Regulatory Auditor definition

Regulatory Auditor means the auditor appointed in accordance with Section 21 of these Instructions;
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Regulatory Auditor means the Auditor for the time being appointed by the Dominant Provider in accordance with these conditions;
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Examples of Regulatory Auditor in a sentence

  • A Reporting Licensee shall ensure that this is provided for in the letter of engagement or contract entered into between a Reporting Licensee and the Regulatory Auditor.

  • Principle 6 (Disclosure) – Where revenues (including transfer charges), operating costs (including transfer charges), depreciation, assets and liabilities cannot be allocated to regulated Business Units/Services in accordance with Principles 3 and 4, the basis of allocation shall be documented in Regulatory Accounting Documentation and disclosed to the Regulatory Auditor.

  • The Regulatory Auditor shall conduct the process of the audit in accordance with Audit Standards applicable in the UAE save where these Instructions specify otherwise.

  • Where the TRA or Regulatory Auditor considers that there has been a material change in the preparation of the RFS compared to previous years, a Reporting Licensee may be required to restate the Regulatory Accounts of the prior Financial Year in accordance with the most recently employed methodology.

  • The Regulatory Auditor is appointed by a Reporting Licensee and the responsibility for completion of the Regulatory Audit lies with a Reporting Licensee.

  • All costs incurred in complying with these Instructions, including but not limited to, all Regulatory Audit costs, costs incurred for the Regulatory Auditor to respond to questions or meetings with the TRA, shall be borne by a Reporting Licensee.

  • All meetings shall be held in full compliance with the provisions of state law, ordinances of the City, and the Rules and Procedures of the Planning Commission.

  • The Regulatory Auditor is under a regulatory duty to consider if: a) proper accounting records have been kept; b) Regulatory Financial Statements are in agreement with underlying records and returns; and c) adequate evidence and explanations have been made available to the Regulatory Auditor by officers of a Reporting Licensee.

  • A Reporting Licensee shall appoint as Regulatory Auditor a professionally qualified auditor to audit the RFS prepared in accordance with these Instructions.

  • However, it appears that the most recent TA has played an important part in the Government’s deliberations in formulating the most recently announced Petroleum Policy.

Related to Regulatory Auditor

  • Statutory Auditor means the auditor of a Company appointed under the provisions of the Companies Act, 1956 or under the provisions of any other applicable governing law;

  • Statutory Auditors means a firm of chartered accountants appointed in terms of Section 224 of the Companies Act, 1956 and acting as the statutory auditors of the Concessionaire.

  • Regulatory Authority means, with respect to any national, supra-national, regional, state or local regulatory jurisdiction, any agency, department, bureau, commission, council or other governmental entity involved in the granting of a Regulatory Approval for such jurisdiction.

  • Regulatory Authorities means the Commissions and the Exchange;

  • Regulatory Filing means any approvals, licenses, registrations, submissions and authorizations, and applications therefor, including IND, NDA, BLA, drug dossier or drug master file filed, or Marketing Approval obtained, with respect to an Option Product, Licensed Product or Companion Diagnostic, as applicable, in the Field, including all amendments, supplements, annual reports and the like thereof or therefor filed with or otherwise provided to the applicable Regulatory Authority.

  • Regulatory Body means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate or investigate the matters dealt with in this Agreement or any other affairs of the Provider or the Department, including, without limitation Ofsted, the European Commission and the European Court of Auditors;

  • Regulatory Agencies The Office of the Comptroller of the Currency; the Board of Governors of the Federal Reserve System; the Federal Deposit Insurance Corporation; the Federal Housing Finance Agency; the Securities and Exchange Commission; and the Department of Housing and Urban Development.

  • Regulatory Submissions means any filing, application, or submission with any Regulatory Authority, including authorizations, approvals or clearances arising from the foregoing, including Regulatory Approvals, and all correspondence or communication with or from the relevant Regulatory Authority, as well as minutes of any material meetings, telephone conferences or discussions with the relevant Regulatory Authority, in each case, with respect to a Licensed Product.

  • Auditor means the person for the time being performing the duties of auditor of the Company (if any).

  • Independent Auditor has the meaning specified in subsection 7.01(a).

  • Company Auditor means Xxxxx Xxxxx US, LLP (FKA: Xxxxx Xxxxx Xxxxxxx Xxxxxx, LLP), with offices located at 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000, Xxxxxxxxxxx, XX 00000-0000.

  • Regulatory Action means an administrative, regulatory, or judicial enforcement action, proceeding, investigation or inspection, FDA Form 483 notice of inspectional observation, warning letter, untitled letter, other notice of violation letter, recall, seizure, Section 305 notice or other similar written communication, injunction or consent decree, issued by the FDA or a federal or state court.

  • Regulatory entity means any board, commission, agency,

  • Auditors means the auditors for the time being of the Company;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Insurance Regulatory Authority means, with respect to any Insurance Subsidiary, the insurance department or similar Governmental Authority charged with regulating insurance companies or insurance holding companies, in its jurisdiction of domicile and, to the extent that it has regulatory authority over such Insurance Subsidiary, in each other jurisdiction in which such Insurance Subsidiary conducts business or is licensed to conduct business.

  • Applicable Insurance Regulatory Authority means the insurance department or similar insurance regulatory or administrative authority or agency of the jurisdiction in which the Company is domiciled.

  • Regulatory Filings means any submission to a Regulatory Authority of any appropriate regulatory application together with any related correspondence and documentation, and will include any submission to a regulatory advisory board, marketing authorization application, and any supplement or amendment thereto.

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Regulatory Materials means regulatory applications, submissions, notifications, registrations, or other filings made to or with a Regulatory Authority that are necessary or reasonably desirable in order to develop, manufacture, market, sell or otherwise commercialize a product in a particular country or regulatory jurisdiction. Regulatory Materials include INDs, XXXx and NDAs (as applications, but not the approvals with respect thereto).

  • Regulatory Data means any and all research data, pharmacology data, chemistry, manufacturing, and control data, preclinical data, clinical data or all other documentation submitted, or required to be submitted, to Regulatory Authorities in association with regulatory filings for the Product in the Field (including any Drug Master Files (DMFs), Chemistry, Manufacturing and Control (“CMC”) data, or similar documentation).

  • Regulatory Agency means any federal or state agency charged with the supervision or regulation of depositary institutions or holding companies of depositary institutions, or engaged in the insurance of depositary institution deposits, or any court, administrative agency or commission or other authority, body or agency having supervisory or regulatory authority with respect to the Company or any of its subsidiaries.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • County Auditor means the Greenville County Auditor, or the person holding any successor office of the County.

  • Independent Auditors has the meaning set forth in Section 3.2.

  • national regulatory authority means the body or bodies charged by a Member State with any of the regulatory tasks assigned in this Directive and the Specific Directives;