Client Intermediary definition

Client Intermediary means any registered investment adviser, broker, consultant or other intermediary whose clients or customers have $5,000,000 or more in the aggregate (as of the applicable Client Reference Date) invested in any fund or combination of funds or other
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Client Intermediary means any registered investment adviser, broker, consultant or other intermediary whose clients or customers have $5,000,000 or more in the aggregate (as of the applicable Client Reference Date) invested in any fund or combination of funds or other pooled vehicle managed, directly or indirectly, by WCM, WCP or their respective controlled Affiliates.
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Examples of Client Intermediary in a sentence

  • An Introduction is made when a referral or any information about the Applicant arrives at the Client's office or is communicated to the Client Intermediary, whichever is the earlier event.

  • The Sellers will not take any action that is intended to discourage any Client, Intermediary, licensor, customer, supplier, employee, agent, or other business associate of the Company or any of its subsidiaries from maintaining the same business relationships with the Company and its subsidiaries after the Closing as it maintained with the Company and its subsidiaries before the Closing.

  • Manager shall not be responsible for any loss incurred by reason of any instruction, act or omission of Client, Intermediary, Custodian, any broker-dealer or any other authorized representative with respect to the Account.

  • Client Intermediary (Agent) This Intermediary Adviser Agreement The Intermediary agrees to be bound by this Agreement and is required to confirm receipt of this Agreement by signing and returning the enclosed Intermediary Registration Form to Rowan Dartington Intermediaries.

Related to Client Intermediary

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Fiscal Intermediary means any qualified insurance company or other Person that has entered into an ongoing relationship with any Governmental Authority to make payments to payees under Medicare, Medicaid or any other federal, state or local public health care or medical assistance program pursuant to any of the Health Care Laws.

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.