Good Form definition
Good Form means the Request (i) is made using the “Request for Information” form attached as Exhibit A, (ii) includes all the information required by the form, except as noted therein; (iii) is signed by a duly authorized officer of the Fund; and (iv) is received by Company. Company agrees to transmit the Transaction Information on its books and records to the Fund promptly, but in any event not later than five (5) business days, or as otherwise agreed to by the Parties, after receipt of a Request. The format for the Transaction Information provided to the Fund (either daily or as part of a Request) shall be via file transfer protocol (FTP) formal or other agreed upon method. If requested by the Fund in writing, Company agrees to use best efforts to determine whether any specific Shareholder about whom it has Transaction Information is itself a financial intermediary (“Indirect Intermediary”) and, upon further request by the Fund, to promptly either (i) provide (or arrange to have provided) the Transaction Information for those Shareholders who hold an account with an Indirect Intermediary, or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of others, Shares of the Designated Portfolio. Company additionally agrees to inform the Fund whether it plans to perform (i) or (ii).
Good Form means the Request (i) is made using the "Request for Information" form attached as Exhibit A, (ii) includes all the information required by the form; (iii) is signed by a duly authorized officer of the Fund, as provided to Intermediary on the Authorized Persons form attached at Exhibit B prior to receipt of the form; and (iv) are received by facsimile at 818.615.1543, attention "Rule 22c-2 Request for Information". Intermediary agrees to make reasonable efforts to transmit the Transaction Information on its books and records to the Fund promptly. The format for the Transaction Information provided to the Fund (either daily or as part of a Request) shall be via file transfer protocol (FTP) format or other agreed upon method. If requested by a Fund in writing, Intermediary agrees to use best efforts to determine whether any specific Shareholder about whom it has Transaction Information is itself a financial intermediary ("Indirect Intermediary") and, upon further request by a Fund, promptly either (i) provide (or arrange to have provided) the Transaction Information for those Shareholders who hold an account with an Indirect Intermediary, or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of others, shares of the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).
Good Form means that the instructions (i) are made using the "Instructions to Restrict Trading" form attached at Exhibit C, (ii) include all the information required by the form; (iii) are signed by a duly authorized officer of the Fund, as provided to Intermediary on the Authorized Persons form attached at Exhibit B prior to receipt of the form; and (iv) are received by facsimile at 818.615.1543, attention "Rule 22c-2 Restriction". Such instructions shall be accompanied by an explanation as to why the Intermediary's Policies are insufficient to address the purpose of the restriction. Upon request of the Intermediary, a Fund agrees to provide to the Intermediary, along with the Instructions to Restrict Trading form, information regarding those trades of the contract holder that violated the Fund's Policies.
Examples of Good Form in a sentence
Requests must be in “Good Form.” Good Form means the Request (i) is made using the “Request for Information” form attached as Exhibit A, (ii) includes all the information required by the form, except as noted therein; (iii) is signed by a duly authorized officer of the Fund; and (iv) is received by Company.
More Definitions of Good Form
Good Form means the Request (i) is made using the “Request for Information” form attached as Exhibit B, (ii) includes all the information required by the form, except as noted therein; (iii) is signed by a duly authorized officer of the Fund; and (iv) is received by Intermediary. Intermediary agrees to transmit the Transaction Information on its books and records to the Fund promptly, but in any event not later than seven (7) business days, or as otherwise agreed to by the Parties, after receipt of a Request. The format for the Transaction Information provided to the Fund (either daily or as part of a Request) shall be via file transfer protocol (FTP) formal or other agreed upon method. If requested by a Fund in writing, Intermediary agrees to use best efforts to determine whether any specific Shareholder about whom it has Transaction Information is itself a financial intermediary (“Indirect Intermediary”) and, upon further request by a Fund, to promptly either (i) provide (or arrange to have provided) the Transaction Information for those Shareholders who hold an account with an Indirect Intermediary, or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of others, Shares of the Fund. Intermediary additionally agrees to inform the Fund whether it plans to perform (i) or (ii).
Good Form means the Request (i) is made using the “Request for Information” form attached as Exhibit A, (ii) includes all the information required by the form, except as noted therein; (iii) is signed by a duly authorized officer of the Designated Portfolio; and (iv) is received by Company. Company agrees to transmit the Transaction Information on its books and records to the Designated Portfolio promptly, but in any event not later than five (5) business days, or as otherwise agreed to by the Parties, after receipt of a Request. The format for the Transaction Information provided to the Fund (either daily or as part of a Request) shall be via file transfer protocol (FTP) formal or other agreed upon method. If requested by the Adviser or Distributor in writing, Company agrees to use best efforts to determine whether any specific Shareholder about whom it has Transaction Information is itself a financial intermediary (“Indirect Intermediary”) and, upon further request by the Adviser or Distributor, to promptly either (i) provide (or arrange to have provided) the Transaction Information for those Shareholders who hold an account with an Indirect Intermediary, or (ii) restrict or prohibit the Indirect Intermediary from purchasing, in nominee name on behalf of others, Shares of the Designated Portfolio. Company additionally agrees to inform the Designated Portfolio whether it plans to perform (i) or (ii).