Prohibited Instruments definition

Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on the Tullett Prebon Europe MTF. A list of the instruments specified by Operator is maintained at: https://regulatory.tpicap.com/tullettprebon/uk/tullettpreboneuropemtf
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Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on ICAP Securities OTF. A list of the instruments specified by Operator is maintained at: https://regulatory.tpicap.com/icap/uk/icapsecuritiesotf
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Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on Tullett Prebon EU OTF. A list of the instruments specified by Operator is maintained on Operator’s Web site as designated from time to time.
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Examples of Prohibited Instruments in a sentence

  • Royal Bank may, in its sole discretion, accept for deposit any Prohibited Instruments, provided that in no event does Royal Bank have any obligation to do so, nor will Royal Bank have any responsibility or liability to the Customer or any other Person for accepting or rejecting any such Prohibited Instruments.

  • For greater certainty, if Royal Bank exercises its discretion and accepts for deposit a Prohibited Instrument, this will not constitute a waiver of any term of the Agreement or preclude enforcement of the terms of the Agreement and restrictions on Prohibited Instruments in accordance with these Service Materials.

  • The Customer will ensure this Service is not used to deposit any Prohibited Instruments.

  • Prohibited Instruments: The Firm and its personnel shall not accept any third-party payments or benefits unless such payments or benefits comply with the MiFID II rules, as implemented into UK law.

  • These risks are not centrally tracked in a risk register or other comprehensive tracking tool.▪ CFPA historically has a good portfolio quality, with total credit risk (NPL 30 + rescheduled loans + write-offs) ranging from 0.1%-1.1% over the past 5 years, standing at 0.9% as of Dec.


More Definitions of Prohibited Instruments

Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on PVM Oil Futures OTF. A list of the instruments specified by Operator is maintained at:<https://www.pvmoil.co.uk/MiFIDII>.
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Prohibited Instruments has the meaning given in Section 6.2.
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Prohibited Instruments means financial instruments which are specified by the Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury or Direction Générale du Trésor) to be ineligible for trading on ICAP EU OTF. A list of the instruments specified by the Operator is maintained on Operator’s Web site as designated from time to time.
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Prohibited Instruments means financial instruments which are specified by Operator from time to time or determined by Applicable Law (including without limitation pursuant to controls imposed by HM Treasury or the US Department of the Treasury) to be ineligible for trading on TP ICAP E&C OTF. A list of the instruments specified by Operator is maintained at: <TP ICAP E&C OTF | TP ICAP>
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Related to Prohibited Instruments

  • Prohibited Act means: to directly or indirectly offer, promise or give any person working for or engaged by the Customer and/or the Authority a financial or other advantage to: induce that person to perform improperly a relevant function or activity; or reward that person for improper performance of a relevant function or activity; or committing any offence: under the Bribery Act 2010; or under legislation creating offences concerning Fraud; or at common law concerning Fraud; or committing or attempting or conspiring to commit Fraud;

  • Prohibited Transferee means any Person who is a:

  • Prohibited Person means any Person:

  • Prohibited Content means any content on any advertising media that:

  • Prohibited Transaction has the meaning set forth in ERISA Section 406 and Code Section 4975.

  • Non-U.S. Person means a Person who is not a U.S. Person.