Reg U definition

Reg U means Regulation U promulgated by the Board of Governors of the Federal Reserve System.
Sample 1Sample 2Sample 3
Reg U means Regulation U promulgated by the Board of Governors of the Federal Reserve System. “Register” has the meaning specified in Section 12.09(c).
Sample 1Sample 2

Examples of Reg U in a sentence

  • If proceeds of the Credit Extensions are used for a purpose which is governed by Reg U, Borrowers shall comply with Reg U in all respects.

  • No proceeds of the Loans shall be used in violation of Reg U or any successor regulation thereof or of any other rule, statute or regulation governing margin stock from time to time.

  • If proceeds of the Borrowings are used for a purpose which is governed by Reg U, the Borrower shall comply with Reg U in all respects.

  • The initial margin requirements and ongoing margin maintenance requirements under Reg U, Reg T, and Rule 431 result in overcollateralization of the margin loans.

  • When the Reg U was signed by the Trinidads, the Bank’s signing officer, Pedrosa, was not present.

  • The Bank proposes to apply the requested risk-based capital treatment only to loans that satisfy both the requirements of Reg U and the more stringent requirements of Reg T and Rule 431 of the NYSE (Bank Margin Loans).

  • That was false because the Reg U form stated that the loan was for “personal use” and not to carry securities.

  • In another highly unusual banking practice, and in violation of applicable federal regulations, at the signing of the bank account and SCLs opening documents, Popular had the Trinidads sign, under penalty of perjury, inaccurate information provided in a Federal Reserve Reg U Purpose Form.

  • No Borrower is engaged or will engage, principally or as one of its important activities, in extending credit for the purpose of purchasing or carrying margin stock (within the meaning of Reg U).

  • The Borrower is not engaged or will engage, principally or as one of its important activities, in extending credit for the purpose of purchasing or carrying margin stock (within the meaning of Reg U).

Related to Reg U

  • Regulation U means Regulation U of the Board of Governors of the Federal Reserve System, as in effect from time to time.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Regulations T, U and X means Regulations T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation T, U or X means Regulation T, U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • (u) Person" shall have the meaning given in Section 3(a)(9) of the Exchange Act, as modified and used in Sections 13(d) and 14(d) thereof, except that such term shall not include (i) the Company or any of its subsidiaries, (ii) a trustee or other fiduciary holding securities under an employee benefit plan of the Company or any of its Affiliates, (iii) an underwriter temporarily holding securities pursuant to an offering of such securities, (iv) a corporation owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their ownership of stock of the Company or (v) the Exempt Holders.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Board of Governors means the Board of Governors of the United States Federal Reserve System, or any successor thereto.

  • Regulation T means Regulation T of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Restricted Margin Stock means Margin Stock owned by the Borrower or any Subsidiary which represents not more than 33-1/3% of the aggregate value (determined in accordance with Regulation U), on a consolidated basis, of the property and assets of the Borrower and the Subsidiaries (other than any Margin Stock) that is subject to the provisions of Article 6 (including Section 6.02).

  • Council of Governors means the council of governors of the corporation; “declaration of identity” has the meaning set out in rule 21.1;

  • Unrestricted Margin Stock means any Margin Stock owned by the Company or any of its Subsidiaries which is not Restricted Margin Stock.

  • CPI-U means the Consumer Price Index for All Urban Consumers, (all items), published by the United States Department of Labor, Bureau of Labor Statistics (BLS) (1982-84 equal 100), U.S. Cities Average, or, in the event said index ceases to be published, by any successor index recommended as a substitute therefor by the United States Government or a comparable, nonpartisan substitute reasonably designated by Lessor. If the BLS changes the base reference period for the Price Index from 1982- 84=100, the CPI-U Percentage Increase shall be determined with the use of such conversion formula or table as may be published by the BLS.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • FRB Regulation D means Regulation D as promulgated by the Board of Governors of the Federal Reserve System, 12 CFR Part 204, as amended.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • FRB means the Board of Governors of the Federal Reserve System of the United States.

  • Margin Stock shall have the meaning assigned to such term in Regulation U.

  • F.R.S. Board means the Board of Governors of the Federal Reserve System or any successor thereto.

  • Regulation S-T means Regulation S-T of the Commission.

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • Regulation X means Regulation X of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Regulation D means Regulation D of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor thereto or other regulation or official interpretation of said Board of Governors relating to reserve requirements applicable to member banks of the Federal Reserve System.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.

  • Margin Regulations means Regulations T, U and X of the Board of Governors of the Federal Reserve System, as in effect from time to time.

  • Regulation Y means Regulation Y of the Board of Governors of the Federal Reserve System, as the same may be in effect from time to time, and any successor regulations.