 /open account • 91-180 days – $0.14 /open account • 181-270 days – $0.20 /open account • 271 days – 1 year - $0.26 /open account • 1 year – 2 years - $0.38 /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12 /account per year 12b-1 Distribution Fee Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-l fees after a certain share lot age will be charged at $1.50 per open account per year.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund _____/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year _____/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund _____/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year _____/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) _____ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event _____/event − Account Maintenance - $[ ] per event _____/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event _____/event − New Account Setup - $[ ] per event _____/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month _____/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support _____ § Annual Monthly Base Fee - $[ ] per year _____ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account _____/event - Maintenance - $[ ] per event − _____/event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − _____/event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) _____/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year _____/year § Per Record Charge − Rep/Branch/ID - $[ ] _____ − Dealer - $[ ] _____ § Price Files - $[ ] per record _____/record or $[ ] per user _____/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event _____/event − Per broker ID - $[ ] per month _____/month per ID § Transaction Processing − Implementation - $[ ] per management _____/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event _____/event − New Account Setup – $[ ] per event _____/event − Monthly Minimum Charge - $[ ] per month_____/month § Implementation Fees − $_____/fund group § Load charges − $_____/image § Archive charge (for any image stored beyond 2 years) − $_____/document *Normal Vision ID and activity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund _____/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year _____/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund _____/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year _____/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) _____/hour § Activity (Session) Fees: − Inquiry - $[ ] per event _____/event − Account Maintenance - $[ ] per event _____/event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event _____/event − New Account Setup - $[ ] per event _____/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month _____/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support _____ § Annual Monthly Base Fee - $[ ] per year _____ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account _____/event - Maintenance - $[ ] per event − _____/event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − _____/event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) _____/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year _____/year § Per Record Charge − Rep/Branch/ID - $[ ] _____ − Dealer - $[ ] _____ § Price Files - $[ ] per record _____/record or $[ ] per user _____/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event _____/event − Per broker ID - $[ ] per month _____/month per ID § Transaction Processing − Implementation - $[ ] per management _____/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event _____/event − New Account Setup – $[ ] per event _____/event − Monthly Minimum Charge - $[ ] per month_____/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, trainingwarehouse, investor email e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect DeliveryJumbo Pricing, Shareholder Call review analysis and additional services mutually agreed uponDaily Valuation/Manual 401K Trade. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § ¡ FAN Web Direct (API) – Quoted Separately § ¡ Customization - $[ ] per 200/hour – (subject to change at prevailing rates of vendor) § ¡ Activity (Session) Fees: − – Inquiry - $[ ] per event − 0.15 /event – Account Maintenance - $[ ] per event − 0.25 /event – Transaction – financial transactions, reorder statements, etc. - $[ ] per event − 0.50 /event – New Account Setup Set-up - $[ ] per event 3.00 /event (Not available with FAN Web Select) § ¡ Strong Authentication: − – $[ ] 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ¡ Inquiry Only − – Inquiry - $[ ] per event − 0.05 /event – Per broker ID - $[ ] per month 5.00 /month per ID § ¡ Transaction Processing − – Implementation - $[ ] per management 5,000 /management company − – Transaction – purchase, redeem, exchange, literature order - $[ ] per event − 0.50 /event – New Account Setup – may contain multiple fund/accounts - $[ ] per event − 3.00 /event – Monthly Minimum Charge - $[ ] 500 /month For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: ¡ $7,000 /year per monthworkstation for TA2000 AWD access ¡ Plus data communications setup and monthly charges based upon location and bandwidth ¡ Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. ¡ 90 days or less – $0.08 /open account ¡ 91-180 days – $0.14 /open account ¡ 181-270 days – $0.20 /open account ¡ 271 days – 1 year - $0.26 /open account ¡ 1 year – 2 years - $0.38 /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. ¡ $1.00 /direct open account per year

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account /event - Maintenance - $[ ] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] per month/month

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & Rule 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. By: /s/ ▇▇▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ Name: ▇▇▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ Title: Chief Investment Officer Date: 9/28/2020 Shareholder internet access to accounts will be charged based upon the type of activity and type of account, including the following: § $_ per qualified plan account information and transaction capabilities through a hyperlink or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] 30.00 per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendorSSN) § Activity $_ per transfer to successor trustee § $_ per participant distribution (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web SelectExcluding SWPs) § Strong Authentication: − $[ ] _ per month refund of excess contribution § $_ per active FAN Web ID reconversion/recharacterization § $_ per outgoing wire transfer or overnight delivery § $_ per telephone exchange § $_ per return check or ACH or stop payment § $_ per statement year requested per account (Any ID that has had activity within This fee applies to research requests for statements older than the 180-day period prior to year) § CUSIP Setup beyond the billing cycleinitial CUSIP – $_ per CUSIP § Expedited CUSIP Setup – $_ per CUSIP (Less than 35 days) § Fund Name Change – $_ per fund/ per change § Fund CUSIP Change – $_ per fund/ per change Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. ◦ Digital Investor • Implementation – - $[ ] _ per fund group – includes up to 90 hours of technical/BSA support § • Annual Base Fee - – $[ ] _ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. ◦ Activity (Session) Fees: − • Inquiry - – $[ ] _ per event − • Login Challenge – $_ per event • Account Maintenance - – $[ ] _ per event − • Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] _ per event − • New Account Set-up - – $[ ] _ per event (Not available with FAN Web Select) § Strong Authentication: − • Bank Verification Attempt – $[ ] _ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] _ per year § Per Record Charge − • Rep/Branch/ID – _ - Dealer – $[ ] − Dealer - $[ ] _ § Price Files - – $[ ] _ per record or $[ ] _ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] _ per event − Per broker - Vision ID - $[ ] _ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] _ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] _ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] _ per monthmonth § Electronic Statements* - Implementation- $_ per fund group - Load charges-$_ per image - Archive charge (for any image stored beyond 2 years)-$ _ per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email e-mail services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year 36,000 /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year 12,000 /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) 165 /hour § Activity (Session) Fees: − Inquiry - $[ ] per event 0.15 /event − Account Maintenance - $[ ] per event 0.25 /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event 0.50 /event − New Account Setup Set-up - $[ ] per event 3.00 /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year 6,000 /year § Per Record Charge − Rep/Branch/ID - $[ ] .018 − Dealer - $[ ] 0.012 § Price Files - $[ ] per record 0.002 or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event 0.05 /event − Per broker ID - $[ ] per month 5.00 /month per ID § Transaction Processing − Implementation - $[ ] per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event 0.50 /event − New Account Setup – $[ ] per event 3.00 /event − Monthly Minimum Charge - $[ ] 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $24,000 /fund group − Code Print Software - $10,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $3,000 § Service - $200 /user per monthmonth § Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee - $100 /file per month maintenance fee

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $____ per CUSIP § FAN Web Premium Expedited CUSIP Setup – $____ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $[ ] ____ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] ____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $[ ] ____ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] ____ per year § Customization - – $[ ] ____ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ ] ____ per event − - Account Maintenance - – $[ ] ____ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] ____ per event − - New Account Set-up - – $[ ] ____ per event (Not available with FAN Web Select) § Strong Authentication: − - $[ ] ____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] ____ per year § Per Record Charge − - Rep/Branch/ID – $____ - Dealer – $[ ] − Dealer - $[ ] ____ § Price Files - – $[ ] ____ per record or $[ ] ____ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] ____ per event − Per broker - Vision ID - $[ ] ____ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] ____ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] ____ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] ____ per monthmonth § Electronic Statements* - Implementation- $____ per fund group - Load charges-$____ per image - Archive charge (for any image stored beyond 2 years)-$ ____ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder internet access to account information and transaction capabilities through a hyperlink Services Supplemental Services Fee Schedule at October, 2016 CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $___ per CUSIP Expedited CUSIP Setup – $___ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] ___ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] ___ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $[ ] ___ per year § Customization - – $[ ] ___ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $[ ] ___ per event − Account Maintenance - – $[ ] ___ per event − Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] ___ per event − New Account Set-up - – $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] ___ per year § Per Record Charge − Rep/Branch/ID - – $[ ] − ___ Dealer - – $[ ] § ___ Price Files - – $[ ] ___ per record or $[ ] ___ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] ___ per event − Per broker - Vision ID - $[ ] ___ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] ___ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] ___ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] ___ per monthmonth § Electronic Statements* - Implementation- $___ per fund group - Load charges-$___ per image - Archive charge (for any image stored beyond 2 years)-$ ___ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. $___ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ […] per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ […] per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ […] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ […] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ […] per event /event − Account Maintenance - $[ […] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ […] per event /event − New Account Setup - $[ […] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ […] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ […] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ […] per event − Account /event - Maintenance - $[ […] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ […] per event − /event - New Account Set-up Establishment Setup - $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ […] per year /year § Per Record Charge − Rep/Branch/ID - $[ […] − Dealer - $[ […] § Price Files - $[ […] per record /record or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ […] per event /event − Per broker ID - $[ […] per month /month per ID § Transaction Processing − Implementation - $[ […] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ […] per event /event − New Account Setup – $[ […] per event /event − Monthly Minimum Charge - $[ […] /month § Implementation Fees $[…] /fund group § Load charges − $[…] /image § Archive charge (for any image stored beyond 2 years) − $[…] /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[…] /user - Support: $[…] /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $[…] /request (Includes up to 2 hours of programming. If beyond, additional time will be $[…] / hour consultation and development.) - Support: $[…] /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[…] one-time fee - Support: $[…] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[…] implementation − $[…] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[…] implementation − $[…] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[…] implementation − $[…] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[…] implementation − $[…] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[…] implementation − $[…] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[…] implementation − $[…] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[…] /month § $[…] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements § On-site at USBFS - $[…] /day § At Client Location - $[…] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month § Account Management − $[…] /month § Inbound Teleservicing Only − Account Management - $[…] /month − Call Servicing - $[…] /minute § Lead Conversion Reporting − $[…] /month § Closed Loop Reporting − Account Management - $[…] /month − Database Installation, Setup - $[…] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[…] /monthly report § $[…] /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[…] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[…] /SSN) § $[…] /transfer to successor trustee § $[…] /participant distribution (Excluding SWPs) § $[…] /refund of excess contribution § $[…] /reconversion/recharacterization § $[…] /outgoing wire transfer or overnight delivery § $[…] /telephone exchange § $[…] /return check or ACH or stop payment § $[…] /research request per account (Cap at $[…] /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email e-mail services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund $ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year $ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund $ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year $ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) $ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event $ /event − Account Maintenance - $[ ] per event $ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event $ /event − New Account Setup Set-up - $[ ] per event $ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month $ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year $ /year § Per Record Charge − Rep/Branch/ID - $[ ] $ − Dealer - $[ ] $ § Price Files - $[ ] per record $ or $[ ] per user $ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event $ /event − Per broker ID - $[ ] per month $ /month per ID § Transaction Processing − Implementation - $[ ] per management $ /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event $ /event − New Account Setup – $[ ] per event $ /event − Monthly Minimum Charge - $[ ] $ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $ /fund group − Code Print Software - $ /fund group § Load charges − $ /image § Archive charge (for any image stored beyond 2 years) − $ /document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $ § Service - $ /user per monthmonth § Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $ one time setup fee - $ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $ /year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses Programming Charges § $ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Select reports – shareholder system queries for customized reporting, mailings, etc. - File transmissions of client requested shareholder data file extracts - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Transfer Agent Training Services § On-site at USBFS - $ /day § At client location - $ /day plus travel and out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. *upon Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Exhibit C (continued) to the Series Portfolios Trust - Transfer Agent Servicing Agreement Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] 15,000 per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] 36,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] 5,000 per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] 12,000 per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] 200 per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] 0.15 per event − Account Maintenance - $[ ] 0.25 per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] 0.50 per event − New Account Setup - $[ ] 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] 25,000 per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] 39,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per 12,000per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] 15,000 per year § Customization - $[ ] 200 per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] 0.15 per event − Account Maintenance - $[ ] 0.25 per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] 0.50 per event − New Account Set-up - $[ ] 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] 6,000 per year § Per Record Charge − Rep/Branch/ID - $[ ] .018 − Dealer - $[ ] 0.012 § Price Files - $[ ] 0.002 per record or $[ ] 1.75 per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event − Per broker ID - $[ ] per month per ID § Transaction Processing − Implementation - $[ ] per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event − New Account Setup – $[ ] per event − Monthly Minimum Charge - $[ ] per monthless

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Soundwatch Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at May, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 ___ open accounts) − Implementation - $[ ] ___ per fund group – includes up to 25 ___ hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 ___ open accounts) − Implementation - $[ ] ___ per fund group – includes up to 10 ___ hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] ___ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] ___ per event − New Account Setup - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 ___ open accounts) § Implementation – - $[ ] ___ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 ___ open accounts) − Implementation – $[ ] ___ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § Customization - $[ ] ___ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] ___ per event − New Account Set-up - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] ___ per year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] ___ per record or $[ ] ___ per user per month, whichever is less Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] -___ per event − Per broker ID - $[ ] ___ per month per ID § Transaction Processing − Implementation - $[ ] Processing___ § ___ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] ___ per event − New Account Setup – $[ ] ___ per event − Monthly Minimum Charge - $[ ] ___ per monthmonth Soundwatch Amended Exhibit M (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - ___ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - ___ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: ___ per user - Support: ___ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - ___ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $___per CUSIP § FAN Web Premium Expedited CUSIP Setup – $___per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $[ ] ___per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] ___per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $[ ] ___per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] ___per year § Customization - – $[ ] ___ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ ] ___per event − - Account Maintenance - – $[ ] ___per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] ___per event − - New Account Set-up - – $[ ] ___per event (Not available with FAN Web Select) § Strong Authentication: − - $[ ] ___per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] ___per year § Per Record Charge − - Rep/Branch/ID – $___ - Dealer – $[ ] − Dealer - $[ ] ___ § Price Files - – $[ ] ___per record or $[ ] ___per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] ___ per event − Per broker - Vision ID - $[ ] ___per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] ___per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] ___per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] ___ per monthmonth § Electronic Statements* - Implementation- $___per fund group - Load charges-$___per image - Archive charge (for any image stored beyond 2 years)-$ ___per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § ▪ FAN Web Premium (Fund Groups over 50,000 open accounts) − • Implementation - $[ ] per fund __ /fund group – - includes up to 25 hours of technical/BSA support − • Annual Base Fee - $[ ] per year § __ /year ◦ FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation - $[ ] per fund __/fund group – - includes up to 10 hours of technical/BSA support − • Annual Base Fee - $[ ] per year § __ /year ◦ FAN Web Direct (API) – - Quoted Separately § ◦ Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § __ /hour ◦ Activity (Session) Fees: − • Inquiry - $[ ] per event − __ /event • Account Maintenance - $[ ] per event − __/event • Transaction – - financial transactions, reorder statements, etc. - $[ ] per event − __ /event • New Account Setup - $[ ] per event 3.00 /event (Not available with FAN Web Select) § ◦ Strong Authentication: − $[ ] per month • __ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § ▪ Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual __ ▪ Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) __ ▪ Transaction Fees: − • Inquiry - $[ ] per event − Account __/event • Maintenance - $[ ] per event − __ /event • Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − __ /event • New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __ /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ▪ Base Fee Per Management Company – - file generation and delivery - $[ ] per year § __/year ▪ Per Record Charge − • Rep/Branch/ID - $[ ] − __ • Dealer - $[ ] § __ • Price Files - $[ ] per record or $[ ] per user __ /record or__ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ▪ Inquiry Only − • Inquiry - $[ ] per __event − • Per broker ID - $[ ] per month __ /month per ID § ▪ Transaction Processing − • Implementation - $[ ] per management __/management company − • Transaction – - purchase, redeem, exchange, literature order - $[ ] per event − __ /event • New Account Setup – $[ ] per event − - __ /event • Monthly Minimum Charge - $[ ] per month__ /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 ­­__ open accounts) − Implementation - $[ ] per fund ­­__ /fund group – includes up to 25 ­­__ hours of technical/BSA support − Annual Base Fee - $[ ] per year ­­__ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ­­__ /fund group – includes up to 10 ­­__ hours of technical/BSA support − Annual Base Fee - $[ ] per year ­­__ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ­­__ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ­­__ /event − Account Maintenance - $[ ] per event __ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __/event − New Account Setup - $[ ] per event __/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support __ § Annual Monthly Base Fee - $[ ] per year __ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account __/event - Maintenance - $[ ] per event − __/event - Transaction – financial transactions, duplicate statement requests, etc. - __/event - New Account Establishment Setup - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __/event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __/year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __/record or $[ ] per user __/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __/event − Per broker ID - $[ ] per month __/month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __/event − New Account Setup – $[ ] per event __/event − Monthly Minimum Charge - $[ ] __ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $__/fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ /user - Support: $__ /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $v /request (Includes up to 2 hours of programming. If beyond, additional time will be $__ / hour consultation and development.) - Support: $__ /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__ implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $__/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__/month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__ /month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Conversion Reporting − $__0 /month § Closed Loop Reporting − Account Management - $__/month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $__ /monthly report § $__/money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $__/SSN) § $__/transfer to successor trustee § $__ /participant distribution (Excluding SWPs) § $__/refund of excess contribution § $__/reconversion/recharacterization § $__/outgoing wire transfer or overnight delivery § $__/telephone exchange § $__ /return check or ACH or stop payment § $__/research request per account (Cap at $__/request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 25 __ hours of technical/BSA support − Annual Base Fee - $[ ] per year __ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund __/fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $[ ] per year __/year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour __ /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event __/event − Account Maintenance - $[ ] per event 0.25__ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event __/event − New Account Setup - $[ ] per event __/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year __/year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] per record __/record or $[ ] per user __/user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event __/event − Per broker ID - $[ ] per month __/month per ID § Transaction Processing − Implementation - $[ ] per management __/management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event __/event − New Account Setup – $[ ] per event __/event − Monthly Minimum Charge - $[ ] __ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $__/fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ /user - Support: $__/user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $__/ user per month beyond 2 users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $__ per file - Custom coded data for recurring, scheduled delivery: $__per hour consultation and programming development - Support: $__ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__/file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month Programming Charges- (subject to change at prevailing rate of vendor) § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $__/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__ /month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__ /month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Source Reporting − $__/month § Closed Loop Reporting − Account Management - $__ /month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $__ /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $__/SSN) § $__/transfer to successor trustee § $__/participant distribution (Excluding SWPs) § $__/refund of excess contribution § $__/reconversion/recharacterization § $__/outgoing wire transfer or overnight delivery § $__/telephone exchange § $__/return check or ACH or stop payment § $__/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 __ open accounts) − – Implementation - $[ ] per fund __ /fund group – includes up to 25 hours of technical/BSA support − – Annual Base Fee - $[ ] per year § __ /year • FAN Web Select (Fund Groups under 50,000 __ open accounts) − – Implementation - $[ ] per fund __ /fund group – includes up to 10 hours of technical/BSA support − – Annual Base Fee - $[ ] per year § __ /year • FAN Web Direct (API) – Quoted Separately § • Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § __ /hour • Activity (Session) Fees: − – Inquiry - $[ ] per event − __/event – Account Maintenance - $[ ] per event − __ /event – Transaction – financial transactions, reorder statements, etc. - $[ ] per event − __ /event – New Account Setup - $[ ] per event __ /event (Not available with FAN Web Select) § • Strong Authentication: − – $[ ] per month __ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § • Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual __ • Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) __ • Transaction Fees: − • Inquiry - $[ ] per event − Account __ /event • Maintenance - $[ ] per event − __ /event • Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − __ /event • New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) __ /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – file generation and delivery - $[ ] per year § __ /year • Per Record Charge − – Rep/Branch/ID - $[ ] − __ – Dealer - $[ ] § __ • Price Files - $[ ] per record __ /record or $[ ] per user __ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − – Inquiry - $[ ] per event − __ /event – Per broker ID - $[ ] per month __/month per ID § • Transaction Processing − – Implementation - $[ ] per management 5,000 /management company − – Transaction – purchase, redeem, exchange, literature order - $[ ] per event − 0.50 /event – New Account Setup – $[ ] per event − 3.00 /event – Monthly Minimum Charge - $[ ] 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees – $__ /fund group • Load charges - $__ /image • Archive charge (for any image stored beyond 2 years) – $__document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. • BDS – Statement Storage & Retrieval • Setup: $__0 /user • Support: $__/user per monthmonth • Ad Hoc/ PowerSelect File Development • Setup: $__ /request (Includes up to 2 hours of programming. If beyond, additional time will be $165 / hour • Support: $__ /file per month • Files can be scheduled for delivery via Report Source. • Custom Electronic File Exchange (DDS delivery of standard TIP files) • Setup: $__ one-time fee • Support: $__ /file per month • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers – $__ implementation – $__ /month • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers – Cost varies depending upon location and bandwidth • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. – $__ implementation – $__ /ID per month • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. – $__ implementation – $__ /ID per month • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. – $__ implementation – $__ /ID per month • Automated Work Distributor (AWD) – Image and workflow application. – $__ implementation – $__/ID per month • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. – $__ implementation – $__ /ID per month • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $__ /month • $__ /hour • Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. • On-site at USBFS - $__ /day • At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. • $__ /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: • $__setup /fund group • $__ /month administration • $__ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. • $__ /fund group per month • Account Management – $__/month • Inbound Teleservicing Only – Account Management - $__/month – Call Servicing - $__ /minute • Lead Conversion Reporting – $__ /month • Closed Loop Reporting – Account Management - $__ /month – Database Installation, Setup - $__ /fund group • Out-of-Pocket Expenses – Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ­­__ /fund group – includes up to 25 ­­__ hours of technical/BSA support − Annual Base Fee - $[ ] per year ­­__ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ­­__ /fund group – includes up to 10 ­­__ hours of technical/BSA support − Annual Base Fee - $[ ] per year ­­__ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ­­__ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ­­__ /event − Account Maintenance - $[ ] per event ­­__ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ­­__ /event − New Account Setup - $[ ] per event ­­__ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ­­__ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support ­­__ § Annual Monthly Base Fee - $[ ] per year ­­__ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account ­­__ /event - Maintenance - $[ ] per event − ­­__ /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − ­­__ /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) ­­__ /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ­­__ /year § Per Record Charge − Rep/Branch/ID - $[ ] ­­__ − Dealer - $[ ] ­­__ § Price Files - $[ ] per record ­­__ /record or $[ ] per user ­­__ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ­­__ /event − Per broker ID - $[ ] per month ­­__ /month per ID § Transaction Processing − Implementation - $[ ] per management ­­__ /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ­­__ /event − New Account Setup – $[ ] per event ­­__ /event − Monthly Minimum Charge - ­­__ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ] ­­__ /fund group § Load charges − $­­__ /image § Archive charge (for any image stored beyond 2 years) − $­­__ /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $­­__ /user - Support: $­­__ 0 /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $­­__ /request (Includes up to 2 hours of programming. If beyond, additional time will be $­­__ / hour consultation and development.) - Support: $­­__ /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $­­__ one-time fee - Support: $­­__ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $­­__ implementation − $­­__ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $­­__ implementation − $­­__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $­­__ implementation − $­­__ 0 /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $­­__ implementation − $­­__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $­­__ implementation − $­­__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $­­__ implementation − $­­__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $­­__ /month § $­­__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. AMI 4 § On-site at USBFS - $­­__ /day § At Client Location - $­­__ /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $­­__ /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $­­__ setup /fund group § $­­__ /month administration § $­­__ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $­­__ /fund group per month § Account Management − $­­__ /month § Inbound Teleservicing Only − Account Management - $­­__ /month − Call Servicing - $­­__ /minute § Lead Conversion Reporting − $­­__ /month § Closed Loop Reporting − Account Management - $­­__ /month − Database Installation, Setup - $­­__ /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $­­__ /monthly report § $­­__ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $­­__ /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $­­__ /SSN) § $­­__ /transfer to successor trustee § $­­__ /participant distribution (Excluding SWPs) § $­­__ /refund of excess contribution § $­­__ /reconversion/recharacterization § $­­__ /outgoing wire transfer or overnight delivery § $­­__ /telephone exchange § $­­__ /return check or ACH or stop payment § $­­__ /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $__ per CUSIP § FAN Web Premium Expedited CUSIP Setup – $__ per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 ___ open accounts) § - Implementation – - $[ ] __ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ ] __ per year § FAN Web Select (Fund Groups under 50,000 ___ open accounts) − - Implementation – $[ ] __ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ ] __ per year § Customization - – $[ ] __ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ ] __ per event − - Account Maintenance - – $[ ] __ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] __ per event − - New Account Set-up - – $[ ] __ per event (Not available with FAN Web Select) § Strong Authentication: − - $[ ] __ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] __ per year § Per Record Charge − - Rep/Branch/ID – $__ - Dealer – $[ ] − Dealer - $[ ] __ § Price Files - – $[ ] __ per record or $[ ] __ per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] __ per event − Per broker - Vision ID - $[ ] __ per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] __ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] __ per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] __ per monthmonth § Electronic Statements* - Implementation- $__ per fund group - Load charges-$__ per image - Archive charge (for any image stored beyond 2 years)-$__ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month – Unlimited Users

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at [ ], 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per __fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] __per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] __per event − New Account Setup - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 __open accounts) § Implementation – - $[ ] __per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per __fund group – includes up to 45 __hours of technical/BSA support − Annual Base Fee - $[ ] __per year § Customization - $[ ] __ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per __event − Account Maintenance - $[ ] __per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] __per event − New Account Set-up - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] __per year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] __per record or $[ ] __per user per month, whichever is less Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at [ ], 2016 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] __per event − Per broker ID - $[ ] __per month per ID § Transaction Processing − Implementation - $[ ] __per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] __per event − New Account Setup – $[ ] __per event − Monthly Minimum Charge - $__per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__per Month - Unlimited Users Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at [ ] ], 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $__ per monthEmail USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__ per user - Support: $__per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $__per user per month beyond __ users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Exhibit D (continued) – Transfer Agent & Shareholder Services; E-Commerce Services Fee Schedule at September, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ___ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ___ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ___ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour ___ /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event ___ /event − Account Maintenance - $[ ] per event ___ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ___ /event − New Account Setup - $[ ] per event ___ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ___ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ___ /year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] per record ___ /record or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ___ /event − Per broker ID - $[ ] per month ___ /month per ID § Transaction Processing − Implementation - $[ ] per management ___ /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ___ /event − New Account Setup – $[ ] per event ___ /event − Monthly Minimum Charge - $[ ] per month___ /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at May, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] __per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] __per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] __per event − New Account Setup - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] __per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] __per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per __fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] __per year § Customization - $[ ] __ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] __per event − Account Maintenance - $[ ] __per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] __per event − New Account Set-up - $[ ] __per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] __per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] __per year § Per Record Charge − Rep/Branch/ID - $[ ] __ − Dealer - $[ ] __ § Price Files - $[ ] __ per record or $[ ] __per user per month, whichever is less Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] __per event − Per broker ID - $[ ] __per month per ID § Transaction Processing − Implementation - $[ ] __per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] __per event − New Account Setup – $[ ] __per event − Monthly Minimum Charge - $[ ] __ per monthmonth Exhibit M (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $__ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $__per Email

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - – $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § 36,000 /year • FAN Web Direct (API) – Quoted Separately § • Customization - – $[ ] per hour 200 /hour – (subject to change at prevailing rates of vendor) § • Activity (Session) Fees: − • Inquiry - – $[ ] per event − 0.15 /event • Account Maintenance - – $[ ] per event − 0.25 /event • Transaction – financial transactions, reorder statements, etc. - –$[ ] per event − 0.50 /event • New Account Setup - – $[ ] per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – - file generation and delivery - $[ ] per year § 6,000 /year • Per Record Charge − • Rep/Branch/ID - – $[ ] − .018 • Dealer - – $[ ] § 0.012 • Price Files - – $[ ] per record 0.002 /record or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - – $[ ] per event − 0.05 /event • Per broker ID - – $[ ] per month 5.00 /month per ID § • Transaction Processing − • Implementation - – $[ ] per management 5,000 /management company − • Transaction – purchase, redeem, exchange, literature order - $[ ] per event − 0.50 /event • New Account Setup – $[ ] per event − 3.00 /event • Monthly Minimum Charge – $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees • $5,000 /fund group • Load charges • $0.05 /image • Archive charge (for any image stored beyond 2 years) • $0.015 /document * Normal Vision ID and activity charges also apply. Supplemental Services – E-Commerce Services Fee Schedule USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. • BDS – Statement Storage & Retrieval • Setup: $250 /user • Support: $100 /user per month • ReportSource – Report and Data File Storage & Retrieval • Setup: Included in intial fund setup on Transfer Agent system • $200/ user per month beyond 2 users included as part of setup • Ad Hoc/ PowerSelect File Development • Standard ad-hoc select: $300 per file • Custom coded data for recurring, scheduled delivery: $165 per hour consultation and programming development • Support: $100 /file per month • Recurring files/ reports scheduled for delivery via Report Source. • Custom Electronic File Exchange (DDS delivery of standard TIP files) • Setup: $2,500 one-time fee • Support: $100 /file per month • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers • $1,500 implementation • $500 /month • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers • Cost varies depending upon location and bandwidth • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. • $500 implementation • $200 /ID per month • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. • $2,500 implementation • $350 /ID per month • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. • $1,000 implementation • $200 /ID per month • Automated Work Distributor (AWD) – Image and workflow application. • $13,500 implementation • $400 /ID per month • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. • $1,500 implementation • $200 /ID per month • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. • $3,000 /month Programming Charges – (subject to change at prevailing rate of vendor) • $200 /hour • Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. • On-site at USBFS - $[ ] 1,500 /day • At Client Location - $2,500 /day plus travel and out-of-pocket expenses if required Cost Basis Reporting - Annual reporting of shareholder cost basis for non-fiduciary direct accounts. • $1.00 /direct open account per monthyear Contact Center Call Servicing - Services to answer shareholder calls through a dedicated toll-free number. • $1,500 /month • 1.50 /minute/Shareholder Call • $0.40 Voice Response Calls • Plus Miscellaneous Charges related to toll-free lines, call transfers, etc. Email Services - Services to capture, queue, monitor, service and archive shareholder email correspondence: • $1,500 setup /fund group • $500 /month administration • $5.00 /received email correspondence Dealer Reclaim Services - Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. • $1,000 /fund group per month • Account Management • $300 /month • Inbound Teleservicing Only • Account Management – $250 /month • Call Servicing – $1.25 /minute • Lead Source Reporting • $250 /month • Closed Loop Reporting • Account Management – $500 /month • Database Installation, Setup – $1,500 /fund group • Miscellaneous Expenses • Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting - Integrated custom detailed call reporting $250 /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: • $15.00 /qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 /SSN) • $25.00 /transfer to successor trustee • $25.00 /refund of excess contribution • $15.00 /outgoing wire transfer or overnight delivery • $5.00 /telephone exchange • $25.00 /return check or ACH or stop payment • $10.00 /research request per account (This fee applies to requests for statements older than the prior year) Physical Certificate Processing - Services to support the setup and processing of physical certificated shares for a fund family: • $750 setup/fund group • $10.00 /certificate transaction • Implementation (one time charge) & Recurring Charges (monthly) • 5 Users – $3,750 • 10 Users – $6,375 • 20 Users – $10,500 • 30 Users – $12,375 • 40 Users – $13,500 • 50 Users – $15,000 • Training • WebEx – $500 /user • On Site at USBFS – $1,500 /day • At Client Location – $2,500 /day plus travel and out-of-pocket expenses if required • Real Time Data Feeds • Implementation (per feed) – $225 /hour (8 hour estimate) • Recurring (per feed) – $375 /month Recurring per Image Storage Fee Quantity Rate Total 1MM images $ 5,000 $ 5,000 MARS v7i Product and Services MARS System Setup and Implementation Fees One-time fee One-time Cost System Implementation Cost - Historical Sales and Compliance and Contact Data from DST TA2000 or up to 2 years of data for MARS Lite. $25,000*$10,000 *$10,000 Standard MARS Interface $ 2,500 Omni/SERV Interface Setup $1,800 MARS Omni\SERV Module Setup Fee $2,500 MARS Training per Day $2,500 Data Conversion ▇▇▇▇▇▇ – Historical sales from ▇▇▇▇▇▇ for up to 2 years of sales history $2,500 Data Conversion Fidelity – Historical sales from Fidelity for up to 2 years of sales history. $2,500 Data Conversion TD Ameritrade – Historical sales from TD Ameritrade for up to 2 vears of sales history. $2,500 Data Conversion DataLynx – Historical sales from DataLynx for up to 2 years of sales history. $2,500 Custom Data lnterfaceSetup Cost per interface Number of interfaces $ 7,500 Total One-time Cost: *$10,000 one-time Cost MARS v7i Product and Services MARS System Setup and Implementation Fees MARS Lite Sales & Compliance Modules1 $ $ *$ 7,500 10,000 6,000 *$ 6,000 Notes: 1. MARS Lite includes ▇▇▇▇▇▇, Fidelity and OmniServ Interfaces. Does not provide user access or CRM functionality. Total Monthly Cost: *$ 6,000 Where the price is marked with a “*” this is a discounted price if signed by 12/31/2014 Exhibit E to the Sub-Transfer Agent Servicing Agreement

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at § CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $[ […] per fund group CUSIP § Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ […] per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $[ […] per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $[ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $[ […] per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $[ […] per year § Customization - – $[ […] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $[ […] […] per event − - Account Maintenance - – $[ […] per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $[ […] per event − - New Account Set-up - – $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − - $[ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ […] per year § Per Record Charge − - Rep/Branch/ID – $[…] - Dealer – $[ ] − Dealer - $[ […] § Price Files - – $[ […] per record or $[ […] per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ […] per event − Per broker - Vision ID - $[ […] per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ […] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ […] per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ […] per monthmonth § Electronic Statements* - Implementation- $[…] per fund group - Load charges-$[…] per image - Archive charge (for any image stored beyond 2 years)-$[…] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[ ] /user - Support: $[ ] /user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $[ ]/ user per month beyond [ ] users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Source Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account /event - Maintenance - $[ ] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $– [ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] per month/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. ** Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at April, 2017 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] ___ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] ___ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] ___ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial Financial transactions, reorder statements, etc. - $[ ] ___ per event − New Account Setup - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] ___ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] ___ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] ___ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] ___ per year § Customization - $[ ] ___ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] ___ per event − Account Maintenance - $[ ] ___ per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] ___ per event − New Account Set-up - $[ ] ___ per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] ___ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] ___ per year § Per Record Charge − Rep/Branch/ID - $[ ] ___ − Dealer - $[ ] ___ § Price Files - $[ ] ___ per record or $[ ] ___ per user per month, whichever is less Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at April, 2017 Permits broker/broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] ___ per event − Per broker ID - $[ ] ___ per month per ID § Transaction Processing − Implementation - $[ ] ___ per management company − Transaction – purchase, redeem, exchange, literature order - $[ ] ___ per event − New Account Setup – $[ ] ___ per event − Monthly Minimum Charge - $[ ] ___ per monthmonth Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $___ per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at April, 2017 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $___ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $___ per user - Support: $___ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $___ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Jumbo pricing, Same Day Cash Management, Real Time Cash Flow, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solutions (eConnect), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s Signature below acknowledges approval of the 8 (eight) fee schedules on this Exhibit BB. Title: COO/CCO Date: 12/13/11 S▇▇▇▇▇ – 12/2011 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund ]/fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder FAN Web Mobile Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account /event - Maintenance - $[ ] per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with /event FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month ]/month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event − /event Monthly Minimum Charge - $[ ] per month]/month S▇▇▇▇▇ – 12/2011

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. ** Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average Average. Fees are calculated pro rata and billed monthly. Transfer Agent & Shareholder internet access to account information and transaction capabilities through a hyperlink Services Supplemental Services Fee Schedule at November, 2016 CUSIP Setup beyond the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $[ […] per fund group CUSIP Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ […] per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ […] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $[ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ […] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $[ […] per year § Customization - – $[ […] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $[ […] per event − Account Maintenance - – $[ […] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $[ […] per event − New Account Set-up - – $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − $[ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ […] per year § Per Record Charge − Rep/Branch/ID - – $[ […] − Dealer - – $[ […] § Price Files - – $[ […] per record or $[ […] per user per month, whichever is less Permits Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ […] per event − Per broker - Vision ID - $[ […] per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ […] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ […] per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ […] per monthmonth § Electronic Statements* - Implementation- $[…] per fund group - Load charges-$[…] per image - Archive charge (for any image stored beyond 2 years)-$ […] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] per month/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and activity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email e-mail services, literature fulfillmentdealer reclaim services, shareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) 36,000 /year ● − Implementation - $[ ] per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § 12,000 /year ● FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § 165 /hour ● Activity (Session) Fees: − Inquiry - $[ ] per event 0.15 /event − Account Maintenance - $[ ] per event 0.25 /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event 0.50 /event − New Account Setup Set-up - $[ ] per event 3.00 /event (Not available with FAN Web Select) § ● Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § ● Base Fee Per Management Company – file generation and delivery - $[ ] per year § 6,000 /year ● Per Record Charge − Rep/Branch/ID - $[ ] .018 − Dealer - $[ ] § 0.012 ● Price Files - $[ ] per record 0.002 or $[ ] per user 1.75 /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ● Inquiry Only − Inquiry - $[ ] per event 0.05 /event − Per broker ID - $[ ] per month 5.00 /month per ID § ● Transaction Processing − Implementation - $[ ] per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event 0.50 /event − New Account Setup – $[ ] per event 3.00 /event − Monthly Minimum Charge - $[ ] 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ● Implementation Fees − Develop eBusiness Solutions Software - $24,000 /fund group − Code Print Software - $10,000 /fund group ● Load charges − $0.05 /image ● − $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. ● Setup: MFx Portal - $3,000 ● Service - $200 /user per monthmonth ● Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access ● Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee − $100 /file per month maintenance fee For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: ● $7,000 /year per workstation for TA2000 AWD access ● Plus data communications setup and monthly charges based upon location and bandwidth ● Plus training billed at hourly rates plus out-of-pocket expenses ● $165 /hour ● Charges incurred for customized services based upon fund family requirements including but not limited to: − Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP − Select reports – shareholder system queries for customized reporting, mailings, etc. − File transmissions of client requested shareholder data file extracts − Conversion programming − Customized service development − Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family − All other client specific customization and/or development services ● On-site at USBFS - $300 /day ● At client location - $300 /day plus travel and out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. ● 90 days or less: $0.08 /open account ● 91-180 days: $0.14 /open account ● 181-270 days: $0.20 /open account ● 271 days – 1 year: $0.26 /open account ● 1 year – 2 years: $0.38 /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. $1.00 /direct open account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ● $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ● $0.12 /account per year

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, —Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, trainingwarehouse, investor email e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect DeliveryJumbo Pricing, Shareholder Call review analysis and additional services mutually agreed uponDaily Valuation/Manual 401K Trade. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. monthly Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § • Customization—$ xxx /hour • Activity (Session) Fees: − Inquiry - $[ ] per event − • Inquiry—$ xxx /event • Account Maintenance - $[ ] per event − Transaction – Maintenance—$ xxx /event • Transaction—financial transactions, reorder statements, etc. - $[ ] per event − etc.—$ xxx /event • New Account Setup - $[ ] per event Set-up—$ xxx /event (Not available with FAN Web Select) § • Strong Authentication: − $[ ] • $ xxx /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − Inquiry - $[ ] per event − • Inquiry—$ xxx /event • Per broker ID - $[ ] per month ID—$ xxx /month per ID § • Transaction Processing − Implementation - $[ ] per management • Implementation—$ xxx /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $[ ] per event − order—$ xxx /event • New Account Setup – $[ ] per event − Setup—may contain multiple fund/accounts—$ xxx /event • Monthly Minimum Charge Charge—$ xxx /month For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $ xxx /year per workstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader—Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less—$ xxx /open account • 91-180 days—$ xxx /open account • 181-270 days—$ xxx /open account • 271 days - $[ ] 1 year—$ xxx /open account • 1 year - 2 years—$ xxx /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $ xxx /direct open account per monthyear Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. • $ xxx setup /fund group of 1-5 funds, $ xxx setup /fund group of over 5 funds • $ xxx /account per year 12b-1 Distribution Fee Aging—Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $ xxx per open account per year.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, trainingwarehouse, investor email e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect DeliveryJumbo Pricing, Shareholder Call review analysis and additional services mutually agreed uponDaily Valuation/Manual 401K Trade. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average Fees are calculated pro rata and billed monthly. monthly 11/2011 2 Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § • Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) § 165 /hour • Activity (Session) Fees: − • Inquiry - $[ ] per event − 0.15 /event • Account Maintenance - $[ ] per event − Transaction – 0.25 /event • Transaction—financial transactions, reorder statements, etc. - $[ ] per event − 0.50 /event • New Account Setup Set-up - $[ ] per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $[ ] 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record or $[ ] per user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - $[ ] per event − 0.05 /event • Per broker ID - $[ ] per month 5.00 /month per ID § • Transaction Processing − • Implementation - $[ ] per management 5,000 /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $[ ] per event − 0.50 /event • New Account Setup – Setup—may contain multiple fund/accounts - $[ ] per event − 3.00 /event • Monthly Minimum Charge - $[ ] 500 /month For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $7,000 /year per monthworkstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader—Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less – $0.08 /open account • 91-180 days – $0.14 /open account • 181-270 days – $0.20 /open account • 271 days – 1 year - $0.26 /open account • 1 year – 2 years - $0.38 /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per year Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12 /account per year 12b-l Distribution Fee Aging—Aging shareholder account share lots in order to monitor and begin assessing 12b-l fees after a certain share lot age will be charged at $1.50 per open account per year.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. By: /s/ D▇▇▇▇ ▇▇▇▇▇▇ Date: May 2, 2014 Name: D▇▇▇▇ ▇▇▇▇▇▇ Title: Chief Compliance Officer Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[ ] per fund ____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year ____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour – (subject to change at prevailing rates of vendor) ____ /hour § Activity (Session) Fees: − Inquiry - $[ ] per event ____ /event − Account Maintenance - $[ ] per event ____ /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event ____ /event − New Account Setup - $[ ] per event ____ /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month ____ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $[ ] per fund group – includes up to 90 hours of technical/BSA support ____ § Annual Monthly Base Fee - $[ ] per year ____ § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $[ ] per event − Account ____ /event - Maintenance - $[ ] per event − ____ /event - Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − ____ /event - New Account Set-up Establishment Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) ____ /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year ____ /year § Per Record Charge − Rep/Branch/ID - $[ ] ____ − Dealer - $[ ] ____ § Price Files - $[ ] per record ____ /record or $[ ] per user ____ /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event ____ /event − Per broker ID - $[ ] per month ____ /month per ID § Transaction Processing − Implementation - $[ ] per management ____ /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event ____ /event − New Account Setup – $[ ] per event ____ /event − Monthly Minimum Charge - $[ ] ____ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $____ /fund group § Load charges − $____ /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ /user - Support: $____ /user per monthmonth § Ad Hoc/ PowerSelect File Development - Setup: $____ /request (Includes up to 2 hours of programming. If beyond, additional time will be $____ / hour consultation and development.) - Support: $____ /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $____ one-time fee - Support: $____ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $____ implementation − $____ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $____ implementation − $____ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $____ implementation − $____ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $____ implementation − $____ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $____ implementation − $____ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $____ implementation − $____ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $____ /month § $____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $____ /day § At Client Location - $____ /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $____ /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $____ setup /fund group § $____ /month administration § $____ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month § Account Management − $____ /month § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting − $____ /month § Closed Loop Reporting − Account Management - $____ /month − Database Installation, Setup - $____ /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $____ /monthly report § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $____ /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Sourcemarketing and fulfillment solution (eCONNECT), EConnect Delivery, Shareholder Call review analysis and additional services mutually agreed upon. *Subject to annual CPI increase - All Urban Consumers - U.S. City Average increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $[ ] per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ ] per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event /event − Account Maintenance - $[ ] per event /event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event /event − New Account Setup - $[ ] per event /event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $[ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $[ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $[ ] per event − New Account Set-up - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $[ ] per year /year § Per Record Charge − Rep/Branch/ID - $[ ] − Dealer - $[ ] § Price Files - $[ ] per record /record or $[ ] per user /user per month, whichever is less Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[ ] per event /event − Per broker ID - $[ ] per month /month per ID § Transaction Processing − Implementation - $[ ] per management /management company − Transaction – purchase, redeem, exchange, literature order - $[ ] per event /event − New Account Setup – $[ ] per event /event − Monthly Minimum Charge - $[ ] /month § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond 2 years) − $[ ] /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $[ ] /user - Support: $[ ] /user per monthmonth § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in intial fund setup on Transfer Agent system - $[ ]/ user per month beyond 2 users included as part of setup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. H▇▇▇▇ 4 § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month OR − Call Servicing - $[ ] per call − Call Servicing - $[ ] /minute § Lead Source Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis analysis, statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. *In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - All Urban Consumers - U.S. City Average Average. Fees are calculated pro rata and billed monthly. Cove Advisor’s Signature below acknowledges approval of the five (5) fee schedules on this Exhibit E.Cove Street Capital, LLC By:_____________________________ Printed Name:_______________________ Title:____________________________ Date:_______________ Cove Cove TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES - E-COMMERCE SERVICESFEE SCHEDULE at August 14, 2019 Shareholder internet access to account information accounts will be charged based upon the type of activity and transaction capabilities through a hyperlink at type of account, including the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - following: ▪ $[ […] per fund group – includes up qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $[…]per SSN) § $[…]per transfer to 25 hours successor trustee § $[…]per participant distribution (Excluding SWPs) § $[…]per refund of technicalexcess contribution § $[…]0 per reconversion/BSA support − Annual Base Fee - recharacterization § $[ […]per outgoing wire transfer or overnight delivery § $[…]er telephone exchange § $[…] per return check or ACH or stop payment § $[…]per statement year requested per account (This fee applies to research requests for statements older than the prior year) § FAN Web Select CUSIP Setup beyond the initial CUSIP – $[…]per CUSIP § Expedited CUSIP Setup – $[…]per CUSIP (Less than 35 days) § Fund Groups under 50,000 open accounts) − Implementation - Name Change – $[ […] per fund group fund/ per change § Fund CUSIP Change – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[ […] per year § FAN Web Direct (API) – Quoted Separately § Customization - $[ ] fund/ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $[ ] per event − Account Maintenance - $[ ] per event − Transaction – financial transactions, reorder statements, etc. - $[ ] per event − New Account Setup - $[ ] per event (Not available with FAN Web Select) § Strong Authentication: − $[ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. ▪ Digital Investor • Implementation – - $[ ] […]per fund group – includes up to 90 hours of technical/BSA support § • Annual Base Fee - – $[ ] […]per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $[ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $[ ] per year § Customization - $[ ] per hour - (subject to change at prevailing rates of vendor) § Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. ▪ Activity (Session) Fees: − • Inquiry - – $[ ] […]per event − • Login Challenge – $[…]per event • Account Maintenance - – $[ ] […]per event − • Transaction – financial transactions, duplicate statement requests, etc. - – $[ ] […]per event − • New Account Set-up - – $[ […] per event (Not available with FAN Web Select) § Strong Authentication: − • Bank Verification Attempt – $[ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $[ ] […]per year § Per Record Charge − • Rep/Branch/ID – […] - $[ ] − Dealer - $[ – […] § Price Files - $[ ] – […]per record or $[ […] per user per month, whichever is less Permits Cove Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $[ ] […]per event − Per broker - Vision ID - $[ ] […]per month per ID § Transaction Processing − Processing* - Implementation Fee - $[ ] […]per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $[ ] […]per event − New Account Setup – $[ ] per event − - Monthly Minimum Charge - $[ ] […]per monthmonth § Electronic Statements* - Implementation- […]per fund group - Load charges[…]per image - Archive charge (for any image stored beyond 2 years)- […]per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - […]per Month – Unlimited Users