Non-Reportable Security definition
Non-Reportable Security means direct obligations of the United States Government, bankers acceptances, bank certificates of deposit, commercial paper, high quality short-term debt instruments (any instrument having a maturity at issuance of less than 366 days and that is rated in one of the two highest rating categories by a nationally recognized statistical rating organization), including repurchase agreements, and shares of registered open-end investment companies.
Non-Reportable Security means and includes all Securities other than Reportable Securities.
Non-Reportable Security. , means a security which is not directly linked to a publicly listed company. Non-Reportable Securities do NOT require pre-trade approval. Examples of Non-Reportable Securities are:,
More Definitions of Non-Reportable Security
Non-Reportable Security means and includes direct obligations of the Government of the United States, bankers' acceptances, bank certificates of deposit, high quality short-term debt instruments (maturity of less than 366 days at issuance and rated in one of the two highest rating categories by a Nationally Recognized Statistical Rating Organization), including repurchase agreements, commercial paper and shares of money market funds that limit their investments to the exempted Securities enumerated above, as well as Securities in any registered open-end investment companies (i.e. open-end mutual funds) which are not advised or sub-advised by the Firm or any of its affiliates (including affiliates and subsidiaries of Old Mutual (US) Holdings Inc.).
Non-Reportable Security means and includes all Non-Controlled Securities as well as direct obligations of the Government of the United States, bankers’ acceptances, bank certificates of
Non-Reportable Security means and includes direct obligations of the Government of the United States, bankers’ acceptances, bank certificates of deposit, high quality short-term debt instruments (maturity of less than 366 days at issuance and rated in one of the two highest rating categories by a United States Nationally Recognised Statistical Rating Organisation), including repurchase agreements, commercial paper and shares of United States money market funds that limit their investments to the exempted Securities enumerated above.
Non-Reportable Security means: 1. Direct obligations of the Government of the United States; banker's acceptances; bank certificates of deposit; commercial paper; high
Non-Reportable Security means those securities not included in the definition of a Security, such as: (a) direct obligations of the Government of the United States (e.g. treasury securities); (b) Money Market instruments such as bankers’ acceptances, bank certificates of deposit, commercial paper and high quality short-term debt instruments, including repurchase agreements, (c) shares issued by money market funds; (d) shares of registered open-end investment companies (i.e., mutual funds or exchange-traded funds organized as such) that are not advised or sub-advised by Westcap; (e) shares issued by unit investment trusts that are invested exclusively in one or more open-end funds, none of which are advised or sub-advised by Westcap (or certain affiliates, where applicable); or (f) such other securities as may be excepted under the provisions of Rule 17j-1 of the Company Act.