Reporting Rules definition

Reporting Rules means the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules;
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Reporting Rules means the reporting provisions for Relevant Transactions, outstanding disputes and unconfirmed OTC Transactions as set out in or
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Examples of Reporting Rules in a sentence

  • Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the Investment Company Act of 1940 or the Derivatives Recordkeeping and Reporting Rules that are prepared or maintained by the Adviser on behalf of the Manager or the Trust are the property of the Manager or the Trust and will be surrendered promptly to the Manager or Trust on request.

  • Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 promulgated under the 1940 Act or the Derivatives Recordkeeping and Reporting Rules that are prepared or maintained by the Adviser on behalf of the Manager or the Trust are the property of the Manager or the Trust and will be surrendered promptly to the Manager or Trust on request.

  • Pursuant to the Representation Letter and the Trade Reporting Rules, RBICS confirms that it is, or will be, the sole “reporting counterparty” (as such term is defined in the Trade Reporting Rules) in connection with all reportable FX Transactions.

  • Modification or merger with other software is allowed only as specified in the Run and Reporting Rules for the given SPEC benchmark or tool product.

  • The Parties hereto acknowledge, agree and intend that this Agreement comply in all respects with the Letter, FINRA guidelines for broker dealer firms and the SEC Financial Reporting Rules.

  • The Applicable Issuer may assign one or more CUSIPs or similar identifying numbers to Notes for administrative convenience or in connection with Tax Account Reporting Rules Compliance.

  • The Issuer hereby provides notice to each Holder that the failure of such Holder to provide appropriate tax certifications and information or documentation necessary to achieve Tax Account Reporting Rules Compliance may result in amounts being withheld from payments to such Holder under this Indenture; provided that amounts withheld pursuant to applicable tax laws shall be considered as having been paid by the Applicable Issuer as provided in the preceding sentence.

  • The Tax Reporting Determination Notice shall include the following information: (i) whether the Notes are “traded on an established market” for purposes of Treasury Regulation Section 1.1273-2(f)(9), (ii) the Tax Issue Price, and (iii) the Tax Reporting Rules that the Issuer has determined to apply to the Notes, including, if applicable, the “comparable yield” and “projected payment schedule” or the applicable payment schedule.

  • The Issuer may assign one or more CUSIPs or similar identifying numbers to Notes for administrative convenience or in connection with Tax Account Reporting Rules Compliance or implementation of the Bankruptcy Subordination Agreement.

  • Any records required to be maintained and preserved pursuant to the provisions of Rule 31a-1 and Rule 31a-2 under the Investment Company Act or the Derivatives Recordkeeping and Reporting Rules that are prepared or maintained by the Adviser on behalf of the Manager or the Trust are the property of the Manager or the Trust and will be surrendered promptly to the Manager or Trust on request, provided that the Adviser shall be entitled to retain a copy of such records if it is legally required to do so.

Related to Reporting Rules

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • ASX Listing Rules means the official listing rules of the ASX.

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Operating Rules means the operating rules of a CS Facility regulating the settlement, clearing and registration of uncertificated shares as amended, varied or waived (whether in respect of the Company or generally) from time to time which shall only apply to the Company during the Listed Period;