Exchange Activity definition

Exchange Activity means business for which a Clearing Firm, FCM-Broker, Participant, Participant-Broker, is subject to the Exchange Rules, which is purportedly conducted subject to the Exchange Rules, or which should have been conducted subject to the Exchange Rules.
Exchange Activity means business for which a Clearing Firm, FCM, Participant, or other persons, is subject to the Eris Exchange Rules, which is purportedly conducted subject to the Eris Exchange Rules, or which should have been conducted subject to the Eris Exchange Rules.
Exchange Activity means business of a Participant or a Supervised Person of such Participant that is subject to the Rules, that is purportedly conducted subject to the Rules, or which should have been conducted subject to the Rules, including any use by such Person of the Platform.

Examples of Exchange Activity in a sentence

  • Mikhailenko, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences;- Yu.V. Ivanov, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences;- M.P. Balaban, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences, Associate Professor;- I.

  • Misiukevich, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences, Associate Professor;- V.V. Lisitsa, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences, Associate Professor;- I.V. Yurko, Associate Professor of the Department of Entrepreneurship, Trade and Stock Exchange Activity, Candidate of Economic Sciences, Associate Professor;- O.

  • Nakazaki; Leaf Gas Exchange Activity in Soybean as Related to Leaf Traits and Stem Growth Habit Crop Sci.

  • Authorized Traders (a) Each Trading Privilege Holder who is not a natural Person shall designate one or more Authorized Trader(s), who will be responsible for Exchange Activity conducted on behalf of the Trading Privilege Holder.


More Definitions of Exchange Activity

Exchange Activity means business for which a Clearing Member, Trading Privilege Holder, Participant or other Person, is subject to the Cboe Digital Exchange Rules, which is purportedly conducted subject to the Cboe Digital Exchange Rules, or which should have been conducted subject to the Cboe Digital Exchange Rules.
Exchange Activity means business for which a Clearing Member or Participant is subject to the GreenEx Rules, which is purportedly conducted subject to the GreenEx Rules, or which should have been conducted subject to the GreenEx Rules.
Exchange Activity means business for which a Clearing Firm, FCM, Participant, or other persons, is subject to the Eris Exchange Rules, which is purportedly conducted subject to the

Related to Exchange Activity

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Access is As Defined in the Act.

  • Outside Activity means any organized or business activity conducted by an Employee outside of MSIM. This includes, but is not limited to, participation on a board of directors, including that of a charitable organization, working part-time outside of MSIM, establishing a holding company for investments, investing in rental properties, or forming a limited partnership.

  • economic activity means putting goods or services on a market. It is not necessary to make a profit to be engaged in economic activity: if others in the market offer the same good or service, it is an economic activity.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • Peak Market Activity means a measure of exposure for which credit is required, involving peak exposures in rolling three-week periods over a year timeframe, with two semi-annual reset points, pursuant to provisions of Tariff, Attachment Q, section V.A. Peak Market Activity shall exclude FTR Net Activity, Virtual Transactions Net Activity, and Export Transactions Net Activity. Peak Season:

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Xxxxxxxx-Xxxxx Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Detrimental Activity means, unless otherwise determined by the Committee, in the applicable Award Agreement: (a) the disclosure to anyone outside the Company or its Affiliates, or the use in any manner other than in the furtherance of the Company’s or its Affiliate’s business, without written authorization from the Company, of any confidential information, trade secrets or proprietary information, relating to the business of the Company or its Affiliates that is acquired by a Participant prior to the Participant’s Termination; (b) activity while employed or performing services that results, or if known could result, in the Participant’s Termination that is classified by the Company as a termination for Cause; (c) any attempt, directly or indirectly, to solicit, induce or hire (or the identification for solicitation, inducement or hiring of) any employee of the Company or its Affiliates to be employed by, or to perform services for, the Participant or any person or entity with which the Participant is associated (including, but not limited to, due to the Participant’s employment by, consultancy for, equity interest in, or creditor relationship with such person or entity) or any person or entity from which the Participant receives direct or indirect compensation or fees as a result of such solicitation, inducement or hire (or the identification for solicitation, inducement or hire) without, in all cases, written authorization from the Company; (d) any attempt, directly or indirectly, to solicit in a competitive manner any customer or prospective customer of the Company or its Affiliates at the time of a Participant’s Termination, without, in all cases, written authorization from the Company; (e) the Participant’s Disparagement, or inducement of others to do so, of the Company or its Affiliates or their past and present officers, directors, employees or products; or (f) breach of any agreement between the Participant and the Company or an Affiliate (including, without limitation, any employment agreement or noncompetition or nonsolicitation agreement). For purposes of sub-sections (a), (c), and (d) above, the General Counsel, Chief Operating Officer, Senior Vice President of Human Resources or the Chief Executive Officer of the Company shall have authority to provide the Participant, except for himself or herself, with written authorization to engage in the activities contemplated thereby and no other person shall have authority to provide the Participant with such authorization.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • disclosure period means the period commencing on 11 July 2016 (being the date 12 months prior to the commencement of the Offer Period) and ending on the Disclosure Date;

  • Business activity means that term as defined in section 3(2) of the former single business tax act, 1975 PA 228, or in section 105 of the Michigan business tax act, 2007 PA 36, MCL 208.1105.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Curricular activity means an activity, course, or program that is: