Examples of Program Features in a sentence
A list of the Advisory Programs that are available and the corresponding Program Features for each Advisory Program are available to you at any time by contacting your financial professional.
If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee.
This means that your signature to this Agreement also serves as your agreement to be bound by all of the terms of the specific Program Features, including the fee schedule, for each specific Advisory Program shown on any confirmation letter we may provide to you.
Unless agreed separately in writing, you agree to pay the fees described in the Program Features (the “Program Fee”).
When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected.
By signing this Agreement, you agree that all of the terms and conditions of the Program Features you receive (either at the time you enter into this Agreement or at any time in the future) and any Account Application you complete are incorporated by reference into this Agreement as if they were fully set forth herein when you signed this Agreement.
The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account.
Based on your selection, delivery of the specific Program Features, which includes the advisory fees you will be charged for the Advisory Program, will serve to confirm your direction to retain RIA and/or the Sub-Advisor you have selected to manage your Advisory Program Account on a discretionary or non- discretionary basis in accordance with the terms of this Agreement.
You may elect to pay the asset-based Program Fees associated with your Advisory Program Account with funds outside of your IRA/ERISA Plan by debiting another non-IRA/ ERISA account provided on the Program Features.
Pursuant to the terms of the Program Features documents associated with certain of the Advisory Programs through which a Sub-Advisor or RIA exercises discretion over the day-to-day management of assets in an Advisory Program Account, investors participating in applicable Advisory Programs will be authorizing a Sub-Advisor or RIA to accept on their behalf delivery of the prospectuses for funds registered under the Investment Company Act of 1940 (including mutual funds, closed-end funds, ETFs, and UITs).