First Union Capital definition

First Union Capital. First Union Capital Markets Corp. or its successor in interest.
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First Union Capital. First Union Capital Markets, a division of Wheat First Securities, Inc. or its successor in interest.
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Examples of First Union Capital in a sentence

  • Each Employee shall give written instructions to every broker with whom he or she transacts for any Personal Account to provide duplicate confirmation for all purchases and sales of Securities to: For First Union Capital Management Group, First Capital Group, and Evergreen Investment Management (not EIMCO) Employees: First Union National Bank 201 South College St./CP3 Charlotte, NC 28202-0137 ATTN: CMG Compliance For Lieber & Company and Evergreen Asset Management Corp.

  • COMPLIANCE OFFICER: The Compliance Officers for each Covered Company are set forth below: First Union Capital Management Group Evergreen Investment Management, and First Capital Group ------------------------------------ Clint Lackey 704/374-3476 Karen Knudtsen 704-374-2249 Joni McCabe 704/374-6404 Donna Mooney 704/383-8197 Vicki Calhoun 215/985-8742 Evergreen Asset Management Corp.

  • Following the formation of First Union Capital Markets Corp., First Union determined to expand its capital markets business through a series of acquisitions, including Wheat First Butcher Singer in January 1998, Bowles Hollowell Connor & Co. in April 1998, EVEREN Capital Corporation in October 1999 and Forum Capital Markets, LLC, in June 2000.

  • For its assistance in arranging the financing agreement, First Union Capital Markets Corp.

  • First Union Capital Markets, a division of Wheat First Securities, Inc.

  • In conjunction with the acquisition of EVEREN Securities, Inc., First Union Capital Markets Corp.

  • All notices shall be sent to (x) in the case of the Depositary, to First Union Capital Markets Group, One First Union Center, 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxxxxxx, Xxxxx Xxxxxxxx, 00000 Attention: Xxxxx X.

  • The form of Underwriting Agreement among the Company and Goldman, Sachs & Co., ING Baring Furman Selz LLC, J.C. Bradford & Co., Donaldson, Lufkin & Jenrette Securities Corporation, First Union Capital Markets Corp.

  • Although the information contained in this Collateral Term Sheet is based on sources which Merrill Lynch, Pierce, Fenner & Smith, Incorporated, ("Merrill Lynch") or First Union Capital Markets Corp.

  • Subject to the terms and conditions set forth herein, the Seller agrees to issue and sell to First Union Capital Markets Corp.

Related to First Union Capital

  • First Union means First Union National Bank, a national banking association, and its successors.

  • LLC means Limited Liability Company.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Asset management means a systematic process of operating and maintaining the state system of

  • Sales finance company means that term as defined in section 2 of the motor vehicle sales finance act, MCL 492.102.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Venture capital fund means a private fund that meets the definition of a venture capital fund in SEC Rule 203(l)-1, 17 C.F.R. § 275.203(l)-1.

  • Unit Capital means the aggregate of the face value of units issued under the scheme and outstanding for the time being.

  • Management Group means at any time, the Chairman of the board of directors, the Chief Executive Officer, the President, any Managing Director, Executive Vice President, Senior Vice President or Vice President, any Treasurer and any Secretary of Holdings or other executive officer of Holdings or any Subsidiary of Holdings at such time.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • CS means the New York State Department of Civil Service. “DOB” shall mean New York State Division of the Budget. “EEO” shall mean Equal Employment Opportunity.

  • Capital One means Capital One, National Association and its successors.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Finance Company means any Finance Company or other lender with whom You have agreed a Loan or credit agreement through the Supplying Outlet.

  • Equity Capital means capital invested in common or preferred stock, royalty rights, limited partnership interests, limited liability company interests, or any other security or rights that evidence ownership in a private business.

  • SunTrust means SunTrust Bank.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • MUFG means MUFG Bank, Ltd.

  • Net Capital Net Capital shall mean "net capital" as defined in Rule 15c3-1.

  • Advisory Group has the meaning set forth in Section 9.14(c).

  • Asset Management Fee shall have the meaning set forth in Section 8.02.

  • Wachovia means Wachovia Bank, National Association, a national banking association, and its successors.

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • National City National City Mortgage Co., or any successor thereto.