FTB Program definition

FTB Program means the internal mutual fund and annuity sales programs of FTB or its affiliates (including the Platform Program) which target customers with investable assets of less than $250,000, but does not include any sales program of FTB's Bond Division.
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Examples of FTB Program in a sentence

  • Without limiting the generality of the foregoing, FTB ----------- and FTBR alone shall be responsible for performing all compliance functions for the FTB Program, including, without limitation, acceptance of accounts and approval of transactions, sales supervision and sales personnel licensing, registration and training.

  • JMC shall cooperate with FTB's and FTBR's efforts to comply with all applicable rules and regulations of the OCC, the NASD, the SEC and any other Regulator which are applicable to the FTB Program.

  • JMC shall comply with all rules and regulations of --------------------- the NASD, the SEC and any other Regulator which are applicable to the Integrated Support Services provided to the FTB Program under the Definitive Agreements.

  • Such reports shall include information concerning JMC's performance as measured against the Performance Standards, sales production for the FTB Program and individual FTB Employees, revenue accounting and surrenders.

  • On the Termination Date, FTB, either directly or through its affiliate, FTBR, will assume full responsibility (including financial responsibility) for all sales, sales management and compliance aspects of the FTB Program as provided in the ISS Agreement.

  • This shall include, without limitation, the preparation of all necessary new account and customer disclosure forms to be used in the FTB Program.

  • JMC shall be entitled to present annuity and insurance products for consideration by FTB and FTBR and such products will be included in the FTB Program based upon product benefits and customer acceptability in the sole discretion of FTB and FTBR.

  • Except as specified above, this ARTICLE XIII is not intended to otherwise limit FTB, FTBR or its affiliates, officers or employees in making statements or initiating Publicity concerning the FTB Program.

  • In the event of a Change of Control, FTB and FTBR shall be --------------- entitled to review and approve any proposed communication with their customers concerning the Change of Control and ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & Co. or its successor in interest shall continue to process business and service customers in the same manner as provided herein and in the other Definitive Agreements with no unreasonable turnover in service personnel assigned to the FTB Program unless FTB and FTBR consent to modify these requirements.

  • Citations not otherwise collectible will be targeted for the FTB Program.

Related to FTB Program

  • PEBB program means the program within the HCA that administers insurance and other benefits for eligible employees (as described in WAC 182-12-114), eligible retired employees (as described in WAC 182-12-171 and 182-12-180), eligible survivors (as described in WAC 182-12-180, 182-12-250, and 182-12-265), eligible dependents (as de- scribed in WAC 182-12-250 and 182-12-260) and others as defined in RCW 41.05.011.

  • AML Program has the meaning ascribed thereto in Schedule 2.1(F)(8) hereof.

  • Pilot program means the pilot program identified and funded through the Funding Agreement and described in that Funding Agreement and its attachments.

  • CRAF Program means the Civil Reserve Air Fleet Program authorized under 10 U.S.C. Section 9511 et seq. or any similar or substitute program under the laws of the United States.

  • Educational program means a program for educating and preparing physician assistants which is approved by the board.