Examples of Stock Options Trading in a sentence
Stock Options Trading Account – Terms and Conditions under which Kingsway may, from time to time, provide dealing in Options Contracts and effecting transactions of any Exchange Traded Options Business (as defined under the Options Trading Rules) and related services to the Client via the Client’s stock options trading account; (any of the above agreement(s) which is/are applicable to the Client is/are referred as (the “Agreement” ).
This includes the Stock Options Trading Rules of the SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the Hong Kong Securities Clearing Company Limited(“HKSCC”).
Where any conflict arises between the Client Agreement and the provisions of this Stock Options Trading Agreement, the provisions of the latter shall prevail.
This Stock Options Trading Agreement is supplemental to the Client Agreement entered into by and between Evergrande Securities (Hong Kong) and the Client to which this Stock Options Trading Agreement is annexed whereby the Client is allowed to conduct Stock Options Trading on the SEHK (“Stock Options Account”) and Evergrande Securities (Hong Kong) agrees to provide Exchange Traded Stock Options Business to the Client.
The Stock Options Trading effected, conducted, carried on and entered into by the Client with and through the Broker for and on the Securities Account shall be subject to and upon the terms and conditions of this Section and the Section headed General Terms and Conditions and, where applicable, the Sections headed Terms and Conditions for Securities Cash Trading and Terms and Conditions for Securities Margin Trading of these Terms.
THAT a Cash Securities Trading Account /and a Stock Options Trading Account* (the “Account(s)”) in the name of the Company be opened and maintained with Kingsway Financial Services Group Limited (“KSL”) and operated in accordance with the terms and conditions of KSL’s Cash Client’s Agreement/and the Stock Options Trading Account Terms and Conditions*, Client Information Statement and Account Opening Form (collectively the “Account Opening Agreement”).
The Client hereby authorizes Kingsway, at its sole and absolute discretion, to accept and process telephone instructions from the Client regarding the transfer of securities from the Client’s Cash Securities Account and/or Margin Securities Account to cover any/all short positions in the Client’s Stock Options Trading Account and to indemnify and/or protect Kingsway against any loss or risk of loss on present, future or contemplated Exchange Traded Options Business in respect of such instructions.
ESL agrees to open and maintain a Stock Options Account in the name of the Client and will act as agent (except as principal(s) on occasions specified in the Stock Options Trading Agreement).
I/We of………………………………………………………………………………………………………………………………………………………………………………………...….(“Client”) hereby request you to open and maintain a stock options trading account or accounts (referred to, together with any other accounts maintained by me/us with Kingsway, as the “Account(s)”) on the terms and conditions set out in the Stock Options Trading Account Terms and Conditions (the “Terms and Conditions”).
The Client hereby requests Emperor Securities Limited (“ESL”) to render Stock Options Trading Services to the Client on the terms and conditions as set out in the Stock Options Trading Agreement.