Non-Reportable Security definition

Non-Reportable Security means direct obligations of the United States Government, bankers acceptances, bank certificates of deposit, commercial paper, high quality short-term debt instruments (any instrument having a maturity at issuance of less than 366 days and that is rated in one of the two highest rating categories by a nationally recognized statistical rating organization), including repurchase agreements, and shares of registered open-end investment companies.
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Non-Reportable Security means and includes all Securities other than Reportable Securities.
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Non-Reportable Security. , means a security which is not directly linked to a publicly listed company. Non-Reportable Securities do NOT require pre-trade approval. Examples of Non-Reportable Securities are:,
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More Definitions of Non-Reportable Security

Non-Reportable Security means and includes direct obligations of the Government of the United States, bankers' acceptances, bank certificates of deposit, high quality short-term debt instruments (maturity of less than 366 days at issuance and rated in one of the two highest rating categories by a Nationally Recognized Statistical Rating Organization), including repurchase agreements, commercial paper and shares of money market funds that limit their investments to the exempted Securities enumerated above, as well as Securities in any registered open-end investment companies (i.e. open-end mutual funds) which are not advised or sub-advised by the Firm or any of its affiliates (including affiliates and subsidiaries of Old Mutual (US) Holdings Inc.).
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Non-Reportable Security means and includes all Non-Controlled Securities as well as direct obligations of the Government of the United States, bankers’ acceptances, bank certificates of
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Non-Reportable Security means and includes direct obligations of the Government of the United States, bankers’ acceptances, bank certificates of deposit, high quality short-term debt instruments (maturity of less than 366 days at issuance and rated in one of the two highest rating categories by a United States Nationally Recognised Statistical Rating Organisation), including repurchase agreements, commercial paper and shares of United States money market funds that limit their investments to the exempted Securities enumerated above.
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Non-Reportable Security means: 1. Direct obligations of the Government of the United States; banker's acceptances; bank certificates of deposit; commercial paper; high
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Non-Reportable Security means those securities not included in the definition of a Security, such as: (a) direct obligations of the Government of the United States (e.g. treasury securities); (b) Money Market instruments such as bankers’ acceptances, bank certificates of deposit, commercial paper and high quality short-term debt instruments, including repurchase agreements, (c) shares issued by money market funds; (d) shares of registered open-end investment companies (i.e., mutual funds or exchange-traded funds organized as such) that are not advised or sub-advised by Westcap; (e) shares issued by unit investment trusts that are invested exclusively in one or more open-end funds, none of which are advised or sub-advised by Westcap (or certain affiliates, where applicable); or (f) such other securities as may be excepted under the provisions of Rule 17j-1 of the Company Act.
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Related to Non-Reportable Security

  • Reportable Security means any security as defined in Section 202(a)(18) of the Advisers Act, except that it does not include: (i) Transactions and holdings in direct obligations of the Government of the United States; (ii) Bankers’ acceptances, bank certificates of deposit, commercial paper and other high quality short-term debt instruments, including repurchase agreements; (iii) Shares issued by money market funds; (iv) Transactions and holdings in shares of other types of open-end registered mutual funds, unless Granahan Investment Management or a control affiliate acts as the investment adviser or principal underwriter for the fund; and (v) Transactions in units of a unit investment trust if the unit investment trust is invested exclusively in mutual funds, unless Granahan Investment Management or a control affiliate acts as the investment adviser or principal underwriter for the fund.

  • U.S. Reportable Account means a Financial Account maintained by a Reporting Cyprus Financial Institution and held by one or more Specified U.S. Persons or by a Non-U.S. Entity with one or more Controlling Persons that is a Specified U.S. Person. Notwithstanding the foregoing, an account shall not be treated as a U.S. Reportable Account if such account is not identified as a U.S.

  • Reportable Compliance Event means that any Covered Entity becomes a Sanctioned Person, or is charged by indictment, criminal complaint or similar charging instrument, arraigned, or custodially detained in connection with any Anti-Terrorism Law or any predicate crime to any Anti-Terrorism Law, or has knowledge of facts or circumstances to the effect that it is reasonably likely that any aspect of its operations is in actual or probable violation of any Anti-Terrorism Law.

  • Reportable Account The term “Reportable Account” means an account held by one or more Reportable Persons or by a Passive NFE with one or more Controlling Persons that is a Reportable Person.

  • Reportable Event means any of the events set forth in Section 4043(c) of ERISA, other than events for which the 30 day notice period has been waived.