Examples of Margin Rules in a sentence
In respect of your In-scope Uncleared Trades, we will calculate the amount (if any) of Eligible Collateral required to be delivered by you under the Regulatory VM Requirement (the “ Delivery Amount”) and the amount (if any) of excess collateral required to be returned to you under the Regulatory VM Requirement (the “Return Amount”) in accordance with the EMIR Margin Rules.
Under the EMIR Margin Rules, we are subject to a requirement (the “ Regulatory VM Requirement”) to exchange variation margin in respect of OTC derivatives contracts not cleared by a CCP (such contracts, "In scope Uncleared Trades") with Financial Counterparties and Large Non-Financial Counterparties.
The terms used herein shall have the same meaning as the terms defined in the Articles of Incorporation, the Business Regulations, the Brokerage Agreement Standards, the special regulations for such rules concerning Futures/Options Trading, Trading Participant Regulations, the Clearing and Settlement Regulations and the Margin Rules of the Financial Instruments Exchange, and the Business Rules and the Rules on Margins, etc.
With respect to initial margin for uncleared swaps that is not held in accordance with Regulation 23.157 or with the Prudential Regulator Margin Rules, the margin investment decisions are typically a matter of contract subject to negotiation between the parties.
A customer may, by obtaining the approval of JSCC, conclude the LG Agreement Concerning Direct Deposits (meaning Agreement of Letter of Guarantee Concerning Direct Deposits prescribed by the Margin Rules of JSCC; the same shall apply hereinafter) with Banks, etc.
In matters concerning or relating to this Agreement, Custodian shall not be responsible for compliance with any statute or regulation regarding the establishment or maintenance of margin credit, including but not limited to Regulation T of the Board of Governors of the Federal Reserve System and the other Margin Rules, or with any rules or regulations of the OCC.
The amendment did not address the application of subpart L to swaps subject to mandatory segregation under the Prudential Regulator Margin Rules.
The Bank Margin Rules apply to a Swap Entity that, pursuant to section 1a(39) of the Commodity Exchange Act, has a Prudential Regulator.
With respect to deliveries made on a broker-to-broker basis under OCC Rules 903 through 912 (including those that may utilize NSCC’s Obligation Warehouse services), and which are not governed by Rule 901, Guaranty Substitution does not occur and OCC’s failure procedures would apply.Changes to OCC’s Margin Rules Under the New Accord, OCC will no longer collect margin on a transaction once it is no longer guaranteeing settlement for that transaction.
If such securities are not then deliverable by Broker from any account of Customer, the placing of such order shall constitute a representation by Customer that it is impracticable for Customer to deliver such securities to Broker at that time, but that Customer shall deliver them by the settlement date, or as soon as possible thereafter (but, in any event, on or before the day required for delivery under the Margin Rules).