Prohibited Instruments definition

Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on the Tullett Prebon Europe MTF. A list of the instruments specified by Operator is maintained at: https://regulatory.tpicap.com/tullettprebon/uk/tullettpreboneuropemtf
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Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on ICAP Securities OTF. A list of the instruments specified by Operator is maintained at: https://regulatory.tpicap.com/icap/uk/icapsecuritiesotf
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Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on Tullett Prebon EU OTF. A list of the instruments specified by Operator is maintained on Operator’s Web site as designated from time to time.
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Examples of Prohibited Instruments in a sentence

  • Royal Bank may, in its sole discretion, accept for deposit any Prohibited Instruments, provided that in no event does Royal Bank have any obligation to do so, nor will Royal Bank have any responsibility or liability to the Customer or any other Person for accepting or rejecting any such Prohibited Instruments.

  • For greater certainty, if Royal Bank exercises its discretion and accepts for deposit a Prohibited Instrument, this will not constitute a waiver of any term of the Agreement or preclude enforcement of the terms of the Agreement and restrictions on Prohibited Instruments in accordance with these Service Materials.

  • All such appointees, except regular police officers, shall hold office for one year unless sooner removed by the village chairman by and with the advice and consent of the remainder of the board.

  • Prohibited Instruments and Materials No Operator, Body Art Practitioner or other person shall utilize or have available in a Body Art Establishment any: 1.

  • Prohibited Instruments: The Firm and its personnel shall not accept any third-party payments or benefits unless such payments or benefits comply with the MiFID II rules, as implemented into UK law.


More Definitions of Prohibited Instruments

Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on PVM Oil Futures OTF. A list of the instruments specified by Operator is maintained at:<https://www.pvmoil.co.uk/MiFIDII>.
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Prohibited Instruments has the meaning given in Section 6.2.
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Prohibited Instruments means financial instruments which are specified by the Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury or Direction Générale du Trésor) to be ineligible for trading on ICAP EU OTF. A list of the instruments specified by the Operator is maintained on Operator’s Web site as designated from time to time.
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Related to Prohibited Instruments

  • Prohibited Act means: to directly or indirectly offer, promise or give any person working for or engaged by the Customer and/or the Authority a financial or other advantage to: induce that person to perform improperly a relevant function or activity; or reward that person for improper performance of a relevant function or activity; or committing any offence: under the Bribery Act 2010; or under legislation creating offences concerning Fraud; or at common law concerning Fraud; or committing or attempting or conspiring to commit Fraud;

  • Prohibited Use Any use or occupancy of the Premises that in Landlord's reasonable judgment would be likely to: (a) cause damage to the Building, the Premises or any equipment, facilities or other systems therein; (b) impair the appearance of the Premises or the Building; (c) interfere with the efficient and economical maintenance, operation and repair of the Premises or the Building or the equipment, facilities or systems thereof; (d) adversely affect any service provided to, and/or the use and occupancy by, any Building tenant or occupants; (e) violate the certificate of occupancy issued for the Premises or the Building or (f) adversely affect the image of the Building as a first-class office location in midtown Manhattan. Prohibited Use also includes the use of any part of the Premises for: (i) a restaurant or bar; (ii) the preparation, consumption, storage, manufacture or sale of food or beverages (except in connection with vending machines and/or warming kitchens installed for the use of Tenant's employees only), liquor, tobacco or drugs; (iii) the business of photocopying, multilith or offset printing (except photocopying in connection with Tenant's own business); (iv) a typing or stenography business; (v) a school or classroom; (vi) lodging or sleeping; (vii) the operation of retail facilities (meaning a business whose primary patronage arises from the generalized solicitation of the general public to visit Tenant's offices in person without a prior appointment) of a savings and loan association or retail facilities of any financial, lending, securities brokerage or investment activity; (viii) a payroll office; (ix) a xxxxxx, beauty or manicure shop; (x) an employment agency, executive search firm or similar enterprise; (xi) offices of any Governmental Authority, any foreign government, the United Nations, or any agency or department of the foregoing; (xii) the manufacture, retail sale, storage of merchandise or auction of merchandise, goods or property of any kind to the general public which could reasonably be expected to create a volume of pedestrian traffic substantially in excess of that normally encountered in the Premises; (xiii) the rendering of medical, dental or other therapeutic or diagnostic services; (xiv) a discount drug store or discount clothing store or a "fast food" restaurant; or (xv) any illegal purposes or any activity constituting a nuisance.

  • Prohibited Transaction means any transaction set forth in Section 406 of ERISA or Section 4975 of the Code.