Associated Firm definition
Examples of Associated Firm in a sentence
In any of these transactions, we will act as agent for the Associated Firm, and nothing we do in connection with such transactions will make us your agent.
We may introduce you to any Associated Firm outside the United Kingdom and you hereby authorise us on any such Associated Firm's behalf to expressly invite it to call you with a view to entering into investment transactions from time to time with or for you.
This may mean they are registered (i) in the name of a nominee company controlled by MSI plc, (ii) in the Client’s name, (iii) in the name of a sub- custodian or its nominee, (iv) in the name of a nominee controlled by an Exchange or Clearing House, (v) with MSI plc’s consent, in such other name as the Client may direct in writing (in which event, the Client accepts that the consequences of so doing will be entirely at the Client’s own risk), or (vi) in the name of an Associated Firm or its nominee.
Where Investments credited to a Prime Brokerage Account are registered in the name of an Associated Firm, a sub-custodian appointed by MSI plc or that of its or such sub-custodian’s nominee, MSI plc will credit to that Prime Brokerage Account any Income actually received by it to which the Client is entitled as soon as reasonably practicable (after deduction of any taxes or duties payable).
D.6.2. In respect of programme trades, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ and/or an Associated Firm may execute an own account transaction in any Investment included in a programme trade.