Section IV definition

Section IV means the terms and conditions in Section IV headed “Terms and Conditions for Stock Options Trading” of the Trading Account Terms, as from time to time amended and supplemented;
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Section IV. It is found and determined that all former actions of this Council concerning or relating to the adoption of this Ordinance were adopted in an open meeting of this Council, and that all deliberations of this Council and any of its committees that resulted in such formal action were meetings open to the public, and in compliance with all legal requirements, including Section 121.22 of the Ohio Revised Code.
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Section IV. Hong Kong Client Identity Rule The client identity rule ("Rule") introduced by the Securities and Futures Commission ("SFC") applies to (amongst others) all licensed corporations (such as Xxxxxxx Commodities Limited) who deal in futures contracts that are listed or traded on The Hong Kong Futures Exchange Limited ("HKFE") or derivatives, including over the counter derivatives, written over such futures contracts (as principal or agent), regardless of where such trades are effected ("Transaction"). Essentially, the SFC and/or the HKFE ("Regulators") can request that Xxxxxxx Commodities Limited provide to them within two business days (or a shorter period in exceptional market conditions) client identity information such as the identity, address, occupation and contact details of the ultimate beneficiary of, and the person originating the instruction for, a Transaction. If you, as the immediate client placing the order with Xxxxxxx Commodities Limited, are yourself an intermediary then you must provide information relating to the ultimate beneficiary of the Transaction and details of the person originating the instruction for that Transaction to Xxxxxxx Commodities Limited (or directly to the Regulator) immediately at the Regulator's request. This obligation continues notwithstanding the termination of Xxxxxxx Commodities Limited's services to you. If due to confidentiality reasons or applicable secrecy laws, you cannot disclose the identity of your principal at the time of the trade, then you must ensure that your principal agrees, before the trade is placed with Xxxxxxx Commodities Limited, that he will authorize you to provide information about his identity (or the ultimate beneficiary's identity, if he is also acting as an intermediary) to Xxxxxxx Commodities Limited immediately on a Regulator's request and that he agrees to waive his right to confidentiality or secrecy to that extent. In the case of collective investment schemes, discretionary accounts or discretionary trusts, normally only the name of the scheme, account or trust in question and the person who ultimately originates the instruction for the Transaction (i.e. usually the individual investment manager responsible for the investment decision) is required. If, in respect of a particular Transaction the discretion of the investment manager is overridden by one or more of the beneficiaries of a scheme, account or trust (or someone else), Xxxxxxx Commodities Limited would require information ab...
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Examples of Section IV in a sentence

  • In addition to tests in the SCC, Section IV (Technical Specifications) shall specify what inspections and/or tests the Procuring Entity requires, and where they are to be conducted.

  • Notes on the Special Conditions of ContractSimilar to the BDS, the clauses in this Section are intended to assist the Procuring Entity in providing contract-specific information in relation to corresponding clauses in the GCC found in Section IV.

  • The Tenderer shall provide all the information requested in the forms included in Section IV, Tendering Forms.

  • Apprentices and trainees working under apprenticeship and skill training programs which have been certified by the Secretary of Transportation as promoting EEO in connection with Federal-aid highway construction programs are not subject to the requirements of paragraph 4 of this Section IV.

  • A Tender Securing Declaration shall use the form included in Section IV, Tendering Forms.

  • The Form of Tender and Schedules, including the Bill of Quantitiesshall be prepared using the relevant form s furnished in Section IV, Tendering Forms.

  • Tenderers shall complete the Form of Tender, included in Section IV, Tender Forms, to establish Tenderer's eligibility in accordance with ITT 4.

  • A Tender-Securing Declaration shall use the form included in Section IV, Tender Forms.

  • Apprentices and Trainees (programs of the U.S. DOT).Apprentices and trainees working under apprenticeship and skill training programs which have been certified by the Secretary of Transportation as promoting EEO in connection with Federal-aid highway construction programs are not subject to the requirements of paragraph 4 of this Section IV.

  • General Conditions of Contract Notes on the General Conditions of ContractThe GCC in Section IV, read in conjunction with the SCC in Section V and other documents listed therein, should be a complete document expressing all the rights and obligations of the parties.


More Definitions of Section IV

Section IV. Do not fill in the date in the section labeled “Agreement”; the staff will compete this section. • Page 13 (Exhibit II.3): Fill in your company name on the line labeled “PARTICIPANT” – This should match Page 10. Sign, print your name and list your title in the blanks provided. • Page 14 (Exhibit III.1.E): Select whether you want to receive your payments from the ArAA as an EFT payment or paper check by initialing your selection; Complete the relevant information for your selection (either bank account information or address for mailing of check). Complete one form for each Participating Provider listed on Schedule I.9.
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Section IV. Single Sign-On: Total Number of SSO Link(s): 1 Single Sign-On Vendor Direction (relative to Benefitfocus) Inbound or Outbound Xxxxxxxxxx County Sharepoint Inbound Section V: Benefitplace Vendor Data Sources: Total Number of Benefitplace Data Sources for Initial Load in Excess of one (1): 0 Section VI. Benefitplace Health Insights Data Sources Benefitplace Health Insights Data Source Support Services Ongoing Data File Sources Historical Data File Sources Data File Type Frequency UHC UHC Medical Claim Historical - one time; Ongoing - monthly UHC UHC Medical Carrier Eligibility Historical - one time; Ongoing - monthly UHC UHC Prescription Claim Historical - one time; Ongoing - monthly
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Section IV means Section IV headed "Terms and Conditions for Stock Options Trading";
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Section IV. MSL’s Policy on Personal Data
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Section IV. RELATIONSHIP BETWEEN THE PARTIES AND CHANGES TO PARTIES.................................28
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Related to Section IV

  • Appendix B means the appendix to this document setting out key specifications of the Seller's Facility

  • Section 3 means Section 3 of the Housing and Urban Development Act of 1968.

  • Schedule of Fees and Charges means the information on fees and charges that we give you when you open your Account; and amendments or replacements issued to you from time to time. An up-to-date version of this schedule is available from any of our offices and on our Website.

  • Attachment A is an itemized list of the estimated election expenses for this Joint Election and the amounts that each Participating Political Subdivision must deposit with the Dallas County Elections Department. It also includes the Deposit Detail for each entity. The Elections Administrator will amend “Attachment A” to reflect the changing estimates of election expenses that are caused by changing circumstances and by the withdrawal of Participating Political Subdivision(s), if any, from this Election Services Contract.

  • Appendix means the appendix to this Agreement;

  • Paragraph 3 The use of new instructional materials and classroom presentations that may involve controversial issues should be planned by the individual teacher and discussed with the department chairman and the building principal before they are initiated in the classroom.

  • Paragraph 4 The teacher, not the Board, has the responsibility to initiate a change or the termination of the purchase of tax-deferred annuities in accordance with established Board policies.

  • Section 1 Registered" Section 1 "Registrable Securities" Section 1 "Registration Statement" Section 2.5(a)(i) "Releases" Section 5.13 "SEC" Section 2.5(a)(i) "SEC Documents" Section 5.8 "SEC Filings" Section 1 "Securities Act" Section 1 "Selling Period" Section 1 "Selling Period Obligation" Section 1 "Settlement" Section 1 "Settlement Date" Section 1 "Significant Subsidiaries" Section 5.20 "Subsidiaries Section 5.3 "Suit" Section 5.18(c) "Tax Return" Section 1 "Taxes" Section 1 "Trading Day" Section 1 "Transfer Agent" Section 1 "Underwriter" Preamble "Underwriter's Clearing Broker" Section 1 "Underwriting Price" Section 1 "Underwriter Sales Notice" Section 2.3(b) "Violations" Section 9.1(a) "VWAP" Section 1 "WARN" Section 5.11 PROVISIONAL PATENT APPLICATION HAS BEEN FILED COMMON STOCK UNDERWRITING AGREEMENT COMMON STOCK UNDERWRITING AGREEMENT dated as of November 1, 2000 (the "Agreement"), between Ramius Securities, LLC, a limited liability company organized and existing under the laws of the State of Delaware (the "Underwriter"), and Triangle Pharmaceuticals, Inc., a corporation organized and existing under the laws of the State of Delaware (the "Company").

  • Subsection means subsection of the section in which the term is used;

  • Schedule of Fees means the published note of the School's prevailing fees notified to you from time to time and a copy of which remains available on the School's website and from the School at any time upon request;

  • Section 4(2) shall have the meaning set forth in the recitals of this Agreement.

  • Schedule C means internal revenue service schedule C (form 1040) filed by a taxpayer pursuant to the Internal Revenue Code.

  • Schedule of Work means that schedule attached to the Interconnection Construction Service Agreement setting forth the timing of work to be performed by the Constructing Entity pursuant to the Interconnection Construction Service Agreement, based upon the Facilities Study and subject to modification, as required, in accordance with Transmission Provider’s scope change process for interconnection projects set forth in the PJM Manuals. Scope of Work:

  • Schedule E means internal revenue service schedule E (form 1040) filed by a taxpayer pursuant to the Internal Revenue Code.

  • Schedule B herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in writing) pursuant to Section 16 or 19(l).

  • Subsections shall be to Sections and subsections, respectively, of this Agreement unless otherwise specifically provided.

  • Article 55 BRRD means Article 55 of Directive 2014/59/EU establishing a framework for the recovery and resolution of credit institutions and investment firms.

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Category Fee Schedules Equity Funds Schedule 1 Funds: Equity Growth Fund Global Gold Fund Global Natural Resources Fund Income & Growth Fund Utilities Fund Category Assets Fee Rate First $1 billion 0.5200% Next $5 billion 0.4600% Next $15 billion 0.4160% Next $25 billion 0.3690% Next $50 billion 0.3420% Next $150 billion 0.3390% Thereafter 0.3380% Schedule 2 Funds: Small Cap Quantitative Fund Category Assets Fee Rate First $1 billion 0.7200% Next $5 billion 0.6600% Next $15 billion 0.6160% Next $25 billion 0.5690% Next $50 billion 0.5420% Next $150 billion 0.5390% Thereafter 0.5380% Dated: July 1, 2002 Exhibit D Complex Fee Schedule Complex Assets Fee Rate First $2.5 billion 0.0600% Next $7.5 billion 0.0500% Next $15.0 billion 0.0485% Next $25.0 billion 0.0470% Next $50.0 billion 0.0460% Next $100.0 billion 0.0450% Next $100.0 billion 0.0440% Next $200.0 billion 0.0430% Next $250.0 billion 0.0420% Next $500.0 billion 0.0410% Thereafter 0.0400% Dated: July 1, 2002

  • Service Level Agreement or SLA means the processes, deliverables, key performance indicators and performance standards relating to the Services to be provided by the Service Provider;

  • Section 2 Nonresident BIDDER" means a BIDDERS whose principal place of business is not in this state, but excludes a contractor whose ultimate parent company or majority owner has its principal place of business in this state.

  • Disbursement Schedule means the disbursement schedule as set out in an FAA;

  • Exhibit 1 means Exhibit 1 to this Schedule C.

  • Schedule of Benefits means the section of this policy which shows, among other things, the Eligibility Requirements, Eligibility Waiting Period, Elimination Period, Amount of Insurance, Minimum Benefit, and Maximum Benefit Period.

  • Part IV means Tariff, Part IV, sections 36 through 112C pertaining to generation or merchant transmission interconnection to the Transmission System in conjunction with the applicable Common Service Provisions of Tariff, Part I and appropriate Schedules and Attachments. Part VI: “Part VI” shall mean Tariff, Part VI, sections 200 through 237 pertaining to the queuing, study, and agreements relating to New Service Requests, and the rights associated with Customer- Funded Upgrades in conjunction with the applicable Common Service Provisions of Tariff, Part I and appropriate Schedules and Attachments.

  • Paragraph 5 Any individual(s) within a specified group who is on or has re- quested an extended leave or sabbatical shall be eligible for selection for layoff under the conditions set forth herein.