Additional Factors. The Respondent has not previously been the subject of MFDA disciplinary proceedings.
Appears in 13 contracts
Sources: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. The Respondent has not previously been the subject of a MFDA disciplinary proceedingsproceeding.
Appears in 4 contracts
Sources: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. The Respondent has not previously been the subject of previous MFDA disciplinary proceedings.
Appears in 3 contracts
Sources: Settlement Agreement, Settlement Agreement, Settlement Agreement
Additional Factors. The Respondent has not previously been the subject of MFDA disciplinary proceedingsproceeding.
Appears in 2 contracts
Sources: Settlement Agreement, Settlement Agreement
Additional Factors. The Respondent has not previously been the subject of an MFDA disciplinary proceedingsproceeding.
Appears in 2 contracts
Sources: Settlement Agreement, Settlement Agreement
Additional Factors. The Respondent has not previously been the subject of MFDA disciplinary proceedings.
Appears in 1 contract
Sources: Settlement Agreement
Additional Factors. The Respondent has had not previously been the subject of MFDA disciplinary proceedings.
Appears in 1 contract
Sources: Settlement Agreement