Third-party filer definition

Third-party filer means an entity that submits a Product filing to the Commission on behalf of an Insurer.
Third-party filer means a person or company required to file a document because of an activity relating to or affecting an issuer or the issuer's securityholders.
Third-party filer means an entity that submits a product filing

Examples of Third-party filer in a sentence

  • The Third Party Filer shall not be the payee of any distribution payment check or electronic distribution payment.

  • Not later than 30 days after the Commission has given notice of a disapproved Product or Advertisement filed with the Commission, the Insurer or Third Party Filer whose filing was disapproved may appeal the determination to a review panel appointed by the Commission.

  • The Commission shall collect a filing fee from each Insurer and Third Party Filer filing a product with the Commission to cover the cost of the operations and activities of the Commission and its staff in a total amount sufficient to cover the Commission's annual budget.


More Definitions of Third-party filer

Third-party filer means an entity that submits a product filing to the commission
Third-party filer means an entity that submits a
Third-party filer means a person or company required to file a document
Third-party filer means a third-party, including without limitation a nominee, custodian, or an intermediary holding in street name, who is authorized to, and submits, a claim(s) on behalf of one or more potentially eligible Claimants. Third- Party Filer does not include assignees or purchasers of claims, which are excluded from receiving distribution payments. III. Administration of the Fair Fund A. Identification of and Notice to Potential Claimants and Class Action Claimants
Third-party filer means an entity that submits a product filing to the commis- sion on behalf of an insurer.
Third-party filer means a third-party, including without limitation a nominee, custodian, or an intermediary holding in street name, who is authorized to, and submits, a claim(s) on behalf of one or more Potential Claimants. Third-Party Filer does not include assignees or purchasers of claims, which are excluded from receiving distribution payments. See ¶ 5.m.(iv).
Third-party filer means a third-party, including without limitation a nominee, custodian, or an intermediary holding in street name, who is authorized to, and submits, a claim(s) on behalf of one or more potentially eligible investors. Third Party Filer does not include assignees or purchasers of claims, which are excluded from receiving distribution payments.